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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| Yesterday 5:09 PM View:  | Citizens Financial Group In... (CFG) | 15-May-24 | Grant | 342 | -- | -- | 1% 34.03K to 34.37K | |
| 26-Apr-24 4:57 PM View: | Citizens Financial Group In... (CFG) | 25-Apr-24 | Grant | 4,428 | -- | -- | 15% 29.6K to 34.03K | |
| 15-Feb-24 7:30 PM View: | Citizens Financial Group In... (CFG) | 14-Feb-24 | Grant | 339 | -- | -- | 1% 29.26K to 29.6K | |
| 16-Nov-23 6:32 PM View: | Citizens Financial Group In... (CFG) | 15-Nov-23 | Grant | 382 | -- | -- | 1% 28.88K to 29.26K | |
| 31-Oct-23 4:55 PM View: | Citizens Financial Group In... (CFG) | 27-Oct-23 | Private Purchase | 1,000 | $22.86 | $22,865.00 | 4% 27.88K to 28.88K | |
| 17-Aug-23 5:29 PM View: | Citizens Financial Group In... (CFG) | 16-Aug-23 | Grant | 366 | -- | -- | 1% 27.51K to 27.88K | |
| 18-May-23 6:14 PM View: | Citizens Financial Group In... (CFG) | 17-May-23 | Grant | 384 | -- | -- | 1% 26.13K to 26.51K | |
| 18-May-23 6:14 PM View: | Citizens Financial Group In... (CFG) | 17-May-23 | Purchase | 1,000 | $26.39 | $26,390.00 | 4% 26.51K to 27.51K | |
| 28-Apr-23 5:06 PM View: | Citizens Financial Group In... (CFG) | 27-Apr-23 | Grant | 4,818 | -- | -- | 23% 21.31K to 26.13K | |
| 16-Feb-23 4:51 PM View: | Citizens Financial Group In... (CFG) | 14-Feb-23 | Grant | 185 | -- | -- | < 1% 21.12K to 21.31K | |
| 17-Nov-22 5:23 PM View: | Citizens Financial Group In... (CFG) | 16-Nov-22 | Grant | 200 | -- | -- | < 1% 20.92K to 21.13K | |
| 18-Aug-22 6:25 PM View: | Citizens Financial Group In... (CFG) | 16-Aug-22 | Grant | 196 | -- | -- | < 1% 20.73K to 20.92K | |
| 18-May-22 5:28 PM View: | Citizens Financial Group In... (CFG) | 17-May-22 | Grant | 184 | -- | -- | < 1% 20.54K to 20.73K | |
| 02-May-22 5:00 PM View: | Citizens Financial Group In... (CFG) | 28-Apr-22 | Grant | 3,349 | -- | -- | 19% 17.2K to 20.55K | |
| 28-Apr-22 6:34 PM View: | Citizens Financial Group In... (CFG) | 26-Apr-22 | Purchase | 1,000 | $41.31 | $41,310.00 | 6% 16.2K to 17.2K | |
| 14-Feb-22 4:37 PM View: | Citizens Financial Group In... (CFG) | 11-Feb-22 | Grant | 108 | -- | -- | < 1% 16.09K to 16.2K | |
| 15-Nov-21 7:04 PM View: | Citizens Financial Group In... (CFG) | 12-Nov-21 | Grant | 118 | -- | -- | < 1% 15.97K to 16.09K | |
| 16-Aug-21 5:33 PM View: | Citizens Financial Group In... (CFG) | 13-Aug-21 | Grant | 129 | -- | -- | < 1% 15.84K to 15.97K | |
| 14-May-21 4:34 PM View: | Citizens Financial Group In... (CFG) | 13-May-21 | Grant | 116 | -- | -- | < 1% 15.72K to 15.84K | |
| 23-Apr-21 4:27 PM View: | Citizens Financial Group In... (CFG) | 22-Apr-21 | Grant | 3,010 | -- | -- | 24% 12.71K to 15.72K | |
| 18-Feb-21 4:37 PM View: | Citizens Financial Group In... (CFG) | 17-Feb-21 | Grant | 108 | -- | -- | < 1% 12.61K to 12.71K | |
| 13-Nov-20 4:49 PM View: | Citizens Financial Group In... (CFG) | 12-Nov-20 | Grant | 146 | -- | -- | 1% 12.46K to 12.61K | |
| 13-Aug-20 12:09 PM View: | Citizens Financial Group In... (CFG) | 12-Aug-20 | Grant | 166 | -- | -- | 1% 12.29K to 12.46K | |
| 14-May-20 4:22 PM View: | Citizens Financial Group In... (CFG) | 13-May-20 | Grant | 223 | -- | -- | 2% 12.07K to 12.29K | |
| 24-Apr-20 4:21 PM View: | Citizens Financial Group In... (CFG) | 23-Apr-20 | Grant | 6,419 | -- | -- | 114% 5.65K to 12.07K | |
