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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 2:35 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 303,921 | $7.50 | $2,279,410.00 | (22%) 1.37M to 1.06M | 0% |
| 17-Nov-21 2:35 PM View: | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 1,064,710 | $7.50 | $7,985,320.00 | (100%) 1.06M to 0 | 0% |
| 30-Oct-18 4:07 PM View: | JMP Group LLC (JMP) | 30-Oct-18 | Market Purchase | 20,000 | $5.00 | $99,966.00 | 1% 1.35M to 1.37M | 53% |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Payment of Exercise | 4,485 | $6.22 | $27,896.70 | (< 1%) 1.35M to 1.35M | (14%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Option Exercise | 11,937 | -- | -- | < 1% 1.34M to 1.35M | |
| 17-Feb-16 4:21 PM View: | JMP Group LLC (JMP) | 17-Feb-16 | Market Purchase | 20,000 | $5.15 | $102,906.00 | 2% 1.32M to 1.34M | 46% |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Payment of Exercise | 13,692 | $6.19 | $84,753.50 | (1%) 1.33M to 1.32M | (23%) |
| 03-Dec-15 3:56 PM View: | JMP Group LLC (JMP) | 01-Dec-15 | Option Exercise | 26,243 | -- | -- | 2% 1.31M to 1.33M | |
| 05-Jan-15 7:14 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Payment of Exercise | 42,487 | -- | -- | (3%) 1.35M to 1.31M | |
| 05-Jan-15 7:14 PM View: | JMP Group LLC (JMP) | 31-Dec-14 | Option Exercise | 110,797 | -- | -- | 9% 1.24M to 1.35M | |
| 29-Oct-14 4:42 PM View: | JMP Group Inc. (JMP) | 27-Oct-14 | Market Purchase | 25,000 | $6.36 | $159,000.00 | 2% 1.22M to 1.24M | 28% |
| 09-Jan-14 4:56 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Payment of Exercise | 4,395 | $7.40 | $32,523.00 | (< 1%) 1.22M to 1.22M | (13%) |
| 09-Jan-14 4:56 PM View: | JMP Group Inc. (JMP) | 31-Dec-13 | Option Exercise | 10,016 | -- | -- | < 1% 1.21M to 1.22M | |
| 14-Mar-12 4:55 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Payment of Exercise | 66,002 | $7.03 | $463,994.00 | (5%) 1.28M to 1.21M | (22%) |
| 14-Mar-12 4:55 PM View: | JMP Group Inc. (JMP) | 12-Mar-12 | Option Exercise | 141,394 | -- | -- | 12% 1.13M to 1.28M | |
| 12-May-11 4:20 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Payment of Exercise | 9,336 | $8.00 | $74,688.00 | (< 1%) 1.14M to 1.13M | (9%) |
| 12-May-11 4:20 PM View: | JMP Group Inc. (JMP) | 10-May-11 | Option Exercise | 20,000 | -- | -- | 2% 1.12M to 1.14M | |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 53,078 | -- | -- | 56% 95.63K to 148.71K | |
| 09-Mar-11 2:25 PM View: | JMP Group Inc. (JMP) | 07-Mar-11 | Option Exercise | 24,776 | $8.33 | $206,384.00 | (17%) 148.71K to 123.93K | (5%) |
| 13-May-10 5:16 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Payment of Exercise | 8,169 | $7.13 | $58,245.00 | (< 1%) 1.1M to 1.1M | (24%) |
| 13-May-10 5:16 PM View: | JMP Group Inc. (JMP) | 10-May-10 | Option Exercise | 17,500 | -- | -- | 2% 1.09M to 1.1M | |
| 12-Mar-10 4:57 PM View: | JMP Group Inc. (JMP) | 12-Mar-10 | Gift | 12,100 | -- | -- | (1%) 1.1M to 1.09M | |
| 04-Nov-09 4:15 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Payment of Exercise | 44,650 | $8.16 | $364,344.00 | (4%) 1.14M to 1.1M | (8%) |
| 04-Nov-09 4:15 PM View: | JMP Group Inc. (JMP) | 02-Nov-09 | Option Exercise | 95,000 | -- | -- | 9% 1.05M to 1.14M | |
| 11-May-09 5:42 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Payment of Exercise | 4,468 | $6.40 | $28,595.20 | (< 1%) 1.05M to 1.05M | (35%) |
| 11-May-09 5:42 PM View: | JMP Group Inc. (JMP) | 11-May-09 | Option Exercise | 12,500 | -- | -- | 1% 1.04M to 1.05M | |
| 24-Dec-08 4:56 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Payment of Exercise | 15,533 | $4.88 | $75,801.00 | (1%) 1.06M to 1.04M | (88%) |
| 24-Dec-08 4:56 PM View: | JMP Group Inc. (JMP) | 22-Dec-08 | Option Exercise | 43,450 | -- | -- | 4% 1.01M to 1.06M | |
| 16-May-08 4:27 PM View: | JMP Group Inc. (JMP) | 16-May-08 | Market Purchase | 10,000 | $6.74 | $67,400.00 | < 1% 1.0M to 1.01M | 35% |
| 14-Nov-07 6:13 PM View: | JMP Group Inc. (JMP) | 14-Nov-07 | Market Purchase | 7,050 | $7.04 | $49,632.00 | < 1% 994.76K to 1.0M | 31% |
| 13-Nov-07 6:51 PM View: | JMP Group Inc. (JMP) | 13-Nov-07 | Market Purchase Duplicate | 7,950 | $7.09 | $56,365.50 | < 1% 986.81K to 994.76K | 30% |
| 18-May-07 4:41 PM View: | JMP Group Inc. (JMP) | 16-May-07 | Acquisition (other) | 986,810 | -- | -- | 100% 0 to 986.81K |