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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Sep-19 8:05 PM View:  | Opgen Inc (OPGN) | 02-Sep-19 | Grant | 750 | -- | -- | 962% 78 to 0.83K | |
| 29-Aug-17 5:46 PM View: | Opgen Inc (OPGN) | 25-Aug-17 | Grant | 39,292 | -- | -- | 100% 0 to 39.29K | |
| 08-Jan-16 3:18 PM View: | Harris & Harris Group, Inc. (TINY) | 08-Jan-16 | Market Purchase | 755 | $2.17 | $1,638.35 | < 1% 110.74K to 111.5K | (40%) |
| 19-Jan-16 4:21 PM View: | Harris & Harris Group, Inc. (TINY) | 31-Dec-15 | Payment of Exercise | 3,570 | $2.20 | $7,854.00 | (3%) 110.74K to 107.17K | 40% |
| 13-Oct-15 9:12 AM View: | Harris & Harris Group, Inc. (TINY) | 09-Oct-15 | Market Purchase | 600 | $2.15 | $1,290.00 | < 1% 110.14K to 110.74K | (39%) |
| 13-Jul-15 4:25 PM View: | Harris & Harris Group, Inc. (TINY) | 10-Jul-15 | Market Purchase | 558 | $2.76 | $1,540.08 | < 1% 109.58K to 110.14K | (53%) |
| 01-Jul-15 4:13 PM View: | Harris & Harris Group, Inc. (TINY) | 30-Jun-15 | Payment of Exercise | 3,465 | $2.75 | $9,528.75 | (3%) 113.05K to 109.58K | 52% |
| 12-May-15 6:51 PM View: | Opgen Inc (OPGN) | 08-May-15 | Conversion Duplicate | 1,079,080 | -- | -- | 3611% 29.88K to 1.11M | |
| 12-May-15 6:51 PM View: | Opgen Inc (OPGN) | 08-May-15 | Purchase Duplicate | 300,833 | $6.00 | $1,805,000.00 | 27% 1.11M to 1.41M | |
| 13-Apr-15 7:22 PM View: | Harris & Harris Group, Inc. (TINY) | 10-Apr-15 | Market Purchase | 445 | $3.12 | $1,386.31 | < 1% 112.6K to 113.05K | (58%) |
| 12-Jan-15 4:06 PM View: | Harris & Harris Group, Inc. (TINY) | 09-Jan-15 | Market Purchase | 280 | $3.02 | $845.60 | < 1% 112.32K to 112.6K | (57%) |
| 05-Jan-15 5:10 PM View: | Harris & Harris Group, Inc. (TINY) | 31-Dec-14 | Payment of Exercise | 3,465 | $2.95 | $10,221.80 | (3%) 115.79K to 112.32K | 56% |
| 14-Oct-14 4:17 PM View: | Harris & Harris Group, Inc. (TINY) | 10-Oct-14 | Market Purchase | 475 | $2.77 | $1,317.18 | < 1% 115.31K to 115.79K | (53%) |
| 10-Jul-14 9:28 AM View: | Harris & Harris Group, Inc. (TINY) | 08-Jul-14 | Market Purchase | 440 | $3.19 | $1,404.92 | < 1% 114.87K to 115.31K | (59%) |
| 30-Jun-14 6:48 PM View: | Harris & Harris Group, Inc. (TINY) | 30-Jun-14 | Payment of Exercise | 3,570 | $3.18 | $11,352.60 | (3%) 118.44K to 114.87K | 59% |
| 08-Apr-14 4:49 PM View: | Harris & Harris Group, Inc. (TINY) | 08-Apr-14 | Market Purchase | 470 | $3.65 | $1,717.38 | < 1% 117.97K to 118.44K | (64%) |
| 01-Apr-14 5:45 PM View: | Harris & Harris Group, Inc. (TINY) | 31-Mar-14 | Market Purchase | 2,500 | $3.51 | $8,773.40 | 2% 115.47K to 117.97K | (63%) |
| 02-Jan-14 4:05 PM View: | Harris & Harris Group, Inc. (TINY) | 02-Jan-14 | Market Purchase | 330 | $3.02 | $996.60 | < 1% 115.14K to 115.47K | (57%) |
| 02-Jan-14 4:05 PM View: | Harris & Harris Group, Inc. (TINY) | 31-Dec-13 | Payment of Exercise | 3,465 | $2.98 | $10,325.70 | (3%) 118.61K to 115.14K | 56% |