| 12-Mar-20 4:37 PM View: | Citizens Financial Group In... (CFG) | 10-Mar-20 | Private Purchase | 1,000 | $24.46 | $24,460.00 | 21% 4.65K to 5.65K | |
| 13-Feb-20 4:08 PM View: | Citizens Financial Group In... (CFG) | 12-Feb-20 | Grant | 46 | -- | -- | 1% 4.61K to 4.65K | |
| 14-Nov-19 5:36 PM View: | Citizens Financial Group In... (CFG) | 13-Nov-19 | Grant | 43 | -- | -- | < 1% 4.56K to 4.61K | |
| 15-Aug-19 4:16 PM View: | Citizens Financial Group In... (CFG) | 14-Aug-19 | Grant | 51 | -- | -- | 1% 4.51K to 4.56K | |
| 16-May-19 11:44 AM View: | Citizens Financial Group In... (CFG) | 15-May-19 | Grant | 42 | -- | -- | < 1% 4.47K to 4.51K | |
| 26-Apr-19 4:52 PM View: | Citizens Financial Group In... (CFG) | 25-Apr-19 | Grant | 3,639 | -- | -- | 438% 0.83K to 4.47K | |
| 05-Feb-19 5:19 PM View: | Citizens Financial Group In... (CFG) | 01-Feb-19 | Grant | 830 | -- | -- | 100% 0 to 0.83K | |
| 04-Apr-17 5:37 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 6 | -- | -- | < 1% 99.75K to 99.76K | |
| 01-Mar-17 5:26 PM View: | Principal Financial Group I... (PFG) | 27-Feb-17 | Grant | 9,781 | -- | -- | 11% 89.97K to 99.75K | |
| 15-Feb-17 3:36 PM View: | Principal Financial Group I... (PFG) | 14-Feb-17 | Option Exercise | 7,380 | $60.10 | $443,538.00 | 8% 89.97K to 97.35K | (27%) |
| 15-Feb-17 3:36 PM View: | Principal Financial Group I... (PFG) | 14-Feb-17 | Market Option Sale (Planned) | 7,380 | $62.50 | $461,250.00 | (8%) 97.35K to 89.97K | 30% |
| 29-Dec-16 5:47 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 158 | -- | -- | < 1% 89.81K to 89.97K | |
| 09-Dec-16 5:45 PM View: | Principal Financial Group I... (PFG) | 08-Dec-16 | Option Exercise | 39,160 | $41.94 | $1,642,240.00 | 39% 99.81K to 138.97K | |
| 09-Dec-16 5:45 PM View: | Principal Financial Group I... (PFG) | 08-Dec-16 | Market Option Sale (Planned) | 39,160 | $60.87 | $2,383,850.00 | (28%) 138.97K to 99.81K | 28% |
| 09-Dec-16 5:45 PM View: | Principal Financial Group I... (PFG) | 08-Dec-16 | Market Sale (Planned) | 10,000 | $60.87 | $608,747.00 | (10%) 99.81K to 89.81K | 28% |
| 04-Nov-16 4:44 PM View: | Principal Financial Group I... (PFG) | 04-Nov-16 | Gift | 800 | -- | -- | (< 1%) 100.61K to 99.81K | |
| 04-Oct-16 4:47 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 170 | -- | -- | < 1% 100.44K to 100.61K | |
| 28-Jun-16 5:54 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 206 | -- | -- | < 1% 99.66K to 99.86K | |
| 29-Mar-16 6:19 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 204 | -- | -- | < 1% 99.45K to 99.66K | |
| 24-Feb-16 5:01 PM View: | Principal Financial Group I... (PFG) | 22-Feb-16 | Grant | 18,063 | -- | -- | 22% 81.39K to 99.45K | |
| 30-Dec-15 4:48 PM View: | Principal Financial Group I... (PFG) | 28-Dec-15 | Grant | 173 | -- | -- | < 1% 81.22K to 81.39K | |
| 11-Dec-15 11:30 AM View: | Principal Financial Group I... (PFG) | 09-Dec-15 | Gift | 500 | -- | -- | (< 1%) 81.63K to 81.13K | |
| 12-Nov-15 11:20 AM View: | Principal Financial Group I... (PFG) | 12-Nov-15 | Gift | 500 | -- | -- | (< 1%) 82.13K to 81.63K | |
| 10-Nov-15 4:26 PM View: | Principal Financial Group I... (PFG) | 10-Nov-15 | Gift | 500 | -- | -- | (< 1%) 82.63K to 82.13K | |
| 29-Sep-15 5:31 PM View: | Principal Financial Group I... (PFG) | 25-Sep-15 | Grant | 163 | -- | -- | < 1% 82.46K to 82.63K |