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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Jul-20 4:22 PM View:  | Pacific Ethanol, Inc. (PEIX) | 13-Jul-20 | Grant | 62,500 | -- | -- | 43% 144.64K to 207.14K | |
| 03-Apr-20 4:07 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-20 | Payment of Exercise | 15,019 | $0.25 | $3,754.75 | (9%) 159.66K to 144.64K | (2791%) |
| 24-Apr-19 9:49 PM View: | Pacific Ethanol, Inc. (PEIX) | 22-Apr-19 | Grant | 42,000 | $1.12 | $47,040.00 | 36% 117.66K to 159.66K | 536% |
| 03-Apr-19 5:00 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-19 | Payment of Exercise | 5,662 | $0.95 | $5,378.90 | (5%) 123.32K to 117.66K | (648%) |
| 18-Jun-18 4:11 PM View: | Pacific Ethanol, Inc. (PEIX) | 14-Jun-18 | Grant | 34,722 | -- | -- | 39% 88.6K to 123.32K | |
| 03-Apr-18 4:03 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-18 | Payment of Exercise | 7,092 | $3.00 | $21,276.00 | (7%) 95.69K to 88.6K | (140%) |
| 09-Mar-18 4:06 PM View: | Pacific Ethanol, Inc. (PEIX) | 08-Mar-18 | Market Purchase | 6,500 | $3.20 | $20,800.00 | 7% 89.19K to 95.69K | 126% |
| 04-Apr-17 4:25 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-17 | Payment of Exercise | 5,115 | $6.85 | $35,037.80 | (5%) 94.3K to 89.19K | (6%) |
| 17-Mar-17 4:24 PM View: | Pacific Ethanol, Inc. (PEIX) | 15-Mar-17 | Grant | 18,518 | -- | -- | 24% 75.79K to 94.3K | |
| 17-Jun-16 4:31 PM View: | Pacific Ethanol, Inc. (PEIX) | 16-Jun-16 | Grant | 25,000 | -- | -- | 49% 50.79K to 75.79K | |
| 05-Apr-16 4:43 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-16 | Payment of Exercise | 3,922 | $4.40 | $17,256.80 | (7%) 54.71K to 50.79K | (65%) |
| 23-Dec-15 12:53 PM View: | Towerstream Corp (TWERD.PK) | 22-Dec-15 | Private Purchase | 10,000 | $0.40 | $3,950.00 | 176% 5.67K to 15.67K | |
| 12-Nov-15 7:22 AM View: | Pacific Ethanol, Inc. (PEIX) | 11-Nov-15 | Market Purchase | 2,000 | $4.25 | $8,500.00 | 4% 52.71K to 54.71K | 71% |
| 12-Nov-15 7:22 AM View: | Pacific Ethanol, Inc. (PEIX) | 10-Nov-15 | Market Purchase | 5,000 | $4.71 | $23,550.00 | 10% 47.71K to 52.71K | 54% |
| 11-Aug-15 7:38 AM View: | Pacific Ethanol, Inc. (PEIX) | 10-Aug-15 | Market Purchase | 4,000 | $7.51 | $30,040.00 | 9% 43.71K to 47.71K | (3%) |
| 01-Jun-15 9:00 PM View: | Towerstream Corp (TWERD.PK) | 28-May-15 | Exercise (in-the money or at-the-money) | 5,673 | -- | -- | 100% 0 to 5.67K | |
| 03-Apr-15 12:51 PM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-15 | Payment of Exercise | 3,580 | $11.15 | $39,917.00 | (8%) 47.29K to 43.71K | 35% |
| 19-Mar-15 4:46 PM View: | Pacific Ethanol, Inc. (PEIX) | 17-Mar-15 | Grant | 11,962 | -- | -- | 34% 35.33K to 47.29K | |
| 20-Jun-14 5:16 PM View: | Pacific Ethanol, Inc. (PEIX) | 18-Jun-14 | Grant | 5,091 | -- | -- | 17% 30.23K to 35.33K | |
| 30-May-14 5:15 PM View: | Pacific Ethanol, Inc. (PEIX) | 28-May-14 | Grant | 864 | -- | -- | 3% 29.37K to 30.23K | |
| 02-Apr-14 8:11 AM View: | Pacific Ethanol, Inc. (PEIX) | 01-Apr-14 | Payment of Exercise | 3,154 | $17.90 | $56,456.60 | (10%) 32.52K to 29.37K | 59% |
| 03-Jun-11 9:00 PM View: | Towerstream Corp (TWERD.PK) | 31-May-11 | Market Sale | 42,049 | $5.32 | $223,701.00 | (100%) 42.05K to 0 | 46% |
| 03-Jun-11 9:00 PM View: | Towerstream Corp (TWERD.PK) | 24-May-11 | Exercise (in-the money or at-the-money) | 42,049 | -- | -- | 100% 0 to 42.05K | |
| 23-Dec-10 5:01 PM View: | Towerstream Corp (TWERD.PK) | 21-Dec-10 | Gift | 1,053 | -- | -- | (100%) 1.05K to 0 | |
| 16-Dec-10 8:14 PM View: | Towerstream Corp (TWERD.PK) | 14-Dec-10 | Exercise (in-the money or at-the-money) | 1,053 | -- | -- | (50%) 2.11K to 1.05K |