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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 455,648 | -- | -- | (100%) 455.65K to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 135,000 | -- | -- | 29% 462.26K to 597.26K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 141,615 | $8.44 | $1,195,230.00 | (24%) 597.26K to 455.65K | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 5,838 | $8.43 | $49,214.30 | (1%) 468.1K to 462.26K | 2% |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 16,857 | $9.04 | $152,387.00 | (3%) 484.96K to 468.1K | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 40,000 | -- | -- | 9% 444.96K to 484.96K | |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 9,074 | $8.58 | $77,854.90 | (2%) 454.03K to 444.96K | 4% |
| 13-Feb-18 7:34 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 13,631 | $6.41 | $87,374.70 | (3%) 467.66K to 454.03K | (29%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 16,693 | $6.22 | $103,830.00 | (3%) 484.36K to 467.66K | (33%) |
| 14-Aug-17 7:24 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 90,000 | -- | -- | 21% 424.56K to 514.56K | |
| 14-Aug-17 7:24 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 30,207 | $8.32 | $251,322.00 | (6%) 514.56K to 484.36K | < 1% |
| 07-Aug-17 8:21 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 90,000 | -- | -- | 27% 334.56K to 424.56K | |
| 12-May-17 7:14 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 10,927 | $8.94 | $97,687.40 | (3%) 345.49K to 334.56K | 8% |
| 14-Feb-17 7:48 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 14,479 | $9.49 | $137,406.00 | (3%) 493.33K to 478.85K | 13% |
| 14-Feb-17 7:48 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Option Exercise | 57,000 | $2.55 | $145,470.00 | 13% 436.33K to 493.33K | |
| 14-Feb-17 7:48 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Market Option Sale | 57,000 | $9.22 | $525,460.00 | (12%) 478.85K to 421.85K | 10% |
| 14-Feb-17 7:48 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Market Sale | 76,363 | $9.22 | $703,960.00 | (18%) 421.85K to 345.49K | 10% |
| 14-Nov-16 7:12 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 15,170 | $8.01 | $121,512.00 | (3%) 451.5K to 436.33K | (3%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 11-Aug-16 | Payment of Exercise | 10,871 | $6.20 | $67,400.20 | (2%) 462.37K to 451.5K | (33%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Grant | 90,000 | -- | -- | 22% 400.41K to 490.41K | |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Payment of Exercise | 28,036 | $6.22 | $174,384.00 | (6%) 490.41K to 462.37K | (33%) |
| 12-May-16 7:08 PM View: | Bookham Inc. (OCLR) | 10-May-16 | Payment of Exercise | 3,478 | -- | -- | (1%) 313.89K to 310.41K | |
| 12-Feb-16 6:27 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Grant | 8,000 | -- | -- | 3% 309.37K to 317.37K | |
| 04-Feb-16 7:15 PM View: | Bookham Inc. (OCLR) | 02-Feb-16 | Payment of Exercise | 24,869 | $3.67 | $91,269.20 | (7%) 334.23K to 309.37K | (125%) |
