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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 2:42 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 370,438 | $7.50 | $2,778,280.00 | (27%) 1.37M to 996.78K | 0% |
| 17-Nov-21 2:42 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 996,782 | $7.50 | $7,475,860.00 | (100%) 996.78K to 0 | 0% |
| 03-Dec-20 9:21 PM View: | JMP Group LLC (JMP) | 01-Dec-20 | Option Exercise | 3,860 | -- | -- | < 1% 1.36M to 1.37M | |
| 03-Dec-20 9:21 PM View: | JMP Group LLC (JMP) | 01-Dec-20 | Option Exercise | 1,334 | $3.09 | $4,128.20 | (< 1%) 1.37M to 1.37M | (149%) |
| 30-Nov-20 5:28 PM View: | JMP Group LLC (JMP) | 30-Nov-20 | Market Purchase | 5,000 | $3.00 | $15,000.00 | < 1% 1.36M to 1.36M | 157% |
| 25-Nov-20 5:14 PM View: | JMP Group LLC (JMP) | 25-Nov-20 | Market Purchase | 10,000 | $2.98 | $29,794.00 | < 1% 1.34M to 1.35M | 160% |
| 30-Nov-20 5:28 PM View: | JMP Group LLC (JMP) | 25-Nov-20 | Market Purchase Duplicate | 10,000 | $2.98 | $29,794.00 | < 1% 1.35M to 1.36M | 160% |
| 23-Nov-20 7:07 PM View: | JMP Group LLC (JMP) | 23-Nov-20 | Market Purchase | 13,105 | $2.85 | $37,285.00 | < 1% 1.33M to 1.34M | 172% |
| 23-Nov-20 7:07 PM View: | JMP Group LLC (JMP) | 20-Nov-20 | Market Purchase | 11,895 | $2.65 | $31,542.00 | < 1% 1.31M to 1.33M | 191% |
| 03-Dec-19 5:28 PM View: | JMP Group LLC (JMP) | 01-Dec-19 | Option Exercise | 12,218 | -- | -- | < 1% 1.31M to 1.32M | |
| 03-Dec-19 5:28 PM View: | JMP Group LLC (JMP) | 01-Dec-19 | Option Exercise | 4,224 | $3.24 | $13,685.80 | (< 1%) 1.32M to 1.31M | (139%) |
| 04-Dec-18 4:07 PM View: | JMP Group LLC (JMP) | 01-Dec-18 | Option Exercise | 13,866 | -- | -- | 1% 1.3M to 1.31M | |
| 04-Dec-18 4:07 PM View: | JMP Group LLC (JMP) | 01-Dec-18 | Option Exercise | 4,794 | $4.91 | $23,538.50 | (< 1%) 1.31M to 1.31M | (57%) |
| 05-Dec-17 4:42 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 32,276 | -- | -- | 10% 330.7K to 362.97K | |
| 05-Dec-17 4:42 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 12,128 | $5.38 | $65,248.60 | (3%) 362.97K to 350.85K | (34%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Payment of Exercise | 15,873 | $6.22 | $98,730.10 | (1%) 1.29M to 1.28M | (14%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Option Exercise | 37,000 | -- | -- | 3% 1.26M to 1.29M | |
| 05-Jan-16 2:21 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 1,633 | -- | -- | < 1% 1.26M to 1.26M | |
| 05-Jan-16 2:21 PM View: | JMP Group LLC (JMP) | 31-Dec-15 | Option Exercise | 852 | $5.46 | $4,651.92 | (< 1%) 1.26M to 1.26M | (38%) |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Payment of Exercise | 14,942 | $6.19 | $92,491.00 | (1%) 1.27M to 1.26M | (23%) |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Option Exercise | 28,638 | -- | -- | 2% 1.24M to 1.27M | |
| 17-Mar-15 4:56 PM View: | JMP Group LLC (JMP) | 11-Mar-15 | Market Purchase | 30,000 | $7.25 | $217,554.00 | 2% 1.21M to 1.24M | 11% |
| 09-Jan-14 4:42 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Payment of Exercise | 4,036 | $7.40 | $29,866.40 | (< 1%) 1.12M to 1.12M | (13%) |
| 09-Jan-14 4:42 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Option Exercise | 9,199 | -- | -- | < 1% 1.11M to 1.12M | |
| 12-Mar-13 9:56 PM View: | JMP Group Inc. (JMP) | 12-Mar-13 | Market Purchase | 20,000 | $6.52 | $130,368.00 | 2% 1.09M to 1.11M | 31% |
