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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Sep-23 4:05 PM View:  | Peak Bio, Inc. (PKBO) | 21-Sep-23 | Purchase | 45,000 | -- | -- | < 1% 8.71M to 8.76M | |
| 21-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 20-Sep-23 | Purchase | 30,000 | -- | -- | < 1% 8.68M to 8.71M | |
| 21-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 19-Sep-23 | Purchase | 50,000 | -- | -- | < 1% 8.63M to 8.68M | |
| 19-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 15-Sep-23 | Purchase | 25,000 | -- | -- | < 1% 8.61M to 8.63M | |
| 15-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 14-Sep-23 | Purchase | 20,000 | -- | -- | < 1% 8.59M to 8.61M | |
| 15-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 13-Sep-23 | Purchase | 30,000 | -- | -- | < 1% 8.56M to 8.59M | |
| 13-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 12-Sep-23 | Purchase | 17,000 | -- | -- | < 1% 8.54M to 8.56M | |
| 13-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 11-Sep-23 | Purchase | 30,000 | -- | -- | < 1% 8.51M to 8.54M | |
| 01-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 31-Aug-23 | Purchase | 13,000 | $0.26 | $3,445.00 | < 1% 8.59M to 8.6M | |
| 01-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 30-Aug-23 | Purchase | 74,750 | $0.26 | $19,170.70 | < 1% 8.51M to 8.59M | |
| 01-Sep-23 4:05 PM View: | Peak Bio, Inc. (PKBO) | 29-Aug-23 | Private Purchase | 5,500 | $0.25 | $1,375.00 | < 1% 8.51M to 8.51M | |
| 15-Aug-23 4:33 PM View: | Peak Bio, Inc. (PKBO) | 14-Aug-23 | Exercise (in-the money or at-the-money) | 583,333 | $0.60 | $350,000.00 | 7% 7.93M to 8.51M | |
| 21-Jul-23 4:30 PM View: | Peak Bio, Inc. (PKBO) | 20-Jul-23 | Exercise (in-the money or at-the-money) | 458,333 | $0.60 | $275,000.00 | 6% 7.47M to 7.93M | |
| 27-Jun-23 5:00 PM View: | Peak Bio, Inc. (PKBO) | 23-Jun-23 | Exercise (in-the money or at-the-money) | 666,667 | $0.60 | $400,000.00 | 10% 6.8M to 7.47M | |
| 03-Nov-22 9:50 PM View: | Peak Bio, Inc. (PKBO) | 01-Nov-22 | Acquisition (other) | 6,442,440 | -- | -- | (32358%) (-19.91K) to 6.42M | |
| 03-Nov-22 9:50 PM View: | Peak Bio, Inc. (PKBO) | 01-Nov-22 | Acquisition (other) | 372,562 | -- | -- | 6% 6.42M to 6.8M | |
| 09-Jun-20 9:21 PM View: | Pliant Therapeutics, Inc. (PLRX) | 05-Jun-20 | Conversion | 139,860 | -- | -- | 140% 99.76K to 239.62K | |
| 02-Jan-18 6:13 PM View: | Geron Corp (GERN) | 29-Dec-17 | Grant | 10,764 | -- | -- | 7% 143.54K to 154.3K | |
| 02-Oct-17 5:25 PM View: | Geron Corp (GERN) | 29-Sep-17 | Grant | 8,888 | -- | -- | 7% 134.65K to 143.54K | |
| 30-Jun-17 7:44 PM View: | Geron Corp (GERN) | 30-Jun-17 | Grant | 6,995 | -- | -- | 5% 127.65K to 134.65K | |
| 31-Mar-17 7:35 PM View: | Geron Corp (GERN) | 31-Mar-17 | Grant | 8,535 | -- | -- | 7% 119.12K to 127.65K | |
| 02-Jul-14 5:13 PM View: | Geron Corp (GERN) | 30-Jun-14 | Disposition | 10,000 | -- | -- | (8%) 129.12K to 119.12K | |
| 02-Apr-14 5:57 PM View: | Geron Corp (GERN) | 31-Mar-14 | Grant | 9,270 | -- | -- | 8% 119.85K to 129.12K | |
| 09-Apr-14 5:09 PM View: | Rezolute, Inc. (RZLT) | 31-Mar-14 | Grant Duplicate | 1,057,690 | $275,000.00 | $290,866,003,968.00 | 26% 4.0M to 5.06M | |
| 03-Jan-14 7:53 PM View: | Geron Corp (GERN) | 31-Dec-13 | Grant | 4,088 | -- | -- | 4% 115.76K to 119.85K | |
| 01-Oct-13 8:06 PM View: | Geron Corp (GERN) | 30-Sep-13 | Grant | 5,784 | -- | -- | 5% 109.98K to 115.76K | |
| 10-Jul-13 8:36 PM View: | Geron Corp (GERN) | 09-Jul-13 | Disposition | 45,000 | -- | -- | (29%) 154.98K to 109.98K | |
| 02-Jul-13 7:16 PM View: | Geron Corp (GERN) | 28-Jun-13 | Grant | 12,450 | -- | -- | 9% 142.53K to 154.98K | |
| 03-Jan-13 8:26 PM View: | Geron Corp (GERN) | 31-Dec-12 | Disposition | 10,000 | -- | -- | (7%) 152.53K to 142.53K | |
| 18-May-12 8:23 PM View: | Geron Corp (GERN) | 17-May-12 | Grant | 21,277 | -- | -- | 16% 131.25K to 152.53K | |
| 24-May-11 9:21 PM View: | Geron Corp (GERN) | 20-May-11 | Grant | 48,750 | -- | -- | 59% 82.5K to 131.25K | |
| 11-Mar-11 8:35 PM View: | Geron Corp (GERN) | 09-Mar-11 | Grant | 37,500 | -- | -- | 83% 45.0K to 82.5K | |
| 13-Jul-10 8:31 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 45,000 | -- | -- | 100% 0 to 45.0K | |
| 23-Apr-10 1:16 PM View: | Facet Biotech Corp (FACT) | 21-Apr-10 | Disposition | 8,333 | $27.00 | $224,991.00 | (100%) 8.33K to 0 | (< 1%) |
| 09-Sep-09 11:34 AM View: | Facet Biotech Corp (FACT) | 05-Sep-09 | Grant | 8,333 | -- | -- | 100% 0 to 8.33K |