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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Nov-16 6:12 PM View:  | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 19,639 | $11.36 | $223,099.00 | (100%) 19.64K to 0 | |
| 10-Aug-16 9:53 AM View: | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 56% 12.61K to 19.64K | |
| 05-Jul-16 12:04 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 6,463 | -- | -- | 105% 6.14K to 12.61K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 290 | -- | -- | 100% 0 to 0.29K | |
| 30-Jun-15 12:09 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Option Exercise | 5,854 | -- | -- | 2019% 0.29K to 6.14K |