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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jul-19 5:15 PM View:  | Cadiz Inc. (CDZI) | 11-Jul-19 | Market Sale | 800,000 | $11.00 | $8,800,000.00 | (25%) 3.26M to 2.46M | |
| 02-May-19 5:15 PM View: | Cadiz Inc. (CDZI) | 22-Apr-19 | Conversion | 291,057 | $6.75 | $1,964,630.00 | 10% 2.97M to 3.26M | |
| 12-Dec-18 4:19 PM View: | Cadiz Inc. (CDZI) | 10-Dec-18 | Market Purchase | 111,000 | $9.88 | $1,096,680.00 | 2% 6.05M to 6.16M | |
| 12-Dec-18 4:19 PM View: | Cadiz Inc. (CDZI) | 10-Dec-18 | Market Sale | 111,000 | $9.84 | $1,092,240.00 | (2%) 6.16M to 6.05M | |
| 04-Jun-18 5:21 PM View: | Cadiz Inc. (CDZI) | 25-May-18 | Market Purchase | 531,918 | $12.47 | $6,633,020.00 | 8% 6.47M to 7.0M | (30%) |
| 04-Jun-18 5:21 PM View: | Cadiz Inc. (CDZI) | 25-May-18 | Market Sale | 531,918 | $12.46 | $6,627,700.00 | (8%) 7.0M to 6.47M | 30% |
| 05-Oct-17 4:00 PM View: | Cadiz Inc. (CDZI) | 03-Oct-17 | Acquisition (other) | 8,541 | $12.50 | $106,762.00 | < 1% 2.96M to 2.97M | (30%) |
| 06-Mar-17 4:37 PM View: | Cadiz Inc. (CDZI) | 03-Mar-17 | Acquisition (other) | 961 | $14.58 | $14,011.40 | < 1% 2.96M to 2.96M | (40%) |
| 03-Jan-17 6:11 AM View: | Cadiz Inc. (CDZI) | 30-Dec-16 | Market Purchase | 20,000 | $12.36 | $247,200.00 | < 1% 2.94M to 2.96M | (29%) |
| 03-Jan-17 6:11 AM View: | Cadiz Inc. (CDZI) | 29-Dec-16 | Market Purchase | 15,000 | $12.66 | $189,900.00 | < 1% 2.92M to 2.94M | (31%) |
| 29-Dec-16 4:00 PM View: | Cadiz Inc. (CDZI) | 28-Dec-16 | Market Purchase | 12,200 | $12.32 | $150,304.00 | < 1% 2.91M to 2.92M | (29%) |
| 29-Dec-16 4:00 PM View: | Cadiz Inc. (CDZI) | 27-Dec-16 | Market Purchase | 60,000 | $11.92 | $715,000.00 | 2% 2.85M to 2.91M | (26%) |
| 23-Dec-16 4:04 PM View: | Cadiz Inc. (CDZI) | 22-Dec-16 | Market Purchase | 25,421 | $11.57 | $294,121.00 | < 1% 2.83M to 2.85M | (24%) |
| 23-Dec-16 4:04 PM View: | Cadiz Inc. (CDZI) | 21-Dec-16 | Market Purchase | 77,193 | $11.42 | $881,544.00 | 3% 2.75M to 2.83M | (23%) |
| 21-Dec-16 2:58 PM View: | Cadiz Inc. (CDZI) | 20-Dec-16 | Market Purchase | 17,200 | $11.01 | $189,372.00 | < 1% 2.73M to 2.75M | (20%) |
| 21-Dec-16 2:58 PM View: | Cadiz Inc. (CDZI) | 19-Dec-16 | Market Purchase | 56,600 | $10.91 | $617,506.00 | 2% 2.67M to 2.73M | (19%) |
| 21-Dec-16 2:58 PM View: | Cadiz Inc. (CDZI) | 30-Nov-16 | Acquisition (other) | 1,495 | -- | -- | < 1% 2.67M to 2.67M | |
| 21-Dec-16 2:58 PM View: | Cadiz Inc. (CDZI) | 29-Nov-16 | Acquisition (other) | 11,561 | -- | -- | < 1% 2.66M to 2.67M | |
| 14-Nov-16 9:15 AM View: | Cadiz Inc. (CDZI) | 09-Nov-16 | Market Purchase | 200,000 | $8.08 | $1,616,000.00 | 8% 2.46M to 2.66M | 9% |
