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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:53 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 350,683 | -- | -- | (64%) 551.08K to 200.4K | |
| 02-Jan-15 1:53 PM View: | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 200,401 | -- | -- | (100%) 200.4K to 0 | |
| 18-Nov-13 4:35 PM View: | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 1% 545.12K to 551.08K | |
| 26-Nov-12 5:21 PM View: | SWS Group Inc. (SWS) | 21-Nov-12 | Grant | 7,231 | -- | -- | 1% 537.89K to 545.12K | |
| 29-May-12 5:00 PM View: | SWS Group Inc. (SWS) | 25-May-12 | Market Purchase | 25,000 | $5.69 | $142,335.00 | 5% 512.89K to 537.89K | 12% |
| 29-May-12 5:00 PM View: | SWS Group Inc. (SWS) | 24-May-12 | Market Purchase | 700 | $5.70 | $3,990.00 | < 1% 512.19K to 512.89K | 12% |
| 21-Nov-11 5:00 PM View: | SWS Group Inc. (SWS) | 17-Nov-11 | Grant | 6,731 | -- | -- | 1% 505.46K to 512.19K | |
| 07-Nov-11 6:11 PM View: | SWS Group Inc. (SWS) | 07-Nov-11 | Acquisition (other) | 16,500 | -- | -- | 3% 505.46K to 521.96K | |
| 07-Nov-11 6:11 PM View: | SWS Group Inc. (SWS) | 07-Nov-11 | Disposition (other) | 16,500 | -- | -- | (3%) 521.96K to 505.46K | |
| 21-Mar-11 6:44 PM View: | SWS Group Inc. (SWS) | 17-Mar-11 | Grant | 12,255 | -- | -- | 2% 493.2K to 505.46K | |
| 19-Nov-10 5:45 PM View: | SWS Group Inc. (SWS) | 18-Nov-10 | Grant | 5,663 | -- | -- | 1% 487.54K to 493.2K | |
| 16-Feb-10 6:29 PM View: | SWS Group Inc. (SWS) | 04-Jan-10 | Gift | 9,207 | -- | -- | 2% 478.33K to 487.54K | |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 2,000 | -- | -- | < 1% 476.33K to 478.33K | |
| 25-Feb-09 6:22 PM View: | SWS Group Inc. (SWS) | 25-Feb-09 | Market Sale | 10,000 | $14.40 | $144,010.00 | (2%) 486.33K to 476.33K | 51% |
| 25-Feb-09 6:22 PM View: | SWS Group Inc. (SWS) | 24-Feb-09 | Market Sale | 85,000 | $14.46 | $1,229,300.00 | (15%) 571.33K to 486.33K | 52% |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 2,000 | -- | -- | < 1% 569.33K to 571.33K |