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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Mar-14 7:24 PM View:  | NovaBay Pharmaceuticals, Inc. (NBY) | 17-Mar-14 | Option Exercise | 9,000 | $0.56 | $5,040.00 | 3% 276.26K to 285.26K | |
| 14-Dec-09 2:17 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 10-Dec-09 | Grant | 302 | -- | -- | < 1% 275.96K to 276.26K | |
| 07-Oct-09 2:55 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 06-Oct-09 | Grant Duplicate | 686 | -- | -- | < 1% 275.27K to 275.96K | |
| 16-Sep-09 7:26 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Sep-09 | Grant Duplicate | 1,350 | -- | -- | < 1% 273.92K to 275.27K | |
| 08-Sep-09 8:29 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 03-Sep-09 | Option Exercise | 10,000 | $0.56 | $5,600.00 | 4% 263.92K to 273.92K | |
| 28-Aug-09 5:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 28-Aug-09 | Grant Duplicate | 1,428 | -- | -- | < 1% 262.49K to 263.92K | |
| 08-Jun-09 1:59 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 04-Jun-09 | Grant Duplicate | 1,618 | -- | -- | < 1% 260.88K to 262.49K | |
| 28-Apr-09 4:21 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 24-Apr-09 | Grant Duplicate | 220 | -- | -- | < 1% 260.65K to 260.88K | |
| 30-Mar-09 11:31 AM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 26-Mar-09 | Grant Duplicate | 1,357 | -- | -- | < 1% 259.3K to 260.65K | |
| 12-Mar-09 12:44 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 10-Mar-09 | Grant Duplicate | 2,093 | -- | -- | < 1% 257.2K to 259.3K | |
| 30-Jan-09 1:57 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 28-Jan-09 | Grant Duplicate | 363 | -- | -- | < 1% 256.84K to 257.2K | |
| 16-Jan-09 1:33 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Jan-09 | Grant | 8,661 | -- | -- | 3% 248.18K to 256.84K | |
| 10-Dec-08 6:30 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 08-Dec-08 | Grant | 300 | -- | -- | < 1% 247.88K to 248.18K | |
| 06-Oct-08 2:37 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 01-Oct-08 | Grant | 1,350 | -- | -- | < 1% 246.53K to 247.88K | |
| 08-Sep-08 7:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 05-Sep-08 | Grant | 304 | -- | -- | < 1% 246.23K to 246.53K | |
| 03-Sep-08 8:09 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 28-Aug-08 | Grant | 15,000 | $0.56 | $8,400.00 | 6% 231.23K to 246.23K | 273% |
| 26-Aug-08 6:07 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 25-Aug-08 | Grant Duplicate | 1,353 | -- | -- | < 1% 229.87K to 231.23K | |
| 09-Jun-08 4:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 05-Jun-08 | Grant | 1,516 | -- | -- | < 1% 228.36K to 229.87K | |
| 18-Apr-08 2:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 16-Apr-08 | Grant | 1,216 | -- | -- | < 1% 227.14K to 228.36K | |
| 18-Mar-08 4:57 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Mar-08 | Market Purchase | 3,000 | $2.75 | $8,250.00 | 1% 224.14K to 227.14K | (99%) |
| 07-Mar-08 5:16 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 06-Mar-08 | Grant Duplicate | 1,015 | -- | -- | < 1% 223.13K to 224.14K | |
| 13-Feb-08 1:34 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 11-Feb-08 | Grant Duplicate | 205 | -- | -- | < 1% 222.92K to 223.13K | |
| 15-Jan-08 4:11 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Jan-08 | Grant | 852 | -- | -- | < 1% 222.07K to 222.92K | |
| 17-Dec-07 1:02 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Dec-07 | Grant Duplicate | 698 | -- | -- | < 1% 221.37K to 222.07K | |
| 12-Dec-07 5:05 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 11-Dec-07 | Grant Duplicate | 119 | -- | -- | < 1% 221.25K to 221.37K | |
| 12-Dec-07 5:05 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 07-Dec-07 | Grant Duplicate | 117 | -- | -- | < 1% 221.14K to 221.25K | |
| 15-Nov-07 8:47 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Nov-07 | Grant Duplicate | 533 | -- | -- | < 1% 220.6K to 221.14K | |
| 31-Oct-07 5:55 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 31-Oct-07 | Conversion | 49,891 | -- | -- | 48% 104.53K to 154.43K | |
| 31-Oct-07 5:55 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 31-Oct-07 | Conversion | 8,823 | -- | -- | (6%) 154.43K to 145.6K |