| 12-Mar-13 9:56 PM View: | JMP Group Inc. (JMP) | 12-Mar-13 | Market Purchase | 5,000 | $6.34 | $31,714.00 | < 1% 1.11M to 1.11M | 34% |
| 14-Mar-12 4:50 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Payment of Exercise | 36,484 | $7.03 | $256,483.00 | (3%) 1.13M to 1.1M | (22%) |
| 14-Mar-12 4:50 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise | 84,249 | -- | -- | 8% 1.05M to 1.13M | |
| 21-Feb-12 4:30 PM View: | JMP Group Inc. (JMP) | 15-Feb-12 | Grant | 16,085 | $7.46 | $119,994.00 | 2% 1.04M to 1.05M | 15% |
| 21-Feb-12 4:30 PM View: | JMP Group Inc. (JMP) | 15-Feb-12 | Payment of Exercise | 5,900 | $7.46 | $44,014.00 | (< 1%) 1.05M to 1.05M | (15%) |
| 12-May-11 4:25 PM View: | JMP Group Inc. (JMP) | 11-May-11 | Acquisition (other) | 30,000 | $4.00 | $120,000.00 | 3% 1.01M to 1.04M | |
| 12-May-11 4:25 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Payment of Exercise | 6,383 | $8.00 | $51,064.00 | (< 1%) 1.01M to 1.01M | (9%) |
| 12-May-11 4:25 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Option Exercise | 17,000 | -- | -- | 2% 996.99K to 1.01M | |
| 21-Mar-11 4:05 PM View: | JMP Group Inc. (JMP) | 15-Mar-11 | Market Purchase | 10,000 | $7.88 | $78,800.00 | 1% 986.99K to 996.99K | 11% |
| 09-Mar-11 2:20 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Payment of Exercise | 12,979 | $8.33 | $108,115.00 | (7%) 173.19K to 160.21K | (5%) |
| 09-Mar-11 2:20 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 35,386 | -- | -- | 26% 137.8K to 173.19K | |
| 18-Feb-11 4:05 PM View: | JMP Group Inc. (JMP) | 16-Feb-11 | Grant | 6,919 | $8.79 | $60,818.00 | < 1% 960.2K to 967.12K | (< 1%) |
| 18-Feb-11 4:05 PM View: | JMP Group Inc. (JMP) | 16-Feb-11 | Payment of Exercise | 2,538 | $8.79 | $22,309.00 | (< 1%) 967.12K to 964.58K | < 1% |
| 13-May-10 4:58 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Payment of Exercise | 5,988 | $7.13 | $42,694.40 | (< 1%) 966.19K to 960.2K | (24%) |
| 13-May-10 4:58 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Option Exercise | 14,875 | -- | -- | 2% 951.32K to 966.19K | |
| 18-Feb-10 4:14 PM View: | JMP Group Inc. (JMP) | 16-Feb-10 | Grant | 22,102 | $8.21 | $181,457.00 | 20% 110.54K to 132.64K | 8% |
| 18-Feb-10 4:14 PM View: | JMP Group Inc. (JMP) | 16-Feb-10 | Payment of Exercise | 8,107 | $8.21 | $66,558.50 | (6%) 132.64K to 124.53K | (8%) |
| 30-Nov-09 5:02 PM View: | JMP Group Inc. (JMP) | 25-Nov-09 | Gift | 10,000 | -- | -- | (1%) 947.32K to 937.32K | |
| 04-Nov-09 4:14 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Payment of Exercise | 37,600 | $8.16 | $306,816.00 | (4%) 984.92K to 947.32K | (8%) |
| 04-Nov-09 4:14 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Option Exercise | 80,000 | -- | -- | 9% 904.92K to 984.92K | |
| 11-May-09 6:05 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Payment of Exercise | 3,798 | $6.40 | $24,307.20 | (< 1%) 908.72K to 904.92K | (35%) |
| 11-May-09 6:05 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Option Exercise | 10,625 | -- | -- | 1% 898.09K to 908.72K | |
| 24-Dec-08 5:11 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Payment of Exercise | 28,550 | $4.88 | $139,324.00 | (3%) 926.64K to 898.09K | (88%) |
| 24-Dec-08 5:11 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Option Exercise | 79,861 | -- | -- | 9% 846.78K to 926.64K | |
| 26-Nov-08 7:00 PM View: | JMP Group Inc. (JMP) | 26-Nov-08 | Market Purchase | 4,002 | $3.62 | $14,487.20 | < 1% 842.78K to 846.78K | 153% |