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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Apr-24 5:01 PM View:  | Hewlett-Packard Co. (HPQ) | 22-Apr-24 | Grant | 7,943 | -- | -- | 289% 2.75K to 10.69K | |
| 06-Mar-24 10:00 PM View: | Pacific Biosciences Of Cali... (PACB) | 06-Mar-24 | Private Purchase | 40,000 | $4.40 | $176,160.00 | 100% 0 to 40.0K | |
| 03-Nov-23 5:17 PM View: | Hewlett-Packard Co. (HPQ) | 01-Nov-23 | Grant | 2,747 | -- | -- | 100% 0 to 2.75K | |
| 11-Aug-22 4:52 PM View: | Moderna, Inc. (MRNA) | 10-Aug-22 | Option Sale | 164 | $173.66 | $28,480.70 | (5%) 3.02K to 2.86K | |
| 11-Aug-22 4:52 PM View: | Moderna, Inc. (MRNA) | 09-Aug-22 | Option Exercise | 348 | -- | -- | 13% 2.67K to 3.02K | |
| 11-May-22 4:26 PM View: | Moderna, Inc. (MRNA) | 10-May-22 | Option Sale | 156 | $133.71 | $20,859.40 | (6%) 2.74K to 2.58K | |
| 11-May-22 4:26 PM View: | Moderna, Inc. (MRNA) | 09-May-22 | Option Exercise | 348 | $134.40 | $46,771.20 | 15% 2.39K to 2.74K | |
| 11-Feb-22 4:33 PM View: | Moderna, Inc. (MRNA) | 10-Feb-22 | Option Sale | 619 | $158.89 | $98,354.10 | (21%) 3.01K to 2.39K | |
| 11-Feb-22 4:33 PM View: | Moderna, Inc. (MRNA) | 09-Feb-22 | Option Exercise | 1,392 | -- | -- | 86% 1.62K to 3.01K | |
| 25-Nov-19 6:27 PM View: | Amgen Inc. (AMGN) | 25-Nov-19 | Market Sale | 8,737 | $234.36 | $2,047,600.00 | (15%) 58.12K to 49.38K | (< 1%) |
| 07-May-19 7:00 PM View: | Amgen Inc. (AMGN) | 03-May-19 | Grant | 4,511 | -- | -- | 8% 54.19K to 58.7K | |
| 07-May-19 7:00 PM View: | Amgen Inc. (AMGN) | 03-May-19 | Payment of Exercise | 795 | $176.50 | $140,318.00 | (1%) 58.7K to 57.9K | (32%) |
| 03-May-19 5:49 PM View: | Amgen Inc. (AMGN) | 01-May-19 | Payment of Exercise | 746 | $179.32 | $133,775.00 | (1%) 54.93K to 54.19K | (30%) |
| 25-Mar-19 7:36 PM View: | Amgen Inc. (AMGN) | 22-Mar-19 | Payment of Exercise | 8,040 | $191.89 | $1,542,800.00 | (13%) 62.97K to 54.93K | (22%) |
| 08-Mar-19 7:40 PM View: | Amgen Inc. (AMGN) | 06-Mar-19 | Grant | 16,086 | -- | -- | 34% 46.66K to 62.75K | |
| 01-Feb-19 6:18 PM View: | Amgen Inc. (AMGN) | 30-Jan-19 | Payment of Exercise | 528 | $192.11 | $101,434.00 | (1%) 47.19K to 46.66K | (21%) |
| 14-Jan-19 10:00 PM View: | Amgen Inc. (AMGN) | 28-Nov-18 | Gift | 5,200 | -- | -- | (10%) 52.39K to 47.19K | |
| 02-Aug-18 6:36 PM View: | Amgen Inc. (AMGN) | 01-Aug-18 | Payment of Exercise | 7,382 | $196.55 | $1,450,930.00 | (12%) 59.58K to 52.2K | (16%) |
| 07-May-18 7:06 PM View: | Amgen Inc. (AMGN) | 03-May-18 | Payment of Exercise | 773 | $169.43 | $130,969.00 | (1%) 60.16K to 59.38K | (34%) |
| 01-May-18 7:15 PM View: | Amgen Inc. (AMGN) | 27-Apr-18 | Grant | 4,508 | -- | -- | 8% 55.65K to 60.16K | |
| 27-Mar-18 7:44 PM View: | Amgen Inc. (AMGN) | 23-Mar-18 | Payment of Exercise | 7,549 | $176.08 | $1,329,230.00 | (12%) 63.2K to 55.65K | (29%) |
| 09-Mar-18 7:30 PM View: | Amgen Inc. (AMGN) | 07-Mar-18 | Grant | 15,118 | -- | -- | 32% 47.8K to 62.91K | |
| 30-Jan-18 8:34 PM View: | Amgen Inc. (AMGN) | 30-Jan-18 | Payment of Exercise | 496 | $198.00 | $98,208.00 | (1%) 48.29K to 47.8K | (14%) |
| 01-Aug-17 8:50 PM View: | Amgen Inc. (AMGN) | 01-Aug-17 | Payment of Exercise | 7,562 | $174.51 | $1,319,640.00 | (14%) 55.48K to 47.92K | (27%) |