| 12-Nov-15 1:31 PM View: | Bookham Inc. (OCLR) | 10-Nov-15 | Payment of Exercise | 3,478 | $3.41 | $11,860.00 | (1%) 275.21K to 271.73K | (142%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 29-Oct-15 | Grant | 90,000 | -- | -- | 29% 310.41K to 400.41K | |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 7,830 | $2.70 | $21,141.00 | (3%) 285.39K to 277.56K | (206%) |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 2,345 | $2.70 | $6,331.50 | (< 1%) 277.56K to 275.21K | (206%) |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Grant | 90,000 | -- | -- | 46% 197.55K to 287.55K | |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Payment of Exercise | 2,162 | $2.72 | $5,880.64 | (< 1%) 287.55K to 285.39K | (204%) |
| 12-May-15 7:58 PM View: | Bookham Inc. (OCLR) | 11-May-15 | Payment of Exercise | 2,528 | $1.89 | $4,780.20 | (1%) 200.08K to 197.55K | (337%) |
| 12-May-15 7:58 PM View: | Bookham Inc. (OCLR) | 10-May-15 | Payment of Exercise | 2,162 | $1.86 | $4,021.32 | (1%) 202.24K to 200.08K | (344%) |
| 11-Feb-15 8:59 PM View: | Bookham Inc. (OCLR) | 11-Feb-15 | Payment of Exercise | 2,847 | $1.71 | $4,857.84 | (1%) 205.09K to 202.24K | (384%) |
| 11-Feb-15 8:59 PM View: | Bookham Inc. (OCLR) | 10-Feb-15 | Payment of Exercise | 5,145 | $1.81 | $9,312.45 | (2%) 210.23K to 205.09K | (356%) |
| 15-Jan-15 5:32 PM View: | Bookham Inc. (OCLR) | 14-Jan-15 | Payment of Exercise | 6,567 | $1.66 | $10,901.20 | (3%) 216.8K to 210.23K | (398%) |
| 12-Nov-14 6:12 PM View: | Bookham Inc. (OCLR) | 11-Nov-14 | Payment of Exercise | 2,396 | $1.64 | $3,929.68 | (1%) 219.19K to 216.8K | (404%) |
| 13-Aug-14 8:03 PM View: | Bookham Inc. (OCLR) | 12-Aug-14 | Payment of Exercise | 130 | $1.91 | $248.94 | (< 1%) 219.32K to 219.19K | (331%) |
| 13-Aug-14 8:03 PM View: | Bookham Inc. (OCLR) | 11-Aug-14 | Grant | 62,500 | -- | -- | 39% 161.9K to 224.4K | |
| 13-Aug-14 8:03 PM View: | Bookham Inc. (OCLR) | 11-Aug-14 | Payment of Exercise | 5,071 | $1.90 | $9,634.90 | (2%) 224.4K to 219.32K | (335%) |
| 14-May-14 4:45 PM View: | Bookham Inc. (OCLR) | 12-May-14 | Payment of Exercise | 5,040 | $1.75 | $8,820.00 | (3%) 166.94K to 161.9K | (372%) |
| 12-Mar-14 4:25 PM View: | Bookham Inc. (OCLR) | 10-Mar-14 | Grant | 32,000 | -- | -- | 24% 134.94K to 166.94K | |
| 14-Feb-14 4:36 PM View: | Bookham Inc. (OCLR) | 12-Feb-14 | Payment of Exercise | 145 | $2.61 | $378.00 | (< 1%) 135.08K to 134.94K | (217%) |
| 16-Jan-14 7:15 PM View: | Bookham Inc. (OCLR) | 14-Jan-14 | Grant | 60,000 | -- | -- | 80% 74.67K to 134.67K | |
| 17-May-12 6:29 PM View: | Trident Microsystems Inc. (TRIDQ) | 17-May-12 | Payment of Exercise | 8,416 | $0.47 | $3,955.52 | (5%) 159.33K to 150.91K | 23% |
| 03-Aug-11 9:20 PM View: | Trident Microsystems Inc. (TRIDQ) | 01-Aug-11 | Grant | 40,351 | -- | -- | 30% 133.78K to 174.13K | |
| 03-Aug-11 9:20 PM View: | Trident Microsystems Inc. (TRIDQ) | 01-Aug-11 | Payment of Exercise | 14,800 | -- | -- | (8%) 174.13K to 159.33K | |
| 25-Jul-11 6:45 PM View: | Trident Microsystems Inc. (TRIDQ) | 25-Jul-11 | Payment of Exercise | 2,601 | -- | -- | (2%) 136.38K to 133.78K | |
| 09-May-11 9:17 PM View: | Trident Microsystems Inc. (TRIDQ) | 05-May-11 | Grant | 60,000 | -- | -- | 79% 76.38K to 136.38K | |
| 10-Feb-10 9:09 PM View: | Trident Microsystems Inc. (TRIDQ) | 08-Feb-10 | Grant | 33,000 | -- | -- | 76% 43.38K to 76.38K | |
| 17-Sep-09 7:27 PM View: | Trident Microsystems Inc. (TRIDQ) | 15-Sep-09 | Grant | 22,100 | -- | -- | 104% 21.28K to 43.38K |