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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-19 10:40 AM View:  | Great Elm Capital Corp. (GECC) | 05-Jun-19 | Market Sale | 55,100 | $8.48 | $467,314.00 | (5%) 1.07M to 1.02M | 72% |
| 04-Jun-19 5:15 PM View: | Great Elm Capital Corp. (GECC) | 04-Jun-19 | Market Sale | 5,700 | $8.47 | $48,304.10 | (< 1%) 1.08M to 1.07M | 72% |
| 04-Jun-19 5:15 PM View: | Great Elm Capital Corp. (GECC) | 03-Jun-19 | Market Sale | 7,400 | $8.47 | $62,641.00 | (< 1%) 1.08M to 1.08M | 72% |
| 04-Jun-19 5:15 PM View: | Great Elm Capital Corp. (GECC) | 31-May-19 | Market Sale | 58,200 | $8.60 | $500,468.00 | (5%) 1.14M to 1.08M | 72% |
| 30-May-19 5:05 PM View: | Great Elm Capital Corp. (GECC) | 30-May-19 | Market Sale | 7,000 | $8.86 | $62,031.20 | (< 1%) 1.15M to 1.14M | 73% |
| 30-May-19 5:05 PM View: | Great Elm Capital Corp. (GECC) | 29-May-19 | Market Sale | 5,300 | $8.90 | $47,170.00 | (< 1%) 1.15M to 1.15M | 73% |
| 30-May-19 5:05 PM View: | Great Elm Capital Corp. (GECC) | 28-May-19 | Market Sale | 8,800 | $8.88 | $78,154.60 | (< 1%) 1.16M to 1.15M | 73% |
| 24-May-19 7:04 PM View: | Great Elm Capital Corp. (GECC) | 24-May-19 | Market Sale | 10,500 | $8.85 | $92,909.20 | (< 1%) 1.17M to 1.16M | 73% |
| 24-May-19 7:04 PM View: | Great Elm Capital Corp. (GECC) | 23-May-19 | Market Sale | 258,100 | $8.60 | $2,220,380.00 | (18%) 1.43M to 1.17M | 72% |
| 24-May-19 7:04 PM View: | Great Elm Capital Corp. (GECC) | 22-May-19 | Market Sale | 5,400 | $8.77 | $47,380.70 | (< 1%) 1.44M to 1.43M | 73% |
| 21-May-19 6:44 PM View: | Great Elm Capital Corp. (GECC) | 21-May-19 | Market Sale | 6,900 | $8.85 | $61,054.70 | (< 1%) 1.44M to 1.44M | 73% |
| 21-May-19 6:44 PM View: | Great Elm Capital Corp. (GECC) | 20-May-19 | Market Sale | 6,200 | $8.83 | $54,760.30 | (< 1%) 1.45M to 1.44M | 73% |
| 21-May-19 6:44 PM View: | Great Elm Capital Corp. (GECC) | 17-May-19 | Market Sale | 5,400 | $8.72 | $47,099.30 | (< 1%) 1.46M to 1.45M | 73% |
| 16-May-19 5:24 PM View: | Great Elm Capital Corp. (GECC) | 16-May-19 | Market Sale | 134,700 | $8.69 | $1,171,120.00 | (8%) 1.59M to 1.46M | 72% |
| 16-May-19 5:24 PM View: | Great Elm Capital Corp. (GECC) | 15-May-19 | Market Sale | 9,400 | $8.56 | $80,445.20 | (< 1%) 1.6M to 1.59M | 72% |
| 16-May-19 5:24 PM View: | Great Elm Capital Corp. (GECC) | 14-May-19 | Market Sale | 4,900 | $8.55 | $41,875.40 | (< 1%) 1.6M to 1.6M | 72% |
