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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-20 3:37 PM View:  | American Express Company (AXP) | 11-Feb-20 | Market Purchase | 1,000 | $132.87 | $132,870.00 | 1538% 65 to 1.06K | (15%) |
| 19-Dec-11 5:03 PM View: | Capital One Financial Corp. (COF) | 15-Dec-11 | Disposition | 19,160 | $43.41 | $831,736.00 | (13%) 144.71K to 125.55K | (92%) |
| 19-Dec-11 5:03 PM View: | Capital One Financial Corp. (COF) | 15-Dec-11 | Option Exercise | 19,160 | -- | -- | 15% 125.55K to 144.71K | |
| 29-Apr-11 5:09 PM View: | Capital One Financial Corp. (COF) | 27-Apr-11 | Option Exercise | 90,595 | $18.28 | $1,656,080.00 | 72% 125.55K to 216.14K | |
| 29-Apr-11 5:09 PM View: | Capital One Financial Corp. (COF) | 27-Apr-11 | Market Option Sale | 90,595 | $55.52 | $5,029,830.00 | (42%) 216.14K to 125.55K | (50%) |
| 23-Feb-11 4:34 PM View: | Capital One Financial Corp. (COF) | 23-Feb-11 | Market Sale | 3,448 | $50.77 | $175,055.00 | (3%) 128.99K to 125.55K | (64%) |
| 23-Feb-11 4:34 PM View: | Capital One Financial Corp. (COF) | 21-Feb-11 | Payment of Exercise | 3,478 | $52.69 | $183,256.00 | (3%) 132.47K to 128.99K | (58%) |
| 02-Feb-11 4:46 PM View: | Capital One Financial Corp. (COF) | 02-Feb-11 | Market Sale | 19,538 | $49.36 | $964,396.00 | (13%) 152.01K to 132.47K | (69%) |
| 31-Jan-11 4:42 PM View: | Capital One Financial Corp. (COF) | 31-Jan-11 | Market Sale | 5,106 | $48.47 | $247,464.00 | (3%) 157.12K to 152.01K | (72%) |
| 31-Jan-11 4:42 PM View: | Capital One Financial Corp. (COF) | 29-Jan-11 | Payment of Exercise | 19,712 | $48.24 | $950,907.00 | (11%) 176.83K to 157.12K | (73%) |
| 31-Jan-11 4:42 PM View: | Capital One Financial Corp. (COF) | 27-Jan-11 | Payment of Exercise | 5,153 | $48.40 | $249,405.00 | (3%) 181.98K to 176.83K | (73%) |
| 28-Jan-11 5:14 PM View: | Capital One Financial Corp. (COF) | 26-Jan-11 | Grant | 49,282 | -- | -- | 40% 124.01K to 173.29K | |
| 28-Jan-11 5:14 PM View: | Capital One Financial Corp. (COF) | 26-Jan-11 | Payment of Exercise | 28,321 | $48.28 | $1,367,340.00 | (13%) 210.3K to 181.98K | (73%) |
| 28-Jan-11 5:14 PM View: | Capital One Financial Corp. (COF) | 26-Jan-11 | Option Exercise | 37,010 | -- | -- | 21% 173.29K to 210.3K | |
| 04-Jan-11 7:32 PM View: | Capital One Financial Corp. (COF) | 31-Dec-10 | Disposition | 20,520 | $41.23 | $846,040.00 | (14%) 144.53K to 124.01K | (102%) |
| 04-Jan-11 7:32 PM View: | Capital One Financial Corp. (COF) | 31-Dec-10 | Option Exercise | 20,520 | -- | -- | 17% 124.01K to 144.53K | |
| 13-May-10 4:07 PM View: | Capital One Financial Corp. (COF) | 11-May-10 | Market Sale | 4,849 | $44.19 | $214,277.00 | (4%) 128.86K to 124.01K | (89%) |
| 28-Apr-10 4:03 PM View: | Capital One Financial Corp. (COF) | 26-Apr-10 | Payment of Exercise | 4,892 | $45.24 | $221,314.00 | (4%) 133.75K to 128.86K | (85%) |
| 02-Mar-10 8:15 PM View: | Capital One Financial Corp. (COF) | 26-Feb-10 | Market Sale | 1,723 | $37.28 | $64,233.40 | (1%) 135.47K to 133.75K | (124%) |
| 23-Feb-10 4:51 PM View: | Capital One Financial Corp. (COF) | 21-Feb-10 | Payment of Exercise | 1,739 | $37.79 | $65,716.80 | (1%) 137.21K to 135.47K | (121%) |
| 04-Feb-10 4:42 PM View: | Capital One Financial Corp. (COF) | 04-Feb-10 | Market Sale | 22,251 | $36.13 | $803,929.00 | (14%) 159.46K to 137.21K | (132%) |
| 02-Feb-10 4:30 PM View: | Capital One Financial Corp. (COF) | 29-Jan-10 | Payment of Exercise | 16,999 | $36.86 | $626,583.00 | (10%) 176.46K to 159.46K | (127%) |
| 29-Jan-10 7:35 PM View: | Capital One Financial Corp. (COF) | 27-Jan-10 | Grant | 30,780 | -- | -- | 21% 145.68K to 176.46K | |
| 03-Aug-09 4:05 PM View: | Capital One Financial Corp. (COF) | 30-Jul-09 | Market Sale | 21,988 | $30.46 | $669,754.00 | (13%) 167.67K to 145.68K | (176%) |
| 30-Jul-09 5:05 PM View: | Capital One Financial Corp. (COF) | 29-Jul-09 | Payment of Exercise | 17,263 | $29.71 | $512,884.00 | (9%) 184.93K to 167.67K | (183%) |
| 28-Apr-09 4:40 PM View: | Capital One Financial Corp. (COF) | 26-Apr-09 | Payment of Exercise | 1,849 | $19.02 | $35,168.00 | (< 1%) 186.78K to 184.93K | (399%) |
| 24-Feb-09 6:10 PM View: | Capital One Financial Corp. (COF) | 21-Feb-09 | Payment of Exercise | 1,447 | $9.43 | $13,645.20 | (< 1%) 188.23K to 186.78K | (1063%) |
| 02-Feb-09 8:18 PM View: | Capital One Financial Corp. (COF) | 29-Jan-09 | Grant | 157,003 | -- | -- | 503% 31.23K to 188.23K | |
| 29-Apr-08 5:55 PM View: | Capital One Financial Corp. (COF) | 26-Apr-08 | Payment of Exercise | 2,105 | $49.92 | $105,082.00 | (6%) 33.33K to 31.23K | (93%) |
| 25-Feb-08 9:58 PM View: | Capital One Financial Corp. (COF) | 21-Feb-08 | Grant | 13,850 | -- | -- | 71% 19.48K to 33.33K | |
| 30-Apr-07 3:11 PM View: | Capital One Financial Corp. (COF) | 26-Apr-07 | Grant | 19,481 | -- | -- | 100% 0 to 19.48K |