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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Oct-20 5:40 PM View:  | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Grant | 48,323 | -- | -- | 41% 117.18K to 165.5K | |
| 05-Oct-20 5:40 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Disposition | 165,500 | -- | -- | (100%) 165.5K to 0 | |
| 27-Aug-20 5:39 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Aug-20 | Grant | 112 | -- | -- | < 1% 117.06K to 117.18K | |
| 21-May-20 5:40 PM View: | E*TRADE Financial Corporation (ETFC) | 19-May-20 | Grant | 144 | -- | -- | < 1% 116.92K to 117.06K | |
| 04-Mar-20 5:02 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Mar-20 | Grant | 130 | -- | -- | < 1% 116.79K to 116.92K | |
| 02-Mar-20 5:59 PM View: | E*TRADE Financial Corporation (ETFC) | 27-Feb-20 | Market Sale (Planned) | 2,030 | $46.30 | $93,984.70 | (2%) 118.82K to 116.79K | < 1% |
| 11-Feb-20 6:15 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-20 | Payment of Exercise | 3,389 | $43.37 | $146,981.00 | (3%) 122.21K to 118.82K | |
| 11-Feb-20 6:15 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-20 | Payment of Exercise | 2,704 | $43.37 | $117,272.00 | (2%) 124.91K to 122.21K | |
| 11-Feb-20 6:15 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-20 | Grant | 21,904 | -- | -- | 21% 103.01K to 124.91K | |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Grant | 13,636 | -- | -- | 15% 93.37K to 107.01K | |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Payment of Exercise | 3,996 | $44.53 | $177,942.00 | (4%) 107.01K to 103.01K | |
| 05-Feb-20 5:37 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-20 | Payment of Exercise | 2,340 | $42.88 | $100,328.00 | (2%) 95.71K to 93.37K | (7%) |
| 19-Nov-19 5:11 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-19 | Grant | 135 | -- | -- | < 1% 95.58K to 95.71K | |
| 16-Sep-19 5:19 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Sep-19 | Market Sale (Planned) | 53,584 | $45.18 | $2,421,110.00 | (36%) 149.16K to 95.58K | (2%) |
| 16-Sep-19 5:19 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-19 | Payment of Exercise | 43,431 | $44.42 | $1,929,200.00 | (23%) 192.59K to 149.16K | (3%) |
| 28-Aug-19 5:09 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Aug-19 | Grant | 481 | -- | -- | < 1% 192.11K to 192.59K | |
| 22-May-19 5:23 PM View: | E*TRADE Financial Corporation (ETFC) | 20-May-19 | Grant | 404 | -- | -- | < 1% 191.71K to 192.11K | |
| 20-Feb-19 8:42 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Feb-19 | Grant | 352 | -- | -- | < 1% 191.35K to 191.71K | |
| 12-Feb-19 8:53 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Feb-19 | Market Sale (Planned) | 21,928 | $47.36 | $1,038,510.00 | (10%) 213.28K to 191.35K | (< 1%) |
| 12-Feb-19 8:53 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-19 | Payment of Exercise | 3,383 | $46.06 | $155,813.00 | (2%) 216.66K to 213.28K | (3%) |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-19 | Grant | 19,540 | -- | -- | 10% 197.12K to 216.66K | |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Grant | 18,846 | -- | -- | 10% 184.68K to 203.52K | |
| 08-Feb-19 9:37 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Payment of Exercise | 6,400 | $46.98 | $300,688.00 | (3%) 203.52K to 197.12K | (1%) |
| 05-Feb-19 9:53 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-19 | Payment of Exercise | 2,335 | $47.30 | $110,446.00 | (1%) 187.01K to 184.68K | (< 1%) |
| 19-Nov-18 5:17 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-18 | Grant | 453 | -- | -- | < 1% 186.65K to 187.1K | |
| 14-Sep-18 5:08 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-18 | Payment of Exercise | 46,940 | $53.85 | $2,527,720.00 | (20%) 229.56K to 182.62K | 12% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-18 | Grant | 22,607 | -- | -- | 11% 206.96K to 229.56K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-18 | Market Sale (Planned) | 9,626 | $50.98 | $490,776.00 | (4%) 216.58K to 206.96K | 7% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Grant | 13,916 | -- | -- | 6% 231.49K to 245.4K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Payment of Exercise | 4,290 | $52.03 | $223,209.00 | (2%) 245.4K to 241.11K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Sale (Planned) | 24,532 | $52.04 | $1,276,600.00 | (10%) 241.11K to 216.58K | 9% |
| 06-Feb-18 7:57 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-18 | Payment of Exercise | 2,190 | $53.35 | $116,831.00 | (< 1%) 233.68K to 231.49K | 11% |
| 14-Sep-17 5:07 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Sep-17 | Market Sale (Planned) | 33,474 | $40.38 | $1,351,610.00 | (13%) 267.15K to 233.68K | (18%) |
| 14-Sep-17 5:07 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-17 | Payment of Exercise | 43,283 | $40.67 | $1,760,430.00 | (14%) 310.43K to 267.15K | (17%) |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-17 | Grant | 22,876 | -- | -- | 8% 287.56K to 310.43K | |
| 14-Sep-16 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 12-Sep-16 | Grant | 287,558 | -- | -- | 100% 0 to 287.56K | |
| 12-Feb-13 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Feb-13 | Payment of Exercise | 8,774 | $11.03 | $96,755.30 | (2%) 388.7K to 379.93K | (330%) |
| 12-Feb-13 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-13 | Payment of Exercise | 5,075 | $10.97 | $55,672.80 | (1%) 393.78K to 388.7K | (333%) |
| 12-Feb-13 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-13 | Payment of Exercise | 14,903 | $10.97 | $163,486.00 | (4%) 408.68K to 393.78K | (333%) |
| 08-Feb-13 5:01 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-13 | Grant | 91,617 | -- | -- | 29% 317.06