| 13-May-19 5:59 PM View: | Great Elm Capital Corp. (GECC) | 13-May-19 | Market Sale | 5,000 | $8.41 | $42,035.50 | (< 1%) 1.61M to 1.6M | 72% |
| 13-May-19 5:59 PM View: | Great Elm Capital Corp. (GECC) | 10-May-19 | Market Sale | 2,100 | $8.43 | $17,708.70 | (< 1%) 1.61M to 1.61M | 72% |
| 13-May-19 5:59 PM View: | Great Elm Capital Corp. (GECC) | 09-May-19 | Market Sale | 1,700 | $8.39 | $14,262.80 | (< 1%) 1.61M to 1.61M | 72% |
| 29-Apr-19 2:42 PM View: | Great Elm Capital Corp. (GECC) | 25-Apr-19 | Market Sale | 13,300 | $8.36 | $111,209.00 | (< 1%) 1.63M to 1.61M | 71% |
| 24-Apr-19 5:17 PM View: | Great Elm Capital Corp. (GECC) | 24-Apr-19 | Market Sale | 20,500 | $8.41 | $172,419.00 | (1%) 1.65M to 1.63M | 71% |
| 24-Apr-19 5:17 PM View: | Great Elm Capital Corp. (GECC) | 23-Apr-19 | Market Sale | 16,200 | $8.39 | $135,920.00 | (< 1%) 1.66M to 1.65M | 71% |
| 24-Apr-19 5:17 PM View: | Great Elm Capital Corp. (GECC) | 22-Apr-19 | Market Sale | 11,300 | $8.34 | $94,282.70 | (< 1%) 1.67M to 1.66M | 71% |
| 18-Apr-19 7:21 PM View: | Great Elm Capital Corp. (GECC) | 18-Apr-19 | Market Sale | 13,000 | $8.36 | $108,655.00 | (< 1%) 1.69M to 1.67M | 71% |
| 18-Apr-19 7:21 PM View: | Great Elm Capital Corp. (GECC) | 17-Apr-19 | Market Sale | 7,400 | $8.36 | $61,846.20 | (< 1%) 1.7M to 1.69M | 71% |
| 18-Apr-19 7:21 PM View: | Great Elm Capital Corp. (GECC) | 16-Apr-19 | Market Sale | 16,700 | $8.34 | $139,265.00 | (< 1%) 1.71M to 1.7M | 71% |
| 01-Apr-19 2:55 PM View: | Great Elm Capital Corp. (GECC) | 01-Apr-19 | Market Sale | 102,900 | $8.20 | $843,945.00 | (6%) 1.81M to 1.71M | 71% |
| 01-Apr-19 2:55 PM View: | Great Elm Capital Corp. (GECC) | 29-Mar-19 | Market Sale | 5,900 | $8.27 | $48,785.90 | (< 1%) 1.82M to 1.81M | 71% |
| 01-Apr-19 2:55 PM View: | Great Elm Capital Corp. (GECC) | 28-Mar-19 | Market Sale | 6,400 | $8.29 | $53,080.30 | (< 1%) 1.83M to 1.82M | 71% |
| 27-Mar-19 5:42 PM View: | Great Elm Capital Corp. (GECC) | 26-Mar-19 | Market Sale | 16,000 | $8.35 | $133,664.00 | (< 1%) 1.84M to 1.83M | 71% |
| 27-Mar-19 5:42 PM View: | Great Elm Capital Corp. (GECC) | 25-Mar-19 | Market Sale | 205,200 | $8.22 | $1,687,090.00 | (10%) 2.05M to 1.84M | 70% |
| 22-Mar-19 8:09 PM View: | Great Elm Capital Corp. (GECC) | 22-Mar-19 | Market Sale | 16,000 | $8.24 | $131,826.00 | (< 1%) 2.06M to 2.05M | 70% |
| 22-Mar-19 8:09 PM View: | Great Elm Capital Corp. (GECC) | 21-Mar-19 | Market Sale | 4,300 | $8.31 | $35,728.30 | (< 1%) 2.07M to 2.06M | 71% |
