Baum James

Number of records: 42
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
07-Aug-17 4:46 PM
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EnerNOC, Inc. (ENOC) 07-Aug-17Disposition 22,250$7.67$170,658.00(100%)
22.25K to 0
< 1%
07-Aug-17 4:46 PM
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EnerNOC, Inc. (ENOC) 05-Aug-17Disposition (change in control) 33,613$7.67$257,812.00(60%)
55.86K to 22.25K
< 1%
29-Jun-17 5:17 PM
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EnerNOC, Inc. (ENOC) 27-Jun-17Grant 11,250----25%
44.61K to 55.86K
03-Jun-16 4:01 PM
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EnerNOC, Inc. (ENOC) 01-Jun-16Grant 11,000----33%
33.61K to 44.61K
29-May-15 6:06 PM
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EnerNOC, Inc. (ENOC) 27-May-15Grant 12,340----58%
21.27K to 33.61K
21-Feb-14 6:08 PM
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EnerNOC, Inc. (ENOC) 19-Feb-14Grant 6,273----42%
15.0K to 21.27K
16-Apr-13 5:08 PM
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EnerNOC, Inc. (ENOC) 15-Apr-13Grant 15,000----100%
0 to 15.0K
12-Nov-10 6:49 PM
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Netezza Corp (NZ) 10-Nov-10Disposition 75,000----(100%)
75.0K to 0
31-Aug-10 4:40 PM
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Netezza Corp (NZ) 27-Aug-10Option Exercise 100,000$2.50$250,000.00133%
75.0K to 175.0K
31-Aug-10 4:40 PM
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Netezza Corp (NZ) 27-Aug-10Market Option Sale (Planned) 100,000$18.25$1,825,000.00(57%)
175.0K to 75.0K
(5%)
28-Jul-10 4:14 PM
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Netezza Corp (NZ) 26-Jul-10Option Exercise 100,000$2.50$250,000.00133%
75.0K to 175.0K
28-Jul-10 4:14 PM
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Netezza Corp (NZ) 26-Jul-10Market Option Sale (Planned) 100,000$16.00$1,600,000.00(57%)
175.0K to 75.0K
1%
16-Apr-10 4:11 PM
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Netezza Corp (NZ) 15-Apr-10Option Exercise 100,000$2.50$250,000.00133%
75.0K to 175.0K
16-Apr-10 4:11 PM
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Netezza Corp (NZ) 15-Apr-10Market Option Sale (Planned) 100,000$14.00$1,400,000.00(57%)
175.0K to 75.0K
< 1%
10-Mar-10 4:31 PM
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Netezza Corp (NZ) 08-Mar-10Grant 75,000----100%
0 to 75.0K
03-Dec-09 4:33 PM
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Netezza Corp (NZ) 01-Dec-09Option Exercise 10,000$2.50$25,000.00100%
0 to 10.0K
03-Dec-09 4:33 PM
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Netezza Corp (NZ) 01-Dec-09Market Option Sale (Planned) 10,000$10.33$103,258.00(100%)
10.0K to 0
3%
04-Nov-09 4:01 PM
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Netezza Corp (NZ) 02-Nov-09Option Exercise 10,000$2.50$25,000.00100%
0 to 10.0K
04-Nov-09 4:01 PM
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Netezza Corp (NZ) 02-Nov-09Market Option Sale (Planned) 10,000$9.17$91,729.00(100%)
10.0K to 0
(3%)
05-Oct-09 4:50 PM
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Netezza Corp (NZ) 01-Oct-09Option Exercise 10,000$2.50$25,000.00100%
0 to 10.0K
05-Oct-09 4:50 PM
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Netezza Corp (NZ) 01-Oct-09Market Option Sale (Planned) 10,000$10.70$107,015.00(100%)
10.0K to 0
(1%)
03-Sep-09 3:59 PM
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Netezza Corp (NZ) 01-Sep-09Option Exercise 5,000$2.50$12,500.00100%
0 to 5.0K
03-Sep-09 3:59 PM
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Netezza Corp (NZ) 01-Sep-09Market Option Sale (Planned) 5,000$9.36$46,813.00(100%)
5.0K to 0
< 1%
24-Aug-09 2:50 PM
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Netezza Corp (NZ) 20-Aug-09Option Exercise 100,000$2.50$250,000.00100%
0 to 100.0K
24-Aug-09 2:50 PM
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Netezza Corp (NZ) 20-Aug-09Market Option Sale (Planned) 100,000$10.00$1,000,000.00(100%)
100.0K to 0
(2%)
05-Aug-09 12:59 PM
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Netezza Corp (NZ) 03-Aug-09Option Exercise 5,000$2.50$12,500.00100%
0 to 5.0K
05-Aug-09 12:59 PM
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Netezza Corp (NZ) 03-Aug-09Market Option Sale (Planned) 5,000$8.97$44,857.00(100%)
5.0K to 0
< 1%
02-Jul-09 2:30 PM
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Netezza Corp (NZ) 01-Jul-09Option Exercise 5,000$2.50$12,500.00100%
0 to 5.0K
02-Jul-09 2:30 PM
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Netezza Corp (NZ) 01-Jul-09Market Option Sale (Planned) 5,000$8.31$41,571.00(100%)
5.0K to 0
(< 1%)
15-Jun-09 12:39 PM
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Netezza Corp (NZ) 11-Jun-09Option Exercise 50,000$2.50$125,000.00100%
0 to 50.0K
15-Jun-09 12:39 PM
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Netezza Corp (NZ) 11-Jun-09Market Option Sale (Planned) 50,000$8.00$400,000.00(100%)
50.0K to 0
1%
03-Jun-09 9:11 AM
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Netezza Corp (NZ) 01-Jun-09Option Exercise 5,000$2.50$12,500.00100%
0 to 5.0K
03-Jun-09 9:11 AM
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Netezza Corp (NZ) 01-Jun-09Market Option Sale (Planned) 5,000$7.00$35,005.00(100%)
5.0K to 0
(< 1%)
21-Jul-08 5:30 PM
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Netezza Corp (NZ) 17-Jul-08Option Exercise 100,000$2.50$250,000.00100%
0 to 100.0K
347%
21-Jul-08 5:30 PM
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Netezza Corp (NZ) 17-Jul-08Market Option Sale (Planned) 100,000$12.00$1,200,000.00(100%)
100.0K to 0
47%
04-Jun-08 5:33 PM
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Netezza Corp (NZ) 02-Jun-08Option Exercise 50,000$2.50$125,000.00100%
0 to 50.0K
436%
04-Jun-08 5:33 PM
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Netezza Corp (NZ) 02-Jun-08Market Option Sale (Planned) 19,671$12.75$250,798.00(39%)
50.0K to 30.33K
50%
04-Jun-08 5:34 PM
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Netezza Corp (NZ) 02-Jun-08Market Sale (Planned) 30,329$12.92$391,874.00(100%)
30.33K to 0
51%
16-May-08 4:45 PM
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Netezza Corp (NZ) 14-May-08Option Exercise 206,945$2.50$517,362.00100%
0 to 206.94K
339%
16-May-08 4:45 PM
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Netezza Corp (NZ) 14-May-08Market Option Sale (Planned) 206,945$11.00$2,276,400.00(100%)
206.94K to 0
42%
22-Apr-08 5:25 PM
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Netezza Corp (NZ) 18-Apr-08Option Exercise 43,055$2.50$107,638.00100%
0 to 43.05K
291%
22-Apr-08 5:25 PM
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Netezza Corp (NZ) 18-Apr-08Market Option Sale (Planned) 43,055$11.00$473,605.00(100%)
43.05K to 0
42%