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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-21 1:18 PM View:  | Intevac Inc. (IVAC) | 20-May-21 | Grant | 54,650 | -- | -- | 17% 321.53K to 376.18K | |
| 17-May-21 5:54 PM View: | Intevac Inc. (IVAC) | 17-May-21 | Market Sale | 6,580 | $5.75 | $37,835.00 | (2%) 328.11K to 321.53K | (2%) |
| 17-May-21 5:54 PM View: | Intevac Inc. (IVAC) | 15-May-21 | Payment of Exercise | 25,876 | $5.89 | $152,410.00 | (7%) 353.99K to 328.11K | (< 1%) |
| 19-May-20 11:35 AM View: | Intevac Inc. (IVAC) | 18-May-20 | Market Sale (Planned) | 3,783 | $5.09 | $19,255.50 | (1%) 357.77K to 353.99K | (45%) |
| 18-May-20 3:30 PM View: | Intevac Inc. (IVAC) | 15-May-20 | Grant | 88,757 | -- | -- | 32% 278.85K to 367.6K | |
| 18-May-20 3:30 PM View: | Intevac Inc. (IVAC) | 15-May-20 | Payment of Exercise | 19,832 | $5.07 | $100,548.00 | (5%) 377.6K to 357.77K | (45%) |
| 18-May-20 3:30 PM View: | Intevac Inc. (IVAC) | 15-May-20 | Option Exercise | 10,000 | -- | -- | 3% 367.6K to 377.6K | |
| 17-May-19 4:20 PM View: | Intevac Inc. (IVAC) | 16-May-19 | Grant | 40,000 | -- | -- | 16% 242.63K to 282.63K | |
| 17-May-19 4:20 PM View: | Intevac Inc. (IVAC) | 16-May-19 | Market Option Sale (Planned) | 3,783 | $5.62 | $21,260.50 | (1%) 282.63K to 278.85K | (31%) |
| 17-May-19 4:20 PM View: | Intevac Inc. (IVAC) | 15-May-19 | Payment of Exercise | 14,874 | $5.61 | $83,443.10 | (6%) 257.5K to 242.63K | (31%) |
| 17-May-19 4:20 PM View: | Intevac Inc. (IVAC) | 15-May-19 | Option Exercise | 10,000 | -- | -- | 4% 247.5K to 257.5K | |
| 03-Dec-18 7:31 PM View: | Intevac Inc. (IVAC) | 03-Dec-18 | Market Purchase | 10,000 | $4.75 | $47,500.00 | 4% 237.5K to 247.5K | 55% |
| 21-May-18 6:25 PM View: | Intevac Inc. (IVAC) | 17-May-18 | Grant | 40,000 | -- | -- | 20% 197.5K to 237.5K | |
| 17-May-18 6:42 PM View: | Intevac Inc. (IVAC) | 15-May-18 | Payment of Exercise | 20,246 | $4.70 | $95,156.20 | (9%) 217.75K to 197.5K | (57%) |
| 17-May-18 6:42 PM View: | Intevac Inc. (IVAC) | 15-May-18 | Option Exercise | 30,833 | -- | -- | 16% 186.92K to 217.75K | |
| 20-Feb-18 4:09 PM View: | Intevac Inc. (IVAC) | 15-Feb-18 | Payment of Exercise | 11,531 | $6.30 | $72,645.30 | (6%) 198.45K to 186.92K | (18%) |
| 19-May-17 5:01 PM View: | Intevac Inc. (IVAC) | 18-May-17 | Grant | 40,000 | -- | -- | 25% 158.45K to 198.45K | |
| 16-May-17 9:58 AM View: | Intevac Inc. (IVAC) | 15-May-17 | Payment of Exercise | 10,284 | $13.45 | $138,320.00 | (6%) 168.73K to 158.45K | 45% |
