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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-May-20 4:18 PM View:  | Genworth Financial Inc. (GNW) | 15-May-20 | Payment of Exercise | 40,271 | $2.68 | $107,926.00 | (4%) 1.07M to 1.03M | (57%) |
| 18-May-20 4:18 PM View: | Genworth Financial Inc. (GNW) | 15-May-20 | Option Exercise | 90,090 | -- | -- | 9% 983.24K to 1.07M | |
| 16-Mar-20 4:45 PM View: | Genworth Financial Inc. (GNW) | 13-Mar-20 | Payment of Exercise | 40,081 | $4.02 | $161,126.00 | (4%) 1.02M to 983.24K | (5%) |
| 16-Mar-20 4:45 PM View: | Genworth Financial Inc. (GNW) | 13-Mar-20 | Option Exercise | 89,666 | -- | -- | 10% 933.65K to 1.02M | |
| 18-Feb-20 4:40 PM View: | Genworth Financial Inc. (GNW) | 13-Feb-20 | Grant | 403,501 | -- | -- | 60% 675.48K to 1.08M | |
| 18-Feb-20 4:40 PM View: | Genworth Financial Inc. (GNW) | 13-Feb-20 | Payment of Exercise | 145,333 | $4.22 | $613,305.00 | (13%) 1.08M to 933.65K | (< 1%) |
| 25-Mar-19 4:34 PM View: | Genworth Financial Inc. (GNW) | 21-Mar-19 | Grant | 434,350 | -- | -- | 100% 435.29K to 869.64K | |
| 25-Mar-19 4:34 PM View: | Genworth Financial Inc. (GNW) | 21-Mar-19 | Payment of Exercise | 194,155 | $3.95 | $766,912.00 | (22%) 869.64K to 675.48K | (7%) |
| 18-Mar-19 4:19 PM View: | Genworth Financial Inc. (GNW) | 15-Mar-19 | Payment of Exercise | 40,082 | $4.01 | $160,729.00 | (8%) 475.37K to 435.29K | (5%) |
| 18-Mar-19 4:19 PM View: | Genworth Financial Inc. (GNW) | 15-Mar-19 | Option Exercise | 89,667 | -- | -- | 23% 385.7K to 475.37K | |
| 27-Feb-19 4:17 PM View: | Genworth Financial Inc. (GNW) | 25-Feb-19 | Payment of Exercise | 36,242 | $4.01 | $145,330.00 | (9%) 421.94K to 385.7K | (5%) |
| 27-Feb-19 4:17 PM View: | Genworth Financial Inc. (GNW) | 25-Feb-19 | Option Exercise | 121,666 | -- | -- | 41% 300.28K to 421.94K | |
| 16-Mar-18 4:18 PM View: | Genworth Financial Inc. (GNW) | 15-Mar-18 | Payment of Exercise | 40,305 | $2.94 | $118,497.00 | (12%) 340.58K to 300.28K | (44%) |
| 16-Mar-18 4:18 PM View: | Genworth Financial Inc. (GNW) | 15-Mar-18 | Option Exercise | 89,667 | -- | -- | 36% 250.92K to 340.58K | |
| 26-Feb-18 4:16 PM View: | Genworth Financial Inc. (GNW) | 25-Feb-18 | Payment of Exercise | 54,689 | $2.88 | $157,504.00 | (18%) 305.61K to 250.92K | (47%) |
| 26-Feb-18 4:16 PM View: | Genworth Financial Inc. (GNW) | 25-Feb-18 | Option Exercise | 121,667 | -- | -- | 66% 183.94K to 305.61K | |
| 21-Feb-18 4:29 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-18 | Payment of Exercise | 11,986 | $2.96 | $35,478.60 | (6%) 195.93K to 183.94K | (43%) |
| 21-Feb-18 4:29 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-18 | Option Exercise | 26,666 | -- | -- | 16% 169.26K to 195.93K | |
| 21-Feb-17 5:09 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-17 | Payment of Exercise | 12,680 | $4.01 | $50,846.80 | (7%) 181.94K to 169.26K | (5%) |
| 21-Feb-17 5:09 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-17 | Option Exercise | 26,667 | -- | -- | 17% 155.27K to 181.94K | |
| 21-Feb-17 5:09 PM View: | Genworth Financial Inc. (GNW) | 18-Feb-17 | Payment of Exercise | 57,852 | $4.01 | $231,987.00 | (27%) 213.12K to 155.27K | (5%) |
| 21-Feb-17 5:09 PM View: | Genworth Financial Inc. (GNW) | 18-Feb-17 | Option Exercise | 121,667 | -- | -- | 133% 91.46K to 213.12K | |
| 22-Feb-16 4:22 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-16 | Payment of Exercise | 9,746 | $1.98 | $19,297.10 | (10%) 101.2K to 91.46K | (113%) |
| 22-Feb-16 4:22 PM View: | Genworth Financial Inc. (GNW) | 20-Feb-16 | Option Exercise | 26,667 | -- | -- | 36% 74.54K to 101.2K | |
| 19-May-14 4:15 PM View: | Genworth Financial Inc. (GNW) | 16-May-14 | Payment of Exercise | 4,185 | $17.82 | $74,576.70 | (5%) 78.72K to 74.54K | 76% |
