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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jan-24 9:15 PM View:  | Mitek Systems Inc. (MITK) | 02-Jan-24 | Grant | 58,185 | $12.89 | $750,005.00 | 100% 0 to 58.19K | |
| 18-Sep-23 11:47 AM View: | Surgalign Holdings, Inc. (SRGA) | 15-Sep-23 | Payment of Exercise | 1,329 | $0.01 | $13.29 | (2%) 84.64K to 83.31K | |
| 16-Aug-23 5:30 PM View: | Surgalign Holdings, Inc. (SRGA) | 15-Aug-23 | Payment of Exercise | 8,072 | $0.02 | $161.44 | (9%) 92.71K to 84.64K | |
| 16-Jun-23 11:27 AM View: | Surgalign Holdings, Inc. (SRGA) | 15-Jun-23 | Payment of Exercise | 1,330 | $1.18 | $1,569.40 | (1%) 94.04K to 92.71K | |
| 16-Mar-23 10:00 PM View: | Surgalign Holdings, Inc. (SRGA) | 15-Mar-23 | Payment of Exercise | 5,438 | $1.75 | $9,516.50 | (5%) 99.48K to 94.04K | |
| 17-Aug-22 1:27 PM View: | Surgalign Holdings, Inc. (SRGA) | 15-Aug-22 | Grant | 40,476 | -- | -- | 69% 59.0K to 99.48K | |
| 19-May-22 10:44 AM View: | Surgalign Holdings, Inc. (SRGA) | 18-May-22 | Purchase | 19,000 | $5.26 | $99,926.70 | 47% 40.0K to 59.0K | |
| 15-Mar-22 6:50 PM View: | Surgalign Holdings, Inc. (SRGA) | 15-Mar-22 | Grant | 1,200,000 | -- | -- | 100% 0 to 1.2M | |
| 02-Feb-21 4:30 PM View: | Airgain Inc (AIRG) | 28-Jan-21 | Grant | 20,900 | -- | -- | 44% 47.0K to 67.9K | |
| 20-May-20 5:03 PM View: | Airgain Inc (AIRG) | 19-May-20 | Market Purchase | 6,790 | $8.36 | $56,757.60 | 17% 40.21K to 47.0K | 83% |
| 20-May-20 5:03 PM View: | Airgain Inc (AIRG) | 18-May-20 | Market Purchase | 5,210 | $8.30 | $43,216.90 | 15% 35.0K to 40.21K | 84% |
| 13-Jan-20 8:23 PM View: | Airgain Inc (AIRG) | 13-Jan-20 | Grant | 35,000 | -- | -- | 100% 0 to 35.0K | |
| 17-May-19 4:40 PM View: | Maxwell Technologies Inc. (MXWL) | 16-May-19 | Disposition (change in control) | 166,441 | -- | -- | (100%) 166.44K to 0 | |
| 13-Aug-18 4:05 PM View: | Maxwell Technologies Inc. (MXWL) | 10-Aug-18 | Market Purchase | 30,700 | $3.25 | $99,775.00 | 23% 135.8K to 166.5K | 36% |
| 15-May-18 4:53 PM View: | Maxwell Technologies Inc. (MXWL) | 11-May-18 | Option Exercise | 13,003 | -- | -- | 11% 122.8K to 135.8K | |
| 22-Feb-18 8:43 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Grant | 41,256 | -- | -- | 55% 74.72K to 115.97K | |
| 22-Feb-18 8:43 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Payment of Exercise | 14,805 | $5.89 | $87,201.40 | (11%) 137.6K to 122.8K | 25% |
| 22-Feb-18 8:43 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Option Exercise | 21,630 | -- | -- | 19% 115.97K to 137.6K | |
| 03-Oct-17 7:41 PM View: | Maxwell Technologies Inc. (MXWL) | 29-Sep-17 | Option Exercise | 40,000 | -- | -- | 115% 34.72K to 74.72K | |
| 16-May-17 6:37 PM View: | Maxwell Technologies Inc. (MXWL) | 12-May-17 | Option Exercise | 43,314 | -- | -- | 557% 7.78K to 51.09K | |
| 16-May-17 6:37 PM View: | Maxwell Technologies Inc. (MXWL) | 12-May-17 | Market Option Sale | 16,378 | $5.96 | $97,612.90 | (32%) 51.09K to 34.72K | 26% |
| 16-Mar-17 7:02 PM View: | Maxwell Technologies Inc. (MXWL) | 15-Mar-17 | Payment of Exercise | 356 | $5.44 | $1,936.64 | (4%) 8.14K to 7.78K | 19% |
| 06-Mar-17 8:00 PM View: | Maxwell Technologies Inc. (MXWL) | 02-Mar-17 | Option Exercise | 826 | -- | -- | 11% 7.31K to 8.14K | |
| 12-May-16 8:02 PM View: | Maxwell Technologies Inc. (MXWL) | 11-May-16 | Option Exercise | 13,003 | -- | -- | 100% 0 to 13.0K | |
| 12-May-16 8:02 PM View: | Maxwell Technologies Inc. (MXWL) | 11-May-16 | Market Option Sale | 5,693 | $5.77 | $32,848.60 | (44%) 13.0K to 7.31K | 24% |
| 04-May-15 11:52 AM View: | Entropic Communications, Inc. (ENTR) | 30-Apr-15 | Disposition | 48,893 | -- | -- | (100%) 48.89K to 0 | |
