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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jan-17 6:21 PM View:  | Pfenex Inc. (PFNX) | 06-Jan-17 | Market Sale | 400 | $9.50 | $3,800.00 | (< 1%) 2.26M to 2.26M | 64% |
| 06-Jan-17 5:28 PM View: | Pfenex Inc. (PFNX) | 05-Jan-17 | Market Sale | 1,391 | $9.51 | $13,230.20 | (< 1%) 2.27M to 2.26M | 64% |
| 06-Jan-17 5:28 PM View: | Pfenex Inc. (PFNX) | 04-Jan-17 | Market Sale | 6,319 | $9.50 | $60,038.10 | (< 1%) 2.27M to 2.27M | 64% |
| 30-Dec-16 5:16 PM View: | Pfenex Inc. (PFNX) | 29-Dec-16 | Market Sale | 2,104 | $9.65 | $20,305.30 | (< 1%) 2.27M to 2.27M | 65% |
| 30-Dec-16 5:16 PM View: | Pfenex Inc. (PFNX) | 28-Dec-16 | Market Sale | 22,000 | $9.66 | $212,436.00 | (< 1%) 2.3M to 2.27M | 65% |
| 28-Dec-16 3:30 PM View: | Pfenex Inc. (PFNX) | 27-Dec-16 | Market Sale | 27,100 | $9.67 | $262,057.00 | (1%) 2.32M to 2.3M | 65% |
| 28-Dec-16 3:30 PM View: | Pfenex Inc. (PFNX) | 23-Dec-16 | Market Sale | 77,500 | $9.55 | $740,125.00 | (3%) 2.4M to 2.32M | 64% |
| 23-Dec-16 3:02 PM View: | Pfenex Inc. (PFNX) | 22-Dec-16 | Market Sale | 1,120 | $9.58 | $10,729.60 | (< 1%) 2.4M to 2.4M | 65% |
| 23-Dec-16 3:02 PM View: | Pfenex Inc. (PFNX) | 21-Dec-16 | Market Sale | 9,776 | $9.61 | $93,947.40 | (< 1%) 2.41M to 2.4M | 65% |
| 30-Apr-15 2:46 PM View: | Pfenex Inc. (PFNX) | 29-Apr-15 | Market Sale | 1,907,770 | $14.57 | $27,796,200.00 | (44%) 4.32M to 2.41M | 77% |
| 30-Jul-14 5:51 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Conversion | 3,650,570 | -- | -- | 958% 380.86K to 4.03M | |
| 30-Jul-14 5:51 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Acquisition (other) | 668,518 | -- | -- | 17% 4.03M to 4.7M | |
| 30-Jul-14 5:51 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Sale | 380,867 | $0.31 | $118,069.00 | (8%) 4.7M to 4.32M |