| 22-Mar-19 8:09 PM View: | Great Elm Capital Corp. (GECC) | 20-Mar-19 | Market Sale | 3,700 | $8.32 | $30,772.20 | (< 1%) 2.07M to 2.07M | 71% |
| 19-Mar-19 5:12 PM View: | Great Elm Capital Corp. (GECC) | 19-Mar-19 | Market Sale | 9,500 | $8.28 | $78,675.20 | (< 1%) 2.08M to 2.07M | 71% |
| 19-Mar-19 5:12 PM View: | Great Elm Capital Corp. (GECC) | 18-Mar-19 | Market Sale | 4,800 | $8.17 | $39,214.10 | (< 1%) 2.09M to 2.08M | 70% |
| 19-Mar-19 5:12 PM View: | Great Elm Capital Corp. (GECC) | 15-Mar-19 | Market Sale | 18,009 | $8.15 | $146,831.00 | (< 1%) 2.1M to 2.09M | 70% |
| 14-Mar-19 5:11 PM View: | Great Elm Capital Corp. (GECC) | 14-Mar-19 | Market Sale | 10,400 | $8.10 | $84,214.00 | (< 1%) 2.11M to 2.1M | 70% |
| 14-Mar-19 5:11 PM View: | Great Elm Capital Corp. (GECC) | 13-Mar-19 | Market Sale | 35,900 | $8.14 | $292,140.00 | (2%) 2.15M to 2.11M | 70% |
| 14-Mar-19 5:11 PM View: | Great Elm Capital Corp. (GECC) | 12-Mar-19 | Market Sale | 17,700 | $8.21 | $145,294.00 | (< 1%) 2.17M to 2.15M | 70% |
| 11-Mar-19 6:16 PM View: | Great Elm Capital Corp. (GECC) | 11-Mar-19 | Market Sale | 9,800 | $8.16 | $79,968.00 | (< 1%) 2.18M to 2.17M | 70% |
| 11-Mar-19 6:16 PM View: | Great Elm Capital Corp. (GECC) | 08-Mar-19 | Market Sale | 8,400 | $8.09 | $67,942.60 | (< 1%) 2.19M to 2.18M | 70% |
| 11-Mar-19 6:16 PM View: | Great Elm Capital Corp. (GECC) | 07-Mar-19 | Market Sale | 17,600 | $8.17 | $143,780.00 | (< 1%) 2.2M to 2.19M | 70% |
| 06-Mar-19 8:12 PM View: | Great Elm Capital Corp. (GECC) | 06-Mar-19 | Market Sale | 6,300 | $8.20 | $51,678.90 | (< 1%) 2.21M to 2.2M | 70% |
| 06-Mar-19 8:12 PM View: | Great Elm Capital Corp. (GECC) | 05-Mar-19 | Market Sale | 14,500 | $8.16 | $118,339.00 | (< 1%) 2.23M to 2.21M | 70% |
| 06-Mar-19 8:12 PM View: | Great Elm Capital Corp. (GECC) | 04-Mar-19 | Market Sale | 16,700 | $8.29 | $138,450.00 | (< 1%) 2.24M to 2.23M | 71% |
| 01-Mar-19 5:55 PM View: | Great Elm Capital Corp. (GECC) | 01-Mar-19 | Market Sale | 40,000 | $8.42 | $336,724.00 | (2%) 2.28M to 2.24M | 71% |
| 01-Mar-19 5:55 PM View: | Great Elm Capital Corp. (GECC) | 28-Feb-19 | Market Sale | 11,400 | $8.33 | $94,964.30 | (< 1%) 2.29M to 2.28M | 71% |
| 01-Mar-19 5:55 PM View: | Great Elm Capital Corp. (GECC) | 27-Feb-19 | Market Sale | 10,000 | $8.38 | $83,794.00 | (< 1%) 2.3M to 2.29M | 71% |
| 26-Feb-19 10:00 PM View: | Great Elm Capital Corp. (GECC) | 26-Feb-19 | Market Sale | 29,400 | $8.50 | $250,000.00 | (1%) 2.34M to 2.31M | 71% |