| 02-Oct-13 4:12 PM View: | Harris & Harris Group, Inc. (TINY) | 02-Oct-13 | Market Purchase | 475 | $3.01 | $1,428.32 | < 1% 118.13K to 118.61K | (56%) |
| 15-Jul-13 4:31 PM View: | Harris & Harris Group, Inc. (TINY) | 11-Jul-13 | Market Purchase | 460 | $3.14 | $1,444.40 | < 1% 117.67K to 118.13K | (58%) |
| 01-Jul-13 4:43 PM View: | Harris & Harris Group, Inc. (TINY) | 30-Jun-13 | Payment of Exercise | 3,465 | $3.04 | $10,533.60 | (3%) 121.14K to 117.67K | 57% |
| 12-Apr-13 4:51 PM View: | Harris & Harris Group, Inc. (TINY) | 11-Apr-13 | Market Purchase | 450 | $3.25 | $1,463.85 | < 1% 120.69K to 121.14K | (60%) |
| 09-Jan-13 4:58 PM View: | Harris & Harris Group, Inc. (TINY) | 09-Jan-13 | Market Purchase | 335 | $3.69 | $1,237.49 | < 1% 120.35K to 120.69K | (65%) |
| 02-Jan-13 4:16 PM View: | Harris & Harris Group, Inc. (TINY) | 31-Dec-12 | Payment of Exercise | 10,500 | $3.30 | $34,650.00 | (8%) 130.85K to 120.35K | 60% |
| 09-Oct-12 9:33 AM View: | Harris & Harris Group, Inc. (TINY) | 08-Oct-12 | Market Purchase | 337 | $3.87 | $1,304.10 | < 1% 130.51K to 130.85K | (66%) |
| 11-Jul-12 4:06 PM View: | Harris & Harris Group, Inc. (TINY) | 11-Jul-12 | Market Purchase | 375 | $3.96 | $1,483.61 | < 1% 130.14K to 130.51K | (67%) |
| 11-Jun-12 5:22 PM View: | Harris & Harris Group, Inc. (TINY) | 11-Jun-12 | Grant | 120,000 | -- | -- | 1183% 10.14K to 130.14K | |
| 10-Apr-12 4:45 PM View: | Harris & Harris Group, Inc. (TINY) | 10-Apr-12 | Market Purchase | 362 | $4.11 | $1,487.82 | 4% 9.78K to 10.14K | (68%) |
| 10-Jan-12 9:18 AM View: | Harris & Harris Group, Inc. (TINY) | 09-Jan-12 | Market Purchase | 435 | $3.49 | $1,518.47 | 5% 9.34K to 9.78K | (62%) |
| 15-Dec-11 4:44 PM View: | Harris & Harris Group, Inc. (TINY) | 15-Dec-11 | Market Purchase | 4,000 | $3.58 | $14,310.70 | 75% 5.34K to 9.34K | (63%) |
| 07-Oct-11 4:22 PM View: | Harris & Harris Group, Inc. (TINY) | 07-Oct-11 | Market Purchase | 422 | $3.45 | $1,456.24 | 9% 4.92K to 5.34K | (62%) |
| 15-Aug-11 5:14 PM View: | Harris & Harris Group, Inc. (TINY) | 15-Aug-11 | Market Purchase | 225 | $4.13 | $929.03 | 5% 4.7K to 4.92K | (68%) |
| 07-Jul-11 5:21 PM View: | Harris & Harris Group, Inc. (TINY) | 06-Jul-11 | Market Purchase | 91 | $5.39 | $490.49 | 2% 4.61K to 4.7K | (76%) |
| 01-Jun-11 4:15 PM View: | Harris & Harris Group, Inc. (TINY) | 01-Jun-11 | Market Purchase | 1,500 | $5.59 | $8,382.00 | 48% 3.1K to 4.61K | (77%) |
| 27-Aug-10 4:16 PM View: | Harris & Harris Group, Inc. (TINY) | 27-Aug-10 | Market Purchase | 1,500 | $3.74 | $5,609.50 | 93% 1.6K to 3.1K | (66%) |
| 14-Aug-09 4:04 PM View: | Harris & Harris Group, Inc. (TINY) | 12-Aug-09 | Option Exercise | 19,800 | $3.75 | $74,250.00 | 3220% 0.61K to 20.41K | |
| 14-Aug-09 4:04 PM View: | Harris & Harris Group, Inc. (TINY) | 12-Aug-09 | Market Option Sale (Planned) | 18,810 | $6.47 | $121,680.00 | (92%) 20.41K to 1.6K | 80% |
| 24-Mar-08 4:34 PM View: | Harris & Harris Group, Inc. (TINY) | 24-Mar-08 | Market Purchase | 615 | $6.60 | $4,057.77 | 100% 0 to 0.61K | (80%) |