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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Feb-24 4:43 PM View:  | Powell Industries Inc. (POWL) | 14-Feb-24 | Grant | 660 | $0.01 | $6.60 | 14% 4.8K to 5.46K | |
| 22-May-23 4:38 PM View: | Amerigon Inc. (THRM) | 18-May-23 | Grant | 2,147 | -- | -- | 17% 12.94K to 15.08K | |
| 17-Feb-23 2:28 PM View: | Powell Industries Inc. (POWL) | 15-Feb-23 | Grant | 2,400 | $0.01 | $24.00 | 100% 2.4K to 4.8K | |
| 06-Jun-22 12:13 PM View: | Amerigon Inc. (THRM) | 02-Jun-22 | Grant | 1,700 | -- | -- | 15% 11.24K to 12.94K | |
| 16-Feb-22 6:40 PM View: | Powell Industries Inc. (POWL) | 16-Feb-22 | Grant | 2,400 | $0.01 | $24.00 | 100% 0 to 2.4K | |
| 24-May-21 3:54 PM View: | Amerigon Inc. (THRM) | 20-May-21 | Grant | 1,422 | -- | -- | 14% 9.81K to 11.24K | |
| 13-Aug-20 3:26 PM View: | Amerigon Inc. (THRM) | 11-Aug-20 | Grant | 120 | -- | -- | 1% 9.69K to 9.81K | |
| 26-May-20 4:35 PM View: | Amerigon Inc. (THRM) | 21-May-20 | Grant | 4,347 | -- | -- | 81% 5.35K to 9.69K | |
| 17-May-19 2:16 PM View: | Amerigon Inc. (THRM) | 16-May-19 | Grant | 2,490 | -- | -- | 87% 2.86K to 5.35K | |
| 21-May-18 11:20 AM View: | Amerigon Inc. (THRM) | 18-May-18 | Grant | 2,857 | -- | -- | 100% 0 to 2.86K | |
| 15-Mar-17 6:00 AM View: | Harman International Indust... (HAR) | 10-Mar-17 | Grant | 24,154 | -- | -- | 107% 22.49K to 46.64K | |
| 15-Mar-17 6:00 AM View: | Harman International Indust... (HAR) | 10-Mar-17 | Disposition | 37,460 | $112.00 | $4,195,520.00 | (67%) 55.87K to 18.41K | |
| 15-Mar-17 6:00 AM View: | Harman International Indust... (HAR) | 10-Mar-17 | Disposition | 2,072 | $112.00 | $232,054.00 | (11%) 18.41K to 16.34K | |
| 15-Mar-17 6:00 AM View: | Harman International Indust... (HAR) | 10-Mar-17 | Payment of Exercise | 16,341 | $112.00 | $1,830,190.00 | (100%) 16.34K to 0 | |
| 15-Mar-17 6:00 AM View: | Harman International Indust... (HAR) | 10-Mar-17 | Option Exercise | 9,229 | -- | -- | 20% 46.64K to 55.87K | |
| 19-Sep-16 6:14 PM View: | Harman International Indust... (HAR) | 15-Sep-16 | Payment of Exercise | 534 | $81.76 | $43,659.80 | (3%) 20.95K to 20.42K | (36%) |
| 19-Sep-16 6:14 PM View: | Harman International Indust... (HAR) | 15-Sep-16 | Option Exercise | 1,096 | -- | -- | 6% 19.86K to 20.95K | |
| 13-Sep-16 8:42 PM View: | Harman International Indust... (HAR) | 10-Sep-16 | Grant | 11,468 | -- | -- | 110% 10.4K to 21.87K | |
| 13-Sep-16 8:42 PM View: | Harman International Indust... (HAR) | 10-Sep-16 | Payment of Exercise | 6,112 | $80.93 | $494,644.00 | (23%) 26.17K to 20.05K | (37%) |
| 13-Sep-16 8:42 PM View: | Harman International Indust... (HAR) | 10-Sep-16 | Option Exercise | 4,295 | -- | -- | 20% 21.87K to 26.17K | |
| 14-Mar-16 5:07 PM View: | Harman International Indust... (HAR) | 11-Mar-16 | Market Sale | 8,000 | $81.33 | $650,648.00 | (43%) 18.4K to 10.4K | (38%) |
| 14-Sep-15 7:21 PM View: | Harman International Indust... (HAR) | 11-Sep-15 | Market Option Sale | 6,503 | $96.95 | $630,474.00 | (24%) 26.97K to 20.47K | (17%) |
| 14-Sep-15 7:21 PM View: | Harman International Indust... (HAR) | 11-Sep-15 | Market Sale | 2,067 | $96.95 | $200,398.00 | (10%) 20.47K to 18.4K | (17%) |
| 14-Sep-15 7:21 PM View: | Harman International Indust... (HAR) | 10-Sep-15 | Grant | 11,001 | -- | -- | 116% 9.47K to 20.47K | |
| 14-Sep-15 7:21 PM View: | Harman International Indust... (HAR) | 10-Sep-15 | Option Exercise | 6,503 | -- | -- | 32% 20.47K to 26.97K | |
| 09-Sep-14 3:49 PM View: | Harman International Indust... (HAR) | 07-Sep-14 | Grant | 11,269 | -- | -- | 100% 0 to 11.27K | |