| 26-May-16 3:41 PM View: | Cadiz Inc. (CDZI) | 24-May-16 | Private Purchase | 23,430 | $3.11 | $72,867.30 | < 1% 2.44M to 2.46M | |
| 05-Oct-15 4:01 PM View: | Cadiz Inc. (CDZI) | 01-Oct-15 | Market Purchase | 7,400 | $7.55 | $55,870.00 | < 1% 2.43M to 2.44M | 16% |
| 01-Oct-15 4:02 PM View: | Cadiz Inc. (CDZI) | 29-Sep-15 | Market Purchase | 7,900 | $7.39 | $58,404.00 | < 1% 2.42M to 2.43M | 19% |
| 15-Jul-15 5:10 PM View: | Cadiz Inc. (CDZI) | 15-Jul-15 | Market Purchase | 5,200 | $9.20 | $47,840.00 | < 1% 2.42M to 2.42M | (5%) |
| 15-Jul-15 5:10 PM View: | Cadiz Inc. (CDZI) | 14-Jul-15 | Market Purchase | 10,000 | $9.61 | $96,100.00 | < 1% 2.41M to 2.42M | (9%) |
| 15-Jul-15 5:10 PM View: | Cadiz Inc. (CDZI) | 13-Jul-15 | Market Purchase | 15,000 | $9.34 | $140,100.00 | < 1% 2.39M to 2.41M | (6%) |
| 13-Jul-15 4:04 PM View: | Cadiz Inc. (CDZI) | 10-Jul-15 | Market Purchase | 15,000 | $9.47 | $142,050.00 | < 1% 2.38M to 2.39M | (7%) |
| 13-Jul-15 4:04 PM View: | Cadiz Inc. (CDZI) | 09-Jul-15 | Market Purchase | 15,000 | $9.41 | $141,150.00 | < 1% 2.36M to 2.38M | (7%) |
| 15-Jun-15 4:01 PM View: | Cadiz Inc. (CDZI) | 11-Jun-15 | Acquisition (other) | 6,100 | $7.72 | $47,092.00 | < 1% 2.36M to 2.37M | 14% |
| 15-Jun-15 4:01 PM View: | Cadiz Inc. (CDZI) | 11-Jun-15 | Disposition (other) | 6,100 | $7.72 | $47,092.00 | (< 1%) 2.37M to 2.36M | (14%) |
| 03-Jun-15 4:02 PM View: | Cadiz Inc. (CDZI) | 01-Jun-15 | Acquisition (other) | 11,100 | $8.61 | $95,571.00 | < 1% 2.36M to 2.37M | 2% |
| 03-Jun-15 4:02 PM View: | Cadiz Inc. (CDZI) | 01-Jun-15 | Disposition (other) | 11,100 | $8.61 | $95,571.00 | (< 1%) 2.37M to 2.36M | (2%) |
| 02-Apr-15 1:51 PM View: | Cadiz Inc. (CDZI) | 31-Mar-15 | Acquisition (other) | 3,047 | $10.47 | $31,902.10 | < 1% 2.36M to 2.37M | (16%) |
| 02-Apr-15 1:51 PM View: | Cadiz Inc. (CDZI) | 31-Mar-15 | Disposition (other) | 3,047 | $10.47 | $31,902.10 | (< 1%) 2.37M to 2.36M | 16% |
| 27-Mar-15 9:11 AM View: | Cadiz Inc. (CDZI) | 25-Mar-15 | Market Sale | 7,000 | $9.98 | $69,860.00 | (< 1%) 2.37M to 2.36M | 12% |
| 25-Mar-15 9:12 AM View: | Cadiz Inc. (CDZI) | 24-Mar-15 | Market Sale | 8,000 | $10.01 | $80,080.00 | (< 1%) 2.38M to 2.37M | 12% |
| 25-Mar-15 9:12 AM View: | Cadiz Inc. (CDZI) | 23-Mar-15 | Market Sale | 7,000 | $10.05 | $70,350.00 | (< 1%) 2.38M to 2.38M | 13% |
| 23-Mar-15 6:30 AM View: | Cadiz Inc. (CDZI) | 20-Mar-15 | Market Sale | 7,000 | $9.78 | $68,460.00 | (< 1%) 2.39M to 2.38M | 10% |
| 23-Mar-15 6:30 AM View: | Cadiz Inc. (CDZI) | 19-Mar-15 | Market Sale | 7,000 | $9.88 | $69,160.00 | (< 1%) 2.4M to 2.39M | 11% |