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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Apr-21 4:29 PM View:  | Cadiz Inc. (CDZI) | 01-Apr-21 | Grant | 1,297 | $9.64 | $12,496.60 | 5% 23.65K to 24.95K | (< 1%) |
| 05-Jan-21 5:00 PM View: | Cadiz Inc. (CDZI) | 04-Jan-21 | Grant | 1,188 | $10.52 | $12,497.80 | 5% 22.46K to 23.65K | (< 1%) |
| 02-Oct-20 3:00 PM View: | Cadiz Inc. (CDZI) | 01-Oct-20 | Grant | 1,254 | $9.97 | $12,502.40 | 6% 21.21K to 22.46K | 3% |
| 02-Jul-20 7:39 PM View: | Cadiz Inc. (CDZI) | 01-Jul-20 | Grant | 1,224 | $10.22 | $12,503.20 | 6% 19.98K to 21.21K | < 1% |
| 02-Jul-20 7:39 PM View: | Cadiz Inc. (CDZI) | 30-Jun-20 | Grant | 2,337 | $10.70 | $25,003.60 | 13% 17.65K to 19.98K | (4%) |
| 03-Apr-20 7:05 PM View: | Cadiz Inc. (CDZI) | 01-Apr-20 | Grant | 1,085 | $11.52 | $12,504.60 | 7% 16.56K to 17.65K | |
| 03-Jan-20 3:04 PM View: | Cadiz Inc. (CDZI) | 02-Jan-20 | Grant | 1,133 | $11.04 | $12,506.10 | 7% 15.43K to 16.56K | (7%) |
| 03-Oct-19 4:14 PM View: | Cadiz Inc. (CDZI) | 01-Oct-19 | Grant | 1,017 | $12.29 | $12,498.90 | 7% 14.41K to 15.43K | |
| 18-Sep-19 3:10 PM View: | Cadiz Inc. (CDZI) | 17-Sep-19 | Grant | 1,086 | $11.51 | $12,494.40 | 8% 13.33K to 14.41K | |
| 01-Jul-19 8:26 PM View: | Cadiz Inc. (CDZI) | 30-Jun-19 | Grant | 1,914 | $10.45 | $19,996.50 | 17% 11.41K to 13.33K | (2%) |
| 03-Apr-19 2:51 PM View: | Cadiz Inc. (CDZI) | 01-Apr-19 | Grant | 783 | $9.57 | $7,497.22 | 7% 10.63K to 11.41K | (< 1%) |
| 03-Jan-19 4:22 PM View: | Cadiz Inc. (CDZI) | 02-Jan-19 | Grant | 728 | $10.30 | $7,498.40 | 7% 9.9K to 10.63K | (< 1%) |
| 05-Oct-18 1:23 PM View: | Cadiz Inc. (CDZI) | 03-Oct-18 | Grant | 676 | $11.10 | $7,503.60 | 7% 9.22K to 9.9K | (21%) |
| 02-Jul-18 6:03 PM View: | Cadiz Inc. (CDZI) | 01-Jul-18 | Grant | 574 | $13.07 | $7,505.05 | 7% 8.65K to 9.22K | (33%) |
| 02-Jul-18 6:03 PM View: | Cadiz Inc. (CDZI) | 30-Jun-18 | Grant | 1,573 | $12.71 | $19,992.80 | 22% 7.08K to 8.65K | (31%) |
| 03-Apr-18 3:46 PM View: | Cadiz Inc. (CDZI) | 01-Apr-18 | Grant | 564 | $13.30 | $7,501.20 | 9% 6.51K to 7.08K | (34%) |
| 03-Jan-18 6:35 PM View: | Cadiz Inc. (CDZI) | 02-Jan-18 | Grant | 528 | $14.20 | $7,497.60 | 9% 5.99K to 6.51K | (38%) |
| 05-Oct-17 4:17 PM View: | Cadiz Inc. (CDZI) | 03-Oct-17 | Grant | 587 | $12.77 | $7,498.92 | 11% 5.4K to 5.99K | (31%) |
| 03-Jul-17 5:48 PM View: | Cadiz Inc. (CDZI) | 01-Jul-17 | Grant | 559 | $13.43 | $7,504.58 | 12% 4.84K to 5.4K | (35%) |
| 03-Jul-17 5:48 PM View: | Cadiz Inc. (CDZI) | 30-Jun-17 | Grant | 1,449 | -- | -- | 43% 3.39K to 4.84K | |
| 06-Apr-17 7:09 PM View: | Cadiz Inc. (CDZI) | 03-Apr-17 | Grant | 486 | $15.43 | $7,496.55 | 17% 2.9K to 3.39K | (43%) |
| 04-Jan-17 3:57 PM View: | Cadiz Inc. (CDZI) | 01-Jan-17 | Grant | 610 | $12.30 | $7,503.00 | 27% 2.29K to 2.9K | (29%) |
| 04-Oct-16 4:29 PM View: | Cadiz Inc. (CDZI) | 01-Oct-16 | Grant | 1,006 | $7.46 | $7,502.25 | 78% 1.29K to 2.29K | 18% |
| 05-Jul-16 7:47 PM View: | Cadiz Inc. (CDZI) | 01-Jul-16 | Grant | 1,289 | $5.82 | $7,501.98 | 100% 0 to 1.29K | 51% |
| 30-Jun-09 5:18 PM View: | DayStar Technologies Inc. (DSTI) | 26-Jun-09 | Grant | 50,000 | -- | -- | 185% 27.0K to 77.0K | |
| 06-Jan-09 5:01 PM View: | DayStar Technologies Inc. (DSTI) | 02-Jan-09 | Grant | 10,000 | -- | -- | 59% 17.0K to 27.0K | |
| 13-Mar-08 12:42 PM View: | DayStar Technologies Inc. (DSTI) | 11-Mar-08 | Market Purchase | 5,000 | $2.43 | $12,150.00 | 42% 12.0K to 17.0K | (100%) |
| 04-Jan-08 9:49 PM View: | DayStar Technologies Inc. (DSTI) | 02-Jan-08 | Grant | 10,000 | $6.53 | $65,300.00 | 500% 2.0K to 12.0K | (100%) |