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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Feb-24 4:15 PM View:  | S&w Seed Co (SANW) | 08-Feb-24 | Grant | 90,000 | -- | -- | 17% 535.67K to 625.67K | |
| 15-Dec-23 5:03 PM View: | S&w Seed Co (SANW) | 13-Dec-23 | Grant | 126,653 | -- | -- | 31% 409.01K to 535.67K | |
| 27-Oct-23 7:31 PM View: | S&w Seed Co (SANW) | 26-Oct-23 | Grant | 12,943 | -- | -- | 4% 330.35K to 343.29K | |
| 15-Dec-23 5:03 PM View: | S&w Seed Co (SANW) | 13-Oct-23 | Grant | 65,727 | -- | -- | 19% 343.29K to 409.01K | |
| 30-Aug-23 5:27 PM View: | S&w Seed Co (SANW) | 28-Aug-23 | Payment of Exercise | 11,229 | $1.03 | $11,611.50 | (3%) 341.57K to 330.35K | |
| 18-Aug-23 4:36 PM View: | S&w Seed Co (SANW) | 16-Aug-23 | Grant | 24,076 | -- | -- | 8% 317.5K to 341.57K | |
| 04-Apr-23 5:16 PM View: | S&w Seed Co (SANW) | 01-Apr-23 | Payment of Exercise | 2,743 | $1.45 | $3,977.35 | (< 1%) 320.24K to 317.5K | |
| 04-Jan-23 5:00 PM View: | S&w Seed Co (SANW) | 01-Jan-23 | Payment of Exercise | 2,925 | $1.49 | $4,358.25 | (< 1%) 323.17K to 320.24K | |
| 25-Oct-22 5:31 PM View: | S&w Seed Co (SANW) | 21-Oct-22 | Grant | 19,444 | -- | -- | 6% 303.72K to 323.17K | |
| 04-Oct-22 4:50 PM View: | S&w Seed Co (SANW) | 01-Oct-22 | Payment of Exercise | 4,542 | $0.73 | $3,315.66 | (1%) 308.26K to 303.72K | |
| 06-Jul-22 4:47 PM View: | S&w Seed Co (SANW) | 01-Jul-22 | Payment of Exercise | 4,540 | $1.04 | $4,721.60 | (1%) 312.81K to 308.27K | |
| 23-May-22 6:00 AM View: | S&w Seed Co (SANW) | 20-May-22 | Private Purchase | 7,634 | $1.32 | $10,076.90 | 3% 305.17K to 312.81K | |
| 04-Apr-22 5:45 PM View: | S&w Seed Co (SANW) | 01-Apr-22 | Payment of Exercise | 4,465 | $2.10 | $9,376.50 | (1%) 309.64K to 305.17K | |
| 04-Jan-22 4:32 PM View: | S&w Seed Co (SANW) | 01-Jan-22 | Payment of Exercise | 5,374 | $2.73 | $14,671.00 | (2%) 278.38K to 273.01K | 2% |
| 19-Oct-21 8:54 AM View: | S&w Seed Co (SANW) | 15-Oct-21 | Grant | 36,630 | $2.73 | $99,999.90 | 13% 278.38K to 315.01K | 4% |
| 07-Oct-21 5:43 PM View: | S&w Seed Co (SANW) | 05-Oct-21 | Grant | 27,364 | -- | -- | 11% 251.02K to 278.38K | |
| 04-Oct-21 5:04 PM View: | S&w Seed Co (SANW) | 01-Oct-21 | Payment of Exercise | 3,881 | $2.56 | $9,935.36 | (2%) 254.9K to 251.02K | 0% |
| 06-Jul-21 10:00 PM View: | S&w Seed Co (SANW) | 01-Jul-21 | Payment of Exercise | 4,785 | $3.63 | $17,369.60 | (2%) 259.68K to 254.9K | |
| 06-Jul-21 10:00 PM View: | S&w Seed Co (SANW) | 01-Jul-21 | Option Exercise | 3,125 | -- | -- | 1% 256.56K to 259.68K | |
| 05-Apr-21 4:56 PM View: | S&w Seed Co (SANW) | 01-Apr-21 | Payment of Exercise | 4,757 | $3.72 | $17,696.00 | (2%) 261.31K to 256.56K | 0% |
| 05-Apr-21 4:56 PM View: | S&w Seed Co (SANW) | 01-Apr-21 | Option Exercise | 3,125 | $3.72 | $11,625.00 | 1% 258.19K to 261.31K | 0% |
| 05-Jan-21 4:09 PM View: | S&w Seed Co (SANW) | 01-Jan-21 | Payment of Exercise | 5,675 | $2.93 | $16,627.80 | (2%) 263.87K to 258.19K | (1%) |
| 05-Jan-21 4:09 PM View: | S&w Seed Co (SANW) | 01-Jan-21 | Option Exercise | 3,125 | $2.93 | $9,156.25 | 1% 260.74K to 263.87K | 1% |
| 05-Oct-20 6:06 PM View: | S&w Seed Co (SANW) | 01-Oct-20 | Grant | 54,896 | -- | -- | 27% 206.19K to 261.09K | |
| 05-Oct-20 6:06 PM View: | S&w Seed Co (SANW) | 01-Oct-20 | Payment of Exercise | 3,472 | $2.41 | $8,367.52 | (1%) 264.21K to 260.74K | (30%) |
