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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Nov-19 3:50 PM View:  | Reva Medical, Inc. (RVA.AX) | 11-Nov-19 | Purchase | 372,219 | $0.00 | $111.67 | 112% 331.26K to 703.48K | |
| 02-Jul-18 7:55 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Jun-18 | Purchase | 32,719 | $1.53 | $50,060.20 | 11% 298.54K to 331.26K | |
| 12-Jan-18 5:55 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Dec-17 | Purchase | 10,300 | $5.13 | $52,818.40 | 4% 288.24K to 298.54K | |
| 11-Jul-17 8:20 PM View: | Reva Medical, Inc. (RVA.AX) | 09-Jul-17 | Grant | 6,000 | -- | -- | < 1% 2.95M to 2.96M | |
| 24-Aug-16 2:19 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-16 | Disposition (change in control) | 17,814 | $58.00 | $1,033,210.00 | (100%) 17.81K to 0 | |
| 18-Jul-16 6:55 PM View: | Reva Medical, Inc. (RVA.AX) | 14-Jul-16 | Purchase | 20,126 | $7.45 | $150,000.00 | < 1% 2.93M to 2.95M | |
| 05-Jul-16 6:43 PM View: | Heartware International, Inc. (HTWR) | 30-Jun-16 | Gift | 696 | -- | -- | (4%) 18.51K to 17.81K | |
| 03-Jun-16 5:13 PM View: | Heartware International, Inc. (HTWR) | 01-Jun-16 | Option Exercise | 1,000 | -- | -- | 6% 17.51K to 18.51K | |
| 27-May-16 6:17 PM View: | Reva Medical, Inc. (RVA.AX) | 25-May-16 | Grant | 6,300 | -- | -- | < 1% 2.93M to 2.93M | |
| 02-May-16 7:23 PM View: | Heartware International, Inc. (HTWR) | 01-May-16 | Option Exercise | 500 | -- | -- | 3% 17.01K to 17.51K | |
| 31-Mar-16 5:01 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Mar-16 | Purchase | 6,500 | $8.49 | $55,201.30 | < 1% 2.92M to 2.93M | |
| 04-Jun-15 5:58 PM View: | Reva Medical, Inc. (RVA.AX) | 03-Jun-15 | Purchase | 6,250 | $4.00 | $25,000.00 | < 1% 2.91M to 2.92M | |
| 29-May-15 7:18 PM View: | Reva Medical, Inc. (RVA.AX) | 27-May-15 | Grant | 50,000 | -- | -- | 2% 2.86M to 2.91M | |
| 13-May-15 5:08 PM View: | Heartware International, Inc. (HTWR) | 12-May-15 | Option Exercise | 250 | -- | -- | 1% 16.76K to 17.01K | |
| 04-May-15 5:04 PM View: | Heartware International, Inc. (HTWR) | 01-May-15 | Option Exercise | 1,500 | -- | -- | 10% 15.26K to 16.76K | |
| 24-Nov-14 6:21 PM View: | Reva Medical, Inc. (RVA.AX) | 21-Nov-14 | Purchase | 25,000 | $3.19 | $79,750.00 | < 1% 2.84M to 2.86M | |
| 24-Nov-14 6:21 PM View: | Reva Medical, Inc. (RVA.AX) | 20-Nov-14 | Purchase | 5,550 | $2.75 | $15,262.50 | < 1% 2.83M to 2.84M | |
| 13-May-14 5:10 PM View: | Heartware International, Inc. (HTWR) | 12-May-14 | Option Exercise | 250 | -- | -- | 2% 15.01K to 15.26K | |
| 02-May-14 6:02 PM View: | Heartware International, Inc. (HTWR) | 01-May-14 | Option Exercise | 500 | -- | -- | 3% 14.51K to 15.01K | |
| 11-Dec-13 5:51 PM View: | Reva Medical, Inc. (RVA.AX) | 10-Dec-13 | Purchase | 11,500 | $4.49 | $51,635.00 | < 1% 2.82M to 2.83M | |
| 31-May-13 4:39 PM View: | Reva Medical, Inc. (RVA.AX) | 29-May-13 | Grant | 47,500 | -- | -- | 2% 2.77M to 2.82M | |
| 13-May-13 5:22 PM View: | Heartware International, Inc. (HTWR) | 12-May-13 | Option Exercise | 250 | -- | -- | 2% 14.26K to 14.51K | |
| 06-May-13 5:18 PM View: | Heartware International, Inc. (HTWR) | 04-May-13 | Option Exercise | 333 | -- | -- | 2% 13.93K to 14.26K | |
| 03-May-13 6:25 PM View: | Heartware International, Inc. (HTWR) | 01-May-13 | Option Exercise | 250 | -- | -- | 2% 13.68K to 13.93K | |
| 11-Jun-12 6:03 PM View: | Heartware International, Inc. (HTWR) | 07-Jun-12 | Market Sale | 3,025 | $82.61 | $249,895.00 | (18%) 16.7K to 13.68K | 30% |
| 14-May-12 4:48 PM View: | Heartware International, Inc. (HTWR) | 12-May-12 | Option Exercise | 250 | -- | -- | 2% 16.45K to 16.7K | |
| 08-May-12 7:19 PM View: | Heartware International, Inc. (HTWR) | 04-May-12 | Option Exercise | 333 | -- | -- | 2% 16.12K to 16.45K | |
| 25-Aug-11 8:20 PM View: | Reva Medical, Inc. (RVA.AX) | 24-Aug-11 | Purchase | 25,000 | $6.29 | $157,250.00 | < 1% 2.75M to 2.77M | |
| 25-Aug-11 5:19 PM View: | Heartware International, Inc. (HTWR) | 23-Aug-11 | Market Purchase | 1,500 | $60.42 | $90,630.00 | 10% 14.62K to 16.12K | (4%) |
| 06-May-11 5:00 PM View: | Heartware International, Inc. (HTWR) | 04-May-11 | Option Exercise | 334 | -- | -- | 2% 14.29K to 14.62K | |
| 20-Dec-10 7:06 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Conversion | 47,648 | -- | -- | 8% 622.32K to 669.97K | |
| 20-Dec-10 7:06 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Conversion | 2,023,730 | $0.55 | $1,106,220.00 | 302% 669.96K to 2.69M | |
| 20-Dec-10 7:06 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Exercise (in-the money or at-the-money) | 30,865 | $4.91 | $151,640.00 | 1% 2.69M to 2.72M | |
| 20-Dec-10 7:06 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Exercise (in-the money or at-the-money) | 24,462 | $5.80 | $141,934.00 | < 1% 2.72M to 2.75M | |
| 27-Jul-07 12:29 PM View: | Heartware International, Inc. (HTWR) | 26-Jul-07 | Private Purchase | 500,000 | $0.53 | $265,000.00 | 100% 0 to 500.0K |