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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Dec-23 2:07 PM View:  | Rivernorth Opportunities Fu... (RIV) | 27-Dec-23 | Grant | 12,608 | $11.12 | $140,201.00 | 16% 76.76K to 89.37K | |
| 28-Dec-23 2:10 PM View: | Rivernorth Flexible Municip... (RFMZ) | 27-Dec-23 | Grant | 22,545 | $13.24 | $298,444.00 | 16% 143.14K to 165.68K | |
| 22-Dec-23 4:36 PM View: | Rivernorth/doubleline Strat... (OPP) | 21-Dec-23 | Grant | 29,681 | $8.27 | $245,462.00 | 173% 17.18K to 46.87K | |
| 22-Dec-23 4:33 PM View: | Rivernorth Flexible Municip... (RFMZ) | 21-Dec-23 | Grant | 17,662 | $13.32 | $235,187.00 | 14% 125.48K to 143.14K | |
| 21-Dec-23 4:30 PM View: | Rivernorth Flexible Municip... (RFMZ) | 20-Dec-23 | Grant | 17,662 | $13.38 | $236,318.00 | 16% 107.81K to 125.48K | |
| 21-Dec-23 4:30 PM View: | Rivernorth Flexible Municip... (RFMZ) | 19-Dec-23 | Grant | 17,181 | $13.36 | $229,528.00 | 19% 90.63K to 107.81K | |
| 21-Dec-23 4:25 PM View: | Rivernorth Managed Duration... (RMMZ) | 19-Dec-23 | Grant | 9,941 | $15.10 | $150,109.00 | 30% 32.75K to 42.69K | |
| 18-Dec-23 5:38 PM View: | Rivernorth Flexible Municip... (RFMZ) | 15-Dec-23 | Grant | 5,659 | $13.40 | $75,830.60 | 7% 84.97K to 90.63K | |
| 18-Dec-23 5:28 PM View: | Rivernorth Managed Duration... (RMMZ) | 15-Dec-23 | Grant | 8,639 | $14.96 | $129,239.00 | 36% 24.11K to 32.75K | |
| 15-Dec-23 11:12 AM View: | Rivernorth Opportunities Fu... (RIV) | 14-Dec-23 | Grant | 8,674 | $11.06 | $95,960.50 | 13% 68.09K to 76.76K | |
| 15-Dec-23 11:11 AM View: | Rivernorth Flexible Municip... (RFMZ) | 14-Dec-23 | Grant | 11,631 | $13.33 | $155,041.00 | 16% 73.34K to 84.97K | |
| 11-Dec-23 5:29 PM View: | Rivernorth Opportunities Fu... (RIV) | 08-Dec-23 | Grant | 600 | $10.83 | $6,498.00 | < 1% 67.49K to 68.09K | |
| 11-Dec-23 5:34 PM View: | Rivernorth Flexible Municip... (RFMZ) | 08-Dec-23 | Grant | 14,290 | $13.40 | $191,485.00 | 24% 59.05K to 73.34K | |
| 11-Dec-23 5:32 PM View: | Rivernorth Managed Duration... (RMMZ) | 08-Dec-23 | Grant | 7,110 | $15.06 | $107,077.00 | 42% 17.0K to 24.11K | |
| 07-Dec-23 5:27 PM View: | Rivernorth Opportunities Fu... (RIV) | 07-Dec-23 | Grant | 292 | $10.77 | $3,144.84 | < 1% 67.19K to 67.49K | |
| 07-Dec-23 5:30 PM View: | Rivernorth Managed Duration... (RMMZ) | 07-Dec-23 | Grant | 67 | $14.91 | $998.97 | < 1% 16.93K to 17.0K | |
| 06-Dec-23 11:56 AM View: | Rivernorth Opportunities Fu... (RIV) | 04-Dec-23 | Grant | 1,053 | $10.68 | $11,246.00 | 2% 66.14K to 67.19K | |
| 04-Dec-23 11:39 AM View: | Rivernorth Opportunities Fu... (RIV) | 01-Dec-23 | Grant | 47 | $10.65 | $500.55 | < 1% 66.09K to 66.14K | |
| 22-Nov-23 4:53 PM View: | Rivernorth Opportunities Fu... (RIV) | 21-Nov-23 | Grant | 12,400 | $10.50 | $130,200.00 | 23% 53.69K to 66.09K | |
| 22-Nov-23 4:49 PM View: | Rivernorth Managed Duration... (RMMZ) | 21-Nov-23 | Grant | 315 | $14.30 | $4,504.37 | 2% 16.61K to 16.93K | |
| 21-Nov-23 3:31 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Nov-23 | Grant | 15,245 | $10.49 | $159,960.00 | 40% 38.45K to 53.69K | |
| 21-Nov-23 3:29 PM View: | Rivernorth Managed Duration... (RMMZ) | 20-Nov-23 | Grant | 5,724 | $14.36 | $82,196.60 | 53% 10.89K to 16.61K | |
| 20-Nov-23 10:00 PM View: | Rivernorth Opportunities Fu... (RIV) | 17-Nov-23 | Grant | 18,094 | $10.47 | $189,450.00 | 89% 20.36K to 38.45K | |
| 12-Jun-23 4:21 PM View: | Rivernorth Flexible Municip... (RFMZ) | 09-Jun-23 | Grant | 5,236 | $13.52 | $70,809.00 | 10% 53.82K to 59.05K | |