| 19-May-14 4:15 PM View: | Genworth Financial Inc. (GNW) | 16-May-14 | Option Exercise | 5,925 | $7.80 | $46,215.00 | 8% 72.8K to 78.72K | |
| 17-Apr-14 4:39 PM View: | Genworth Financial Inc. (GNW) | 16-Apr-14 | Payment of Exercise | 4,320 | $16.21 | $70,027.20 | (6%) 77.12K to 72.8K | 74% |
| 17-Apr-14 4:39 PM View: | Genworth Financial Inc. (GNW) | 16-Apr-14 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 8% 71.19K to 77.12K | |
| 18-Mar-14 4:36 PM View: | Genworth Financial Inc. (GNW) | 17-Mar-14 | Payment of Exercise | 4,269 | $16.78 | $71,633.80 | (6%) 75.46K to 71.19K | 75% |
| 18-Mar-14 4:36 PM View: | Genworth Financial Inc. (GNW) | 17-Mar-14 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 9% 69.53K to 75.46K | |
| 19-Feb-14 5:50 PM View: | Genworth Financial Inc. (GNW) | 17-Feb-14 | Payment of Exercise | 4,033 | $15.53 | $62,632.50 | (5%) 73.57K to 69.53K | 73% |
| 19-Feb-14 5:50 PM View: | Genworth Financial Inc. (GNW) | 17-Feb-14 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 9% 67.64K to 73.57K | |
| 17-Jan-14 4:51 PM View: | Genworth Financial Inc. (GNW) | 16-Jan-14 | Payment of Exercise | 4,013 | $16.41 | $65,853.30 | (6%) 71.65K to 67.64K | 74% |
| 17-Jan-14 4:51 PM View: | Genworth Financial Inc. (GNW) | 16-Jan-14 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 9% 65.73K to 71.65K | |
| 17-Dec-13 3:01 PM View: | Genworth Financial Inc. (GNW) | 16-Dec-13 | Payment of Exercise | 4,444 | $15.02 | $66,748.90 | (6%) 70.17K to 65.73K | 72% |
| 17-Dec-13 3:01 PM View: | Genworth Financial Inc. (GNW) | 16-Dec-13 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 9% 64.25K to 70.17K | |
| 19-Nov-13 9:06 AM View: | Genworth Financial Inc. (GNW) | 15-Nov-13 | Payment of Exercise | 4,157 | $14.57 | $60,567.50 | (6%) 68.4K to 64.25K | 71% |
| 19-Nov-13 9:06 AM View: | Genworth Financial Inc. (GNW) | 15-Nov-13 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 9% 62.48K to 68.4K | |
| 18-Oct-13 10:38 AM View: | Genworth Financial Inc. (GNW) | 16-Oct-13 | Payment of Exercise | 4,332 | $13.08 | $56,662.60 | (6%) 66.81K to 62.48K | 68% |
| 18-Oct-13 10:38 AM View: | Genworth Financial Inc. (GNW) | 16-Oct-13 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 10% 60.88K to 66.81K | |
| 30-Sep-13 4:23 PM View: | Genworth Financial Inc. (GNW) | 26-Sep-13 | Payment of Exercise | 4,384 | $12.80 | $56,115.20 | (7%) 65.27K to 60.88K | 67% |
| 30-Sep-13 4:23 PM View: | Genworth Financial Inc. (GNW) | 26-Sep-13 | Option Exercise | 5,926 | $7.80 | $46,222.80 | 10% 59.34K to 65.27K | |
| 02-Aug-13 1:43 PM View: | Genworth Financial Inc. (GNW) | 01-Aug-13 | Payment of Exercise | 1,668 | $13.16 | $21,950.90 | (3%) 61.01K to 59.34K | 68% |
| 02-Aug-13 1:43 PM View: | Genworth Financial Inc. (GNW) | 01-Aug-13 | Option Exercise | 5,000 | -- | -- | 9% 56.01K to 61.01K | |
| 08-May-13 5:26 PM View: | Genworth Financial Inc. (GNW) | 06-May-13 | Disposition | 5,639 | $10.47 | $59,040.30 | (8%) 67.77K to 62.13K | 60% |
| 08-May-13 5:26 PM View: | Genworth Financial Inc. (GNW) | 06-May-13 | Payment of Exercise | 6,124 | $10.47 | $64,118.30 | (10%) 62.13K to 56.01K | 60% |
| 08-May-13 5:26 PM View: | Genworth Financial Inc. (GNW) | 06-May-13 | Option Exercise | 24,000 | $2.46 | $59,040.00 | 55% 43.77K to 67.77K | |
| 15-Feb-13 3:28 PM View: | Genworth Financial Inc. (GNW) | 13-Feb-13 | Payment of Exercise | 1,083 | $9.10 | $9,855.30 | (2%) 44.85K to 43.77K | 54% |
| 15-Feb-13 3:28 PM View: | Genworth Financial Inc. (GNW) | 13-Feb-13 | Option Exercise | 2,800 | -- | -- | 7% 42.05K to 44.85K | |
| 02-Aug-12 4:21 PM View: | Genworth Financial Inc. (GNW) | 31-Jul-12 | Payment of Exercise | 682 | $5.06 | $3,450.92 | (2%) 42.74K to 42.05K | 19% |