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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Feb-19 4:29 PM View:  | Brightsphere Investment Gro... (BSIG) | 19-Feb-19 | Market Sale (Planned) | 5,237 | $13.81 | $72,337.10 | (3%) 205.47K to 200.24K | 4% |
| 15-Feb-19 4:22 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Feb-19 | Market Sale (Planned) | 5,738 | $14.02 | $80,475.40 | (3%) 211.21K to 205.47K | 5% |
| 15-Feb-19 4:22 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Feb-19 | Grant | 19,202 | -- | -- | 10% 192.01K to 211.21K | |
| 13-Feb-19 10:00 PM View: | Brightsphere Investment Gro... (BSIG) | 11-Feb-19 | Market Sale (Planned) | 3,993 | $13.36 | $53,335.70 | (2%) 196.0K to 192.01K | < 1% |
| 08-Mar-18 7:40 PM View: | Brightsphere Investment Gro... (BSIG) | 08-Mar-18 | Market Sale (Planned) | 76 | $15.43 | $1,172.68 | (< 1%) 196.08K to 196.0K | 16% |
| 08-Mar-18 7:40 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Mar-18 | Market Sale (Planned) | 45,260 | $15.22 | $688,902.00 | (19%) 241.34K to 196.08K | 14% |
| 08-Mar-18 7:40 PM View: | Brightsphere Investment Gro... (BSIG) | 06-Mar-18 | Grant | 93,489 | -- | -- | 63% 147.85K to 241.34K | |
| 16-Feb-18 4:27 PM View: | Brightsphere Investment Gro... (BSIG) | 16-Feb-18 | Market Sale (Planned) | 3,495 | $15.87 | $55,465.60 | (2%) 151.34K to 147.85K | 18% |
| 16-Feb-18 4:27 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Feb-18 | Grant | 29,253 | -- | -- | 24% 122.09K to 151.34K | |
| 13-Feb-18 4:19 PM View: | Brightsphere Investment Gro... (BSIG) | 12-Feb-18 | Market Sale (Planned) | 5,203 | $15.45 | $80,386.40 | (4%) 127.29K to 122.09K | 16% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 12-Apr-17 | Market Sale (Planned) | 229 | $14.96 | $3,426.57 | (< 1%) 127.52K to 127.29K | 12% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 11-Apr-17 | Market Sale (Planned) | 9,806 | $14.95 | $146,634.00 | (7%) 137.33K to 127.52K | 12% |
| 12-Apr-17 5:47 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Apr-17 | Market Sale (Planned) | 10,500 | $15.01 | $157,582.00 | (7%) 147.83K to 137.33K | 13% |
| 08-Mar-17 7:44 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Mar-17 | Market Sale (Planned) | 3,862 | $14.86 | $57,391.30 | (3%) 151.69K to 147.83K | 11% |
| 15-Feb-17 5:58 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Feb-17 | Grant | 23,794 | -- | -- | 19% 127.9K to 151.69K | |
| 15-Feb-17 5:58 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Feb-17 | Market Sale (Planned) | 1,525 | $14.93 | $22,763.70 | (1%) 129.42K to 127.9K | 12% |
| 15-Feb-17 5:58 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Feb-17 | Market Sale (Planned) | 2,527 | $14.98 | $37,848.90 | (2%) 131.95K to 129.42K | 12% |
| 20-Apr-16 5:17 PM View: | Brightsphere Investment Gro... (BSIG) | 19-Apr-16 | Market Sale (Planned) | 2,220 | $13.70 | $30,422.90 | (2%) 134.17K to 131.95K | 2% |
| 20-Apr-16 5:17 PM View: | Brightsphere Investment Gro... (BSIG) | 18-Apr-16 | Market Sale (Planned) | 2,086 | $13.73 | $28,632.40 | (2%) 136.25K to 134.17K | 2% |
| 18-Apr-16 5:10 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Apr-16 | Market Sale (Planned) | 2,086 | $13.58 | $28,319.10 | (2%) 138.34K to 136.25K | 1% |
| 18-Apr-16 5:10 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Apr-16 | Market Sale (Planned) | 2,086 | $13.73 | $28,642.40 | (1%) 140.43K to 138.34K | 2% |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Apr-16 | Market Sale (Planned) | 2,086 | $13.70 | $28,568.80 | (1%) 142.51K to 140.43K | 2% |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 12-Apr-16 | Market Sale (Planned) | 2,086 | $12.90 | $26,910.70 | (1%) 144.6K to 142.51K | (4%) |
| 13-Apr-16 4:53 PM View: | Brightsphere Investment Gro... (BSIG) | 11-Apr-16 | Market Sale (Planned) | 2,086 | $12.82 | $26,741.10 | (1%) 146.69K to 144.6K | (5%) |
| 11-Mar-16 6:16 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Mar-16 | Market Sale (Planned) | 460 | $11.59 | $5,331.35 | (< 1%) 147.15K to 146.69K | (17%) |
| 11-Mar-16 6:16 PM View: | Brightsphere Investment Gro... (BSIG) | 09-Mar-16 | Market Sale (Planned) | 917 | $11.72 | $10,746.30 | (< 1%) 148.06K to 147.15K | (15%) |
| 08-Mar-16 6:27 PM View: | Brightsphere Investment Gro... (BSIG) | 08-Mar-16 | Market Sale (Planned) | 486 | $11.60 | $5,639.88 | (< 1%) 148.55K to 148.06K | (17%) |
| 08-Mar-16 6:27 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Mar-16 | Market Sale (Planned) | 910 | $12.00 | $10,923.20 | (< 1%) 149.46K to 148.55K | (13%) |
| 12-Feb-16 4:25 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Feb-16 | Grant | 37,650 | -- | -- | 34% 111.81K to 149.46K | |
| 10-Mar-15 11:44 AM View: | Brightsphere Investment Gro... (BSIG) | 06-Mar-15 | Grant | 25,119 | -- | -- | 29% 86.69K to 111.81K | |
| 15-Oct-14 1:20 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Oct-14 | Acquisition (other) | 86,689 | $14.00 | $1,213,650.00 | 100% 0 to 86.69K | |
| 16-Apr-10 1:22 PM View: | Highbury Financial Inc. (HBRF.OB) | 15-Apr-10 | Disposition Duplicate | 1,671,480 | -- | -- | (100%) 1.67M to 0 | |
| 16-Apr-10 1:22 PM View: | Highbury Financial Inc. (HBRF.OB) | 13-Apr-10 | Acquisition (other) Duplicate | 1,671,480 | -- | -- | 100% 0 to 1.67M | |
| 17-Aug-07 4:09 PM View: | Highbury Financial Inc. (HBRF.OB) | 16-Aug-07 | Market Purchase | 6,900 | $4.39 | $30,310.00 | 100% 0 to 6.9K | 25% |