| 16-May-17 9:58 AM View: | Intevac Inc. (IVAC) | 15-May-17 | Option Exercise | 30,833 | -- | -- | 22% 137.9K to 168.73K | |
| 13-Apr-17 4:02 PM View: | Intevac Inc. (IVAC) | 11-Apr-17 | Grant | 25,000 | -- | -- | 21% 121.24K to 146.24K | |
| 13-Apr-17 4:02 PM View: | Intevac Inc. (IVAC) | 11-Apr-17 | Payment of Exercise | 8,338 | $13.10 | $109,228.00 | (6%) 146.24K to 137.9K | 44% |
| 16-Feb-17 5:28 PM View: | Intevac Inc. (IVAC) | 15-Feb-17 | Grant | 23,257 | -- | -- | 34% 67.61K to 90.87K | |
| 16-Feb-17 5:28 PM View: | Intevac Inc. (IVAC) | 15-Feb-17 | Payment of Exercise | 15,194 | $10.75 | $163,336.00 | (11%) 136.43K to 121.24K | 31% |
| 16-Feb-17 5:28 PM View: | Intevac Inc. (IVAC) | 15-Feb-17 | Option Exercise | 45,559 | -- | -- | 50% 90.87K to 136.43K | |
| 16-Feb-17 5:28 PM View: | Intevac Inc. (IVAC) | 14-Feb-17 | Grant | 25,000 | -- | -- | 49% 50.95K to 75.95K | |
| 16-Feb-17 5:28 PM View: | Intevac Inc. (IVAC) | 14-Feb-17 | Payment of Exercise | 8,338 | $11.20 | $93,385.60 | (11%) 75.95K to 67.61K | 34% |
| 05-Jan-17 5:10 PM View: | Intevac Inc. (IVAC) | 03-Jan-17 | Grant | 25,000 | -- | -- | 72% 34.9K to 59.9K | |
| 05-Jan-17 5:10 PM View: | Intevac Inc. (IVAC) | 03-Jan-17 | Payment of Exercise | 8,945 | $9.00 | $80,505.00 | (15%) 59.9K to 50.95K | 18% |
| 17-May-16 4:23 PM View: | Intevac Inc. (IVAC) | 15-May-16 | Payment of Exercise | 6,949 | $4.54 | $31,548.50 | (17%) 41.85K to 34.9K | (63%) |
| 17-May-16 4:23 PM View: | Intevac Inc. (IVAC) | 15-May-16 | Option Exercise | 20,834 | -- | -- | 99% 21.01K to 41.85K | |
| 17-Feb-16 4:33 PM View: | Intevac Inc. (IVAC) | 15-Feb-16 | Payment of Exercise | 8,654 | $4.36 | $37,731.40 | (29%) 29.67K to 21.01K | (70%) |
| 17-Feb-16 4:33 PM View: | Intevac Inc. (IVAC) | 15-Feb-16 | Option Exercise | 24,600 | -- | -- | 486% 5.07K to 29.67K | |
| 19-May-15 4:04 PM View: | Intevac Inc. (IVAC) | 15-May-15 | Payment of Exercise | 2,434 | $5.28 | $12,851.50 | (32%) 7.5K to 5.07K | (40%) |
| 19-May-15 4:04 PM View: | Intevac Inc. (IVAC) | 15-May-15 | Option Exercise | 7,500 | -- | -- | 100% 0 to 7.5K | |
| 06-Oct-08 7:00 PM View: | Photon Dynamics, Inc. (PHTN) | 02-Oct-08 | Disposition | 125,943 | $1.05 | $131,711.00 | (100%) 125.94K to 0 | (1363%) |
| 25-Mar-08 5:21 PM View: | Photon Dynamics, Inc. (PHTN) | 18-Mar-08 | Grant | 80,000 | -- | -- | 100% 0 to 80.0K | |
| 25-Jan-08 2:11 PM View: | Photon Dynamics, Inc. (PHTN) | 11-Dec-07 | Payment of Exercise | 4,057 | $8.56 | $34,727.90 | (8%) 50.0K to 45.94K | (40%) |
| 25-Jan-08 2:11 PM View: | Photon Dynamics, Inc. (PHTN) | 13-Dec-06 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K |