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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-May-22 3:28 PM View:  | Horace Mann Educators Corp. (HMN) | 25-May-22 | Grant | 2,911 | -- | -- | 86% 3.4K to 6.31K | |
| 28-May-21 11:31 AM View: | Horace Mann Educators Corp. (HMN) | 26-May-21 | Grant | 2,804 | -- | -- | 85% 3.31K to 6.11K | |
| 22-May-20 2:11 PM View: | Horace Mann Educators Corp. (HMN) | 20-May-20 | Grant | 3,153 | -- | -- | (100%) (-3.15K) to 0 | |
| 13-Feb-20 4:11 PM View: | Citizens Financial Group In... (CFG) | 12-Feb-20 | Grant | 74 | -- | -- | < 1% 24.05K to 24.12K | |
| 14-Nov-19 5:35 PM View: | Citizens Financial Group In... (CFG) | 13-Nov-19 | Grant | 69 | -- | -- | < 1% 23.98K to 24.05K | |
| 15-Aug-19 4:17 PM View: | Citizens Financial Group In... (CFG) | 14-Aug-19 | Grant | 82 | -- | -- | < 1% 23.9K to 23.98K | |
| 24-May-19 2:36 PM View: | Horace Mann Educators Corp. (HMN) | 22-May-19 | Grant | 2,693 | -- | -- | (100%) (-2.69K) to 0 | |
| 16-May-19 11:46 AM View: | Citizens Financial Group In... (CFG) | 15-May-19 | Grant | 67 | -- | -- | < 1% 23.83K to 23.9K | |
| 26-Apr-19 4:49 PM View: | Citizens Financial Group In... (CFG) | 25-Apr-19 | Grant | 3,639 | -- | -- | 18% 20.19K to 23.83K | |
| 15-Feb-19 2:59 PM View: | Citizens Financial Group In... (CFG) | 14-Feb-19 | Grant | 31 | -- | -- | < 1% 20.16K to 20.19K | |
| 16-Nov-18 4:34 PM View: | Citizens Financial Group In... (CFG) | 14-Nov-18 | Grant | 26 | -- | -- | < 1% 20.14K to 20.16K | |
| 16-Aug-18 4:29 PM View: | Citizens Financial Group In... (CFG) | 15-Aug-18 | Grant | 23 | -- | -- | < 1% 20.11K to 20.14K | |
| 17-May-18 4:58 PM View: | Citizens Financial Group In... (CFG) | 16-May-18 | Grant | 18 | -- | -- | < 1% 20.1K to 20.11K | |
| 27-Apr-18 4:39 PM View: | Citizens Financial Group In... (CFG) | 26-Apr-18 | Grant | 2,977 | -- | -- | 17% 17.12K to 20.1K | |
| 16-Feb-18 3:56 PM View: | Citizens Financial Group In... (CFG) | 15-Feb-18 | Grant | 2 | -- | -- | < 1% 17.12K to 17.12K | |
| 16-Nov-17 4:46 PM View: | Citizens Financial Group In... (CFG) | 15-Nov-17 | Grant | 2 | -- | -- | < 1% 17.11K to 17.12K | |
| 18-Aug-17 4:44 PM View: | Citizens Financial Group In... (CFG) | 16-Aug-17 | Grant | 2 | -- | -- | < 1% 17.11K to 17.11K | |
| 03-Aug-17 4:55 PM View: | Citizens Financial Group In... (CFG) | 01-Aug-17 | Grant | 418 | -- | -- | 3% 16.7K to 17.11K | |
| 28-Apr-17 4:38 PM View: | Citizens Financial Group In... (CFG) | 27-Apr-17 | Grant | 2,717 | -- | -- | 19% 13.98K to 16.7K | |
| 06-Mar-17 5:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 02-Mar-17 | Option Exercise | 2,000 | $19.85 | $39,700.00 | 2% 130.96K to 132.96K | |
| 06-Mar-17 5:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 02-Mar-17 | Market Option Sale | 2,000 | $40.75 | $81,500.00 | (2%) 132.96K to 130.96K | (253%) |
| 23-Feb-17 9:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Option Exercise | 58,628 | $31.60 | $1,852,640.00 | 45% 130.96K to 189.59K | |