| 12-Jun-23 4:10 PM View: | Rivernorth Managed Duration... (RMMZ) | 09-Jun-23 | Grant | 5,706 | $15.34 | $87,546.60 | 110% 5.18K to 10.89K | |
| 05-Jun-23 7:33 PM View: | Rivernorth Opportunities Fu... (RIV) | 02-Jun-23 | Grant | 916 | $11.20 | $10,259.20 | 5% 19.44K to 20.36K | |
| 05-Jun-23 7:22 PM View: | Rivernorth Flexible Municip... (RFMZ) | 02-Jun-23 | Grant | 5,880 | $13.32 | $78,321.60 | 12% 47.94K to 53.82K | |
| 05-Jun-23 7:26 PM View: | Rivernorth Managed Duration... (RMMZ) | 02-Jun-23 | Grant | 5,185 | $15.12 | $78,397.20 | 100% 0 to 5.18K | |
| 26-May-23 4:57 PM View: | Rivernorth Flexible Municip... (RFMZ) | 25-May-23 | Grant | 8,403 | $13.20 | $110,897.00 | 21% 39.5K to 47.91K | |
| 24-May-23 5:58 PM View: | Rivernorth/doubleline Strat... (OPP) | 24-May-23 | Grant | 17,185 | $8.07 | $138,631.00 | 100% 17.18K to 34.37K | |
| 24-May-23 5:54 PM View: | Rivernorth Flexible Municip... (RFMZ) | 24-May-23 | Grant | 8,403 | $13.25 | $111,339.00 | 27% 31.1K to 39.5K | |
| 24-May-23 5:58 PM View: | Rivernorth/doubleline Strat... (OPP) | 23-May-23 | Grant | 17,185 | $8.11 | $139,437.00 | 100% 0 to 17.18K | |
| 24-May-23 5:54 PM View: | Rivernorth Flexible Municip... (RFMZ) | 23-May-23 | Grant | 8,403 | $13.41 | $112,684.00 | 37% 22.7K to 31.1K | |
| 15-May-23 5:48 PM View: | Rivernorth Opportunities Fu... (RIV) | 12-May-23 | Grant | 4,539 | $10.98 | $49,838.20 | 30% 14.9K to 19.44K | |
| 15-May-23 5:57 PM View: | Rivernorth Flexible Municip... (RFM) | 12-May-23 | Grant | 200 | $15.39 | $3,078.00 | < 1% 74.88K to 75.08K | |
| 12-May-23 6:09 PM View: | Rivernorth Opportunities Fu... (RIV) | 11-May-23 | Grant | 728 | $11.13 | $8,105.92 | 5% 14.17K to 14.9K | |
| 12-May-23 6:12 PM View: | Rivernorth Flexible Municip... (RFMZ) | 11-May-23 | Grant | 6,116 | $13.42 | $82,076.70 | 37% 16.58K to 22.7K | |
| 11-May-23 5:39 PM View: | Rivernorth Opportunities Fu... (RIV) | 10-May-23 | Grant | 1,600 | $11.13 | $17,804.00 | 13% 12.57K to 14.17K | |
| 10-May-23 5:11 PM View: | Rivernorth Flexible Municip... (RFM) | 10-May-23 | Grant | 326 | $15.39 | $5,017.14 | < 1% 74.56K to 74.88K | |
| 10-May-23 5:11 PM View: | Rivernorth Flexible Municip... (RFMZ) | 10-May-23 | Grant | 10,061 | $13.42 | $134,978.00 | 154% 6.52K to 16.58K | |
| 10-May-23 5:11 PM View: | Rivernorth Flexible Municip... (RFM) | 09-May-23 | Grant | 1,005 | $15.39 | $15,467.00 | 1% 73.55K to 74.56K | |
| 10-May-23 5:11 PM View: | Rivernorth Flexible Municip... (RFMZ) | 09-May-23 | Grant | 5,336 | $13.33 | $71,123.00 | 450% 1.19K to 6.52K | |
| 02-May-23 10:00 PM View: | Rivernorth Flexible Municip... (RFMZ) | 01-May-23 | Grant | 1,185 | $13.28 | $15,735.80 | 100% 0 to 1.19K | |
| 04-Feb-22 3:28 PM View: | Rivernorth Flexible Municip... (RFM) | 03-Feb-22 | Sale | 2,200 | $20.87 | $45,914.00 | (3%) 75.75K to 73.55K | |
| 13-Jan-22 5:51 PM View: | Rivernorth Flexible Municip... (RFM) | 11-Jan-22 | Sale | 2,200 | $22.39 | $49,258.00 | (3%) 77.95K to 75.75K | |
| 13-Jan-22 5:51 PM View: | Rivernorth Flexible Municip... (RFM) | 10-Jan-22 | Sale | 2,200 | $22.19 | $48,818.00 | (3%) 80.15K to 77.95K | |
| 27-Dec-21 5:28 PM View: | Rivernorth Flexible Municip... (RFM) | 23-Dec-21 | Sale | 1,283 | $22.20 | $28,482.60 | (2%) 81.44K to 80.15K | |
| 17-Dec-21 4:45 PM View: | Rivernorth Flexible Municip... (RFM) | 16-Dec-21 | Sale | 2,200 | $23.11 | $50,842.00 | (3%) 83.64K to 81.44K | |
| 08-Dec-21 6:18 PM View: | Rivernorth Flexible Municip... (RFM) | 07-Dec-21 | Sale | 2,200 | $22.78 | $50,116.00 | (3%) 85.83K to 83.64K | |
| 02-Dec-21 3:30 PM View: | Rivernorth Flexible Municip... (RFM) | 30-Nov-21 | Sale | 2,200 | $23.09 | $50,798.00 | (2%) 88.03K to 85.83K |