| 09-Sep-14 3:49 PM View: | Harman International Indust... (HAR) | 07-Sep-14 | Payment of Exercise | 8,977 | -- | -- | (49%) 18.45K to 9.47K | |
| 09-Sep-14 3:49 PM View: | Harman International Indust... (HAR) | 07-Sep-14 | Option Exercise | 7,178 | -- | -- | 64% 11.27K to 18.45K | |
| 20-Feb-14 11:35 AM View: | Harman International Indust... (HAR) | 19-Feb-14 | Market Sale | 11,042 | $102.95 | $1,136,820.00 | (100%) 11.04K to 0 | (12%) |
| 04-Sep-13 6:49 PM View: | Harman International Indust... (HAR) | 01-Sep-13 | Grant | 11,390 | -- | -- | 531% 2.15K to 13.54K | |
| 04-Sep-13 6:49 PM View: | Harman International Indust... (HAR) | 01-Sep-13 | Payment of Exercise | 8,409 | -- | -- | (39%) 21.6K to 13.19K | |
| 04-Sep-13 6:49 PM View: | Harman International Indust... (HAR) | 01-Sep-13 | Option Exercise | 8,061 | -- | -- | 60% 13.54K to 21.6K | |
| 28-Aug-13 4:00 PM View: | Harman International Indust... (HAR) | 26-Aug-13 | Option Exercise | 31,896 | $41.03 | $1,308,640.00 | 448% 7.11K to 39.01K | |
| 28-Aug-13 4:00 PM View: | Harman International Indust... (HAR) | 26-Aug-13 | Market Option Sale | 31,896 | $67.62 | $2,156,780.00 | (82%) 39.01K to 7.11K | (71%) |
| 28-Aug-13 4:00 PM View: | Harman International Indust... (HAR) | 26-Aug-13 | Market Sale | 4,967 | $67.62 | $335,864.00 | (70%) 7.11K to 2.15K | (71%) |
| 21-Jun-13 9:21 PM View: | Harman International Indust... (HAR) | 19-Jun-13 | Market Sale | 4,800 | $52.07 | $249,939.00 | (40%) 11.91K to 7.11K | (123%) |
| 05-Sep-12 5:00 PM View: | Harman International Indust... (HAR) | 01-Sep-12 | Grant | 6,476 | -- | -- | 100% 0 to 6.48K | |
| 05-Sep-12 5:00 PM View: | Harman International Indust... (HAR) | 01-Sep-12 | Payment of Exercise | 2,698 | -- | -- | (18%) 14.61K to 11.91K | |
| 05-Sep-12 5:00 PM View: | Harman International Indust... (HAR) | 01-Sep-12 | Option Exercise | 8,136 | -- | -- | 126% 6.48K to 14.61K | |
| 17-Feb-12 2:14 PM View: | Harman International Indust... (HAR) | 14-Feb-12 | Market Sale | 8,315 | $50.37 | $418,795.00 | (100%) 8.31K to 0 | (133%) |
| 20-Sep-11 5:18 PM View: | Harman International Indust... (HAR) | 17-Sep-11 | Grant | 2,327 | -- | -- | 64% 3.63K to 5.96K | |
| 20-Sep-11 5:18 PM View: | Harman International Indust... (HAR) | 17-Sep-11 | Payment of Exercise | 2,301 | $33.93 | $78,072.90 | (22%) 10.62K to 8.31K | (246%) |
| 20-Sep-11 5:18 PM View: | Harman International Indust... (HAR) | 17-Sep-11 | Option Exercise | 4,655 | -- | -- | 78% 5.96K to 10.62K | |
| 08-Mar-11 10:53 AM View: | Harman International Indust... (HAR) | 03-Mar-11 | Option Exercise | 11,894 | $32.14 | $382,273.00 | 327% 3.63K to 15.53K | |
| 08-Mar-11 10:53 AM View: | Harman International Indust... (HAR) | 03-Mar-11 | Market Option Sale | 11,894 | $50.00 | $594,746.00 | (77%) 15.53K to 3.63K | (135%) |
| 03-Mar-11 5:17 PM View: | Harman International Indust... (HAR) | 01-Mar-11 | Option Exercise | 1,900 | $32.14 | $61,066.00 | 52% 3.63K to 5.53K | |
| 03-Mar-11 5:17 PM View: | Harman International Indust... (HAR) | 01-Mar-11 | Market Option Sale | 1,900 | $50.03 | $95,064.40 | (34%) 5.53K to 3.63K | (135%) |
| 03-Mar-11 5:17 PM View: | Harman International Indust... (HAR) | 25-Feb-11 | Payment of Exercise | 1,866 | $48.95 | $91,340.70 | (34%) 5.5K to 3.63K | (140%) |
| 03-Mar-11 5:17 PM View: | Harman International Indust... (HAR) | 25-Feb-11 | Option Exercise | 5,500 | -- | -- | 100% 0 to 5.5K | |
| 31-Aug-09 3:33 PM View: | Harman International Indust... (HAR) | 28-Aug-09 | Market Sale | 2,000 | $31.54 | $63,071.00 | (27%) 7.5K to 5.5K | (276%) |