| 05-Oct-20 6:06 PM View: | S&w Seed Co (SANW) | 01-Oct-20 | Option Exercise | 3,125 | -- | -- | 1% 261.09K to 264.21K | |
| 06-Jul-20 5:55 PM View: | S&w Seed Co (SANW) | 01-Jul-20 | Payment of Exercise | 3,472 | $2.36 | $8,193.92 | (2%) 209.66K to 206.19K | (33%) |
| 06-Jul-20 5:55 PM View: | S&w Seed Co (SANW) | 01-Jul-20 | Option Exercise | 3,125 | -- | -- | 2% 206.54K to 209.66K | |
| 03-Apr-20 5:00 PM View: | S&w Seed Co (SANW) | 01-Apr-20 | Payment of Exercise | 3,365 | $1.92 | $6,460.80 | (2%) 209.9K to 206.54K | (64%) |
| 03-Apr-20 5:00 PM View: | S&w Seed Co (SANW) | 01-Apr-20 | Option Exercise | 3,125 | -- | -- | 2% 206.78K to 209.9K | |
| 03-Jan-20 3:45 PM View: | S&w Seed Co (SANW) | 01-Jan-20 | Payment of Exercise | 4,108 | $2.10 | $8,626.80 | (2%) 210.89K to 206.78K | (50%) |
| 03-Jan-20 3:45 PM View: | S&w Seed Co (SANW) | 01-Jan-20 | Option Exercise | 3,125 | -- | -- | 2% 207.76K to 210.89K | |
| 16-Oct-19 5:21 PM View: | S&w Seed Co (SANW) | 14-Oct-19 | Grant | 106,253 | -- | -- | 105% 101.51K to 207.76K | |
| 04-Oct-19 9:53 PM View: | S&w Seed Co (SANW) | 01-Oct-19 | Payment of Exercise | 906 | $2.39 | $2,165.34 | (< 1%) 102.41K to 101.51K | (32%) |
| 04-Oct-19 9:53 PM View: | S&w Seed Co (SANW) | 01-Oct-19 | Option Exercise | 3,125 | -- | -- | 3% 99.29K to 102.41K | |
| 03-Jul-19 3:17 PM View: | S&w Seed Co (SANW) | 01-Jul-19 | Payment of Exercise | 906 | $2.67 | $2,419.02 | (< 1%) 100.19K to 99.29K | (18%) |
| 03-Jul-19 3:17 PM View: | S&w Seed Co (SANW) | 01-Jul-19 | Option Exercise | 3,125 | -- | -- | 3% 97.07K to 100.19K | |
| 03-Apr-19 5:10 PM View: | S&w Seed Co (SANW) | 01-Apr-19 | Payment of Exercise | 1,072 | $2.68 | $2,872.96 | (1%) 98.14K to 97.07K | (18%) |
| 03-Apr-19 5:10 PM View: | S&w Seed Co (SANW) | 01-Apr-19 | Option Exercise | 3,125 | -- | -- | 3% 95.02K to 98.14K | |
| 03-Jan-19 4:52 PM View: | S&w Seed Co (SANW) | 01-Jan-19 | Payment of Exercise | 1,072 | $1.81 | $1,940.32 | (1%) 96.09K to 95.02K | (74%) |
| 03-Jan-19 4:52 PM View: | S&w Seed Co (SANW) | 01-Jan-19 | Option Exercise | 3,125 | -- | -- | 3% 92.96K to 96.09K | |
| 03-Oct-18 6:18 PM View: | S&w Seed Co (SANW) | 01-Oct-18 | Payment of Exercise | 906 | $2.69 | $2,437.14 | (< 1%) 93.87K to 92.96K | (17%) |
| 03-Oct-18 6:18 PM View: | S&w Seed Co (SANW) | 01-Oct-18 | Option Exercise | 3,125 | -- | -- | 3% 90.75K to 93.87K | |
| 26-Dec-17 4:50 PM View: | S&w Seed Co (SANW) | 22-Dec-17 | Option Exercise | 11,174 | $3.50 | $39,109.00 | 14% 79.57K to 90.75K | (9%) |
| 22-Dec-17 4:32 PM View: | S&w Seed Co (SANW) | 20-Dec-17 | Payment of Exercise | 2,061 | $3.50 | $7,213.50 | (1%) 163.26K to 161.2K | 9% |
| 22-Dec-17 4:32 PM View: | S&w Seed Co (SANW) | 20-Dec-17 | Option Exercise | 6,632 | -- | -- | 4% 156.63K to 163.26K | |
| 13-Oct-17 6:24 PM View: | S&w Seed Co (SANW) | 13-Oct-17 | Grant | 75,000 | $3.50 | $262,500.00 | 100% 0 to 75.0K | (9%) |
| 11-Sep-15 5:51 PM View: | Arcadia Biosciences, Inc. (RKDA) | 09-Sep-15 | Option Exercise | 5,000 | $0.44 | $2,200.00 | 100% 0 to 5.0K | |
| 22-Mar-12 12:15 PM View: | BioFuel Energy Corp. (GRBK) | 15-Mar-12 | Grant | 177,000 | -- | -- | 33% 535.22K to 712.22K | |
| 17-Mar-11 4:19 PM View: | BioFuel Energy Corp. (GRBK) | 15-Mar-11 | Grant | 500,000 | -- | -- | 1420% 35.22K to 535.22K |