| 14-Apr-15 8:57 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-15 | Payment of Exercise | 1,864 | $3.04 | $5,666.56 | (4%) 50.76K to 48.89K | (352%) |
| 14-Apr-15 8:57 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-15 | Option Exercise | 4,500 | -- | -- | 10% 46.26K to 50.76K | |
| 21-May-14 5:37 PM View: | Entropic Communications, Inc. (ENTR) | 20-May-14 | Payment of Exercise | 4,071 | $3.15 | $12,823.70 | (8%) 50.33K to 46.26K | (336%) |
| 21-May-14 5:37 PM View: | Entropic Communications, Inc. (ENTR) | 20-May-14 | Option Exercise | 11,100 | -- | -- | 28% 39.23K to 50.33K | |
| 15-Apr-14 6:33 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-14 | Payment of Exercise | 1,953 | $3.86 | $7,538.58 | (5%) 41.18K to 39.23K | (255%) |
| 15-Apr-14 6:33 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-14 | Option Exercise | 4,500 | -- | -- | 12% 36.68K to 41.18K | |
| 22-May-13 6:24 PM View: | Entropic Communications, Inc. (ENTR) | 20-May-13 | Payment of Exercise | 1,728 | $4.44 | $7,672.32 | (4%) 38.41K to 36.68K | (208%) |
| 22-May-13 6:24 PM View: | Entropic Communications, Inc. (ENTR) | 20-May-13 | Option Exercise | 4,600 | -- | -- | 14% 33.81K to 38.41K | |
| 06-May-13 9:04 AM View: | Entropic Communications, Inc. (ENTR) | 03-May-13 | Market Purchase | 10,000 | $3.93 | $39,272.60 | 42% 23.81K to 33.81K | 249% |
| 16-Apr-13 3:38 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-13 | Payment of Exercise | 1,691 | $4.11 | $6,950.01 | (7%) 25.5K to 23.81K | (233%) |
| 16-Apr-13 3:38 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-13 | Option Exercise | 4,500 | -- | -- | 21% 21.0K to 25.5K | |
| 16-Apr-12 7:00 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-12 | Payment of Exercise | 1,857 | $5.10 | $9,470.70 | (9%) 21.18K to 19.32K | (169%) |
| 16-Apr-12 7:00 PM View: | Entropic Communications, Inc. (ENTR) | 13-Apr-12 | Option Exercise | 4,500 | -- | -- | 27% 16.68K to 21.18K | |
| 10-Aug-11 11:43 AM View: | Entropic Communications, Inc. (ENTR) | 09-Aug-11 | Option Exercise | 16,680 | $1.33 | $22,203.50 | 100% 0 to 16.68K | |
| 16-Dec-10 1:48 PM View: | Entropic Communications, Inc. (ENTR) | 15-Dec-10 | Option Exercise | 150,000 | $0.79 | $117,888.00 | 423% 35.45K to 185.45K | |
| 16-Dec-10 1:48 PM View: | Entropic Communications, Inc. (ENTR) | 15-Dec-10 | Market Option Sale (Planned) | 150,000 | $11.17 | $1,676,020.00 | (81%) 185.45K to 35.45K | (20%) |
| 16-Dec-10 1:48 PM View: | Entropic Communications, Inc. (ENTR) | 15-Dec-10 | Market Sale (Planned) | 35,447 | $11.17 | $396,067.00 | (100%) 35.45K to 0 | (20%) |
| 06-Dec-10 1:07 PM View: | Entropic Communications, Inc. (ENTR) | 02-Dec-10 | Option Exercise | 6,300 | $0.43 | $2,698.92 | 18% 35.45K to 41.75K | |
| 06-Dec-10 1:07 PM View: | Entropic Communications, Inc. (ENTR) | 02-Dec-10 | Market Option Sale (Planned) | 6,300 | $9.58 | $60,343.30 | (15%) 41.75K to 35.45K | (40%) |
| 05-Nov-10 5:32 PM View: | Entropic Communications, Inc. (ENTR) | 04-Nov-10 | Option Exercise | 6,300 | $0.43 | $2,698.92 | 18% 35.45K to 41.75K | |
| 05-Nov-10 5:32 PM View: | Entropic Communications, Inc. (ENTR) | 04-Nov-10 | Market Option Sale (Planned) | 6,300 | $8.71 | $54,893.20 | (15%) 41.75K to 35.45K | (54%) |
| 08-Oct-10 7:32 PM View: | Entropic Communications, Inc. (ENTR) | 07-Oct-10 | Option Exercise | 6,300 | $0.43 | $2,698.92 | 18% 35.45K to 41.75K | |
| 08-Oct-10 7:32 PM View: | Entropic Communications, Inc. (ENTR) | 07-Oct-10 | Market Option Sale (Planned) | 6,300 | $8.97 | $56,523.60 | (15%) 41.75K to 35.45K | (49%) |
| 03-Sep-10 12:47 PM View: | Entropic Communications, Inc. (ENTR) | 02-Sep-10 | Option Exercise | 6,300 | $0.43 | $2,698.92 | 18% 35.45K to 41.75K |