| 03-May-17 8:55 PM View: | Amgen Inc. (AMGN) | 01-May-17 | Grant | 4,305 | -- | -- | 8% 50.92K to 55.23K | |
| 31-Jan-17 7:21 PM View: | Amgen Inc. (AMGN) | 30-Jan-17 | Payment of Exercise | 529 | $157.16 | $83,137.60 | (1%) 51.22K to 50.69K | (40%) |
| 03-Aug-16 8:22 PM View: | Amgen Inc. (AMGN) | 01-Aug-16 | Payment of Exercise | 6,766 | $172.03 | $1,163,960.00 | (12%) 57.51K to 50.74K | (26%) |
| 05-May-16 8:34 PM View: | Amgen Inc. (AMGN) | 03-May-16 | Grant | 4,477 | -- | -- | 8% 52.71K to 57.19K | |
| 04-Aug-15 6:41 PM View: | Amgen Inc. (AMGN) | 01-Aug-15 | Payment of Exercise | 7,196 | $176.59 | $1,270,740.00 | (12%) 59.13K to 51.93K | (20%) |
| 15-May-15 11:53 AM View: | TRW Automotive Holdings Corp. (TRW) | 15-May-15 | Disposition | 1,638 | $105.60 | $172,973.00 | (100%) 1.64K to 0 | |
| 03-Feb-15 7:07 PM View: | Amgen Inc. (AMGN) | 30-Jan-15 | Grant | 3,940 | -- | -- | 7% 54.6K to 58.54K | |
| 05-Aug-14 4:26 PM View: | Amgen Inc. (AMGN) | 01-Aug-14 | Grant | 54,161 | -- | -- | 100% 0 to 54.16K | |
| 15-May-14 4:28 PM View: | TRW Automotive Holdings Corp. (TRW) | 13-May-14 | Grant | 1,638 | -- | -- | 100% 0 to 1.64K | |
| 11-Jun-14 8:32 PM View: | 3M Co. (MMM) | 30-Apr-14 | Gift | 1,000 | -- | -- | 3% 32.67K to 33.67K | |
| 11-Jun-14 8:32 PM View: | 3M Co. (MMM) | 30-Apr-14 | Gift | 1,750 | -- | -- | (5%) 33.67K to 31.92K | |
| 06-Feb-14 3:01 PM View: | 3M Co. (MMM) | 04-Feb-14 | Grant | 8,481 | -- | -- | 35% 24.19K to 32.67K | |
| 06-Feb-14 3:01 PM View: | 3M Co. (MMM) | 04-Feb-14 | Payment of Exercise | 3,129 | $126.72 | $396,507.00 | (10%) 32.67K to 29.54K | (46%) |
| 06-Jan-14 11:18 AM View: | 3M Co. (MMM) | 02-Jan-14 | Payment of Exercise | 328 | $138.13 | $45,306.60 | (1%) 24.7K to 24.37K | (34%) |
| 06-Jan-14 11:18 AM View: | 3M Co. (MMM) | 02-Jan-14 | Option Exercise | 1,047 | $138.13 | $144,622.00 | 4% 23.66K to 24.7K | 34% |
| 04-Dec-13 3:10 PM View: | 3M Co. (MMM) | 03-Dec-13 | Payment of Exercise | 48 | $129.79 | $6,229.92 | (< 1%) 23.46K to 23.41K | (43%) |
| 04-Dec-13 3:10 PM View: | 3M Co. (MMM) | 03-Dec-13 | Option Exercise | 48 | $129.79 | $6,229.92 | < 1% 23.41K to 23.46K | 43% |
| 30-Oct-13 10:28 AM View: | 3M Co. (MMM) | 29-Oct-13 | Market Sale | 2,835 | $125.08 | $354,602.00 | (100%) 2.83K to 0 | (49%) |
| 03-Sep-13 12:05 PM View: | 3M Co. (MMM) | 30-Aug-13 | Payment of Exercise | 2,894 | $113.58 | $328,701.00 | (10%) 29.26K to 26.37K | (64%) |
| 03-Sep-13 12:05 PM View: | 3M Co. (MMM) | 30-Aug-13 | Option Exercise | 6,173 | $113.58 | $701,129.00 | 27% 23.09K to 29.26K | 64% |
| 03-Sep-13 12:05 PM View: | 3M Co. (MMM) | 08-May-13 | Gift | 950 | -- | -- | (4%) 23.97K to 23.02K | |
| 03-Sep-13 12:05 PM View: | 3M Co. (MMM) | 20-Feb-13 | Gift | 1,360 | -- | -- | 6% 23.9K to 25.26K | |
| 03-Sep-13 12:05 PM View: | 3M Co. (MMM) | 20-Feb-13 | Gift | 1,360 | -- | -- | (5%) 25.26K to 23.9K | |
| 11-Feb-13 6:40 PM View: | 3M Co. (MMM) | 08-Feb-13 | Payment of Exercise | 308 | $102.66 | $31,619.30 | (1%) 22.99K to 22.68K | (85%) |
| 11-Feb-13 6:40 PM View: | 3M Co. (MMM) | 08-Feb-13 | Option Exercise | 847 | $102.66 | $86,953.00 | 4% 22.14K to 22.99K | 85% |
| 07-Feb-13 3:28 PM View: | 3M Co. (MMM) | 05-Feb-13 | Grant | 11,929 | -- | -- | 115% 10.4K to 22.33K |