| 23-Feb-17 9:46 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-17 | Market Option Sale | 58,628 | $40.40 | $2,368,620.00 | (31%) 189.59K to 130.96K | (256%) |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 15-Feb-17 | Option Exercise | 365,213 | $31.96 | $11,672,500.00 | 279% 130.96K to 496.17K | |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 15-Feb-17 | Market Option Sale | 365,213 | $40.76 | $14,886,100.00 | (74%) 496.17K to 130.96K | (253%) |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Feb-17 | Option Exercise | 204,471 | $31.09 | $6,358,020.00 | 156% 130.96K to 335.43K | |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Feb-17 | Market Option Sale | 204,471 | $40.65 | $8,311,750.00 | (61%) 335.43K to 130.96K | (254%) |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-17 | Option Exercise | 62,640 | $22.08 | $1,383,090.00 | 48% 130.96K to 193.6K | |
| 15-Feb-17 9:42 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Feb-17 | Market Option Sale | 62,640 | $40.84 | $2,558,220.00 | (32%) 193.6K to 130.96K | (252%) |
| 29-Apr-16 2:33 PM View: | Citizens Financial Group In... (CFG) | 28-Apr-16 | Grant | 4,233 | -- | -- | 43% 9.74K to 13.98K | |
| 01-Oct-15 4:50 PM View: | Citizens Financial Group In... (CFG) | 01-Oct-15 | Grant | 604 | $23.86 | $14,411.40 | 7% 9.14K to 9.74K | 17% |
| 28-May-15 5:11 PM View: | Lpl Financial Holdings Inc. (LPLA) | 28-May-15 | Purchase | 21,100 | $42.48 | $896,332.00 | 19% 109.86K to 130.96K | |
| 06-May-15 3:55 PM View: | Citizens Financial Group In... (CFG) | 05-May-15 | Grant | 2,858 | -- | -- | 45% 6.28K to 9.14K | |
| 30-Sep-14 3:52 PM View: | Citizens Financial Group In... (CFG) | 29-Sep-14 | Grant | 2,083 | -- | -- | 100% 0 to 2.08K | |
| 30-Sep-14 3:52 PM View: | Citizens Financial Group In... (CFG) | 29-Sep-14 | Purchase | 4,200 | $21.50 | $90,300.00 | 202% 2.08K to 6.28K | |
| 28-Aug-14 5:32 PM View: | Lpl Financial Holdings Inc. (LPLA) | 21-Aug-14 | Gift | 300,000 | -- | -- | (73%) 409.86K to 109.86K | |
| 14-Feb-14 6:15 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Feb-14 | Gift | 150,000 | -- | -- | (27%) 559.86K to 409.86K | |
| 14-Feb-14 6:02 PM View: | Lpl Financial Holdings Inc. (LPLA) | 02-Dec-13 | Gift | 5,310 | -- | -- | (< 1%) 1.11M to 1.1M | |
| 14-Feb-14 6:02 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Nov-13 | Gift | 3,575 | -- | -- | (< 1%) 1.11M to 1.11M | |
| 04-Nov-13 5:06 PM View: | Lpl Financial Holdings Inc. (LPLA) | 04-Nov-13 | Gift | 520,000 | -- | -- | (48%) 1.09M to 568.74K | |
| 16-Aug-12 8:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Aug-12 | Sale | 142,662 | $28.63 | $4,084,410.00 | (12%) 1.23M to 1.09M | |
| 16-Aug-12 8:47 PM View: | Lpl Financial Holdings Inc. (LPLA) | 02-Mar-12 | Gift | 37,800 | -- | -- | (3%) 1.27M to 1.23M | |
| 13-Feb-12 11:53 AM View: | Lpl Financial Holdings Inc. (LPLA) | 09-Feb-12 | Sale | 60,000 | $32.28 | $1,936,800.00 | (5%) 1.28M to 1.22M | |
| 02-Dec-11 11:57 AM View: | Lpl Financial Holdings Inc. (LPLA) | 01-Dec-11 | Sale | 984 | $30.00 | $29,520.00 | (< 1%) 1.28M to 1.28M | |
| 02-Dec-11 11:57 AM View: | Lpl Financial Holdings Inc. (LPLA) | 30-Nov-11 | Sale | 19,016 | $30.00 | $570,480.00 | (1%) 1.3M to 1.28M | |
| 19-Nov-10 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-10 | Gift | 162,000 | -- | -- | 100% 0 to 162.0K | |
| 19-Nov-10 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-10 | Gift | 479,000 | -- | -- | (12%) 4.07M to 3.59M | |
| 19-Nov-10 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-10 | Option Exercise | 3,907,120 | $1.67 | $6,532,900.00 | 2412% 162.0K to 4.07M | |
| 19-Nov-10 7:14 PM View: | Lpl Financial Holdings Inc. (LPLA) | 17-Nov-10 | Option Sale | 2,148,920 | $30.00 | $64,467,500.00 | (60%) 3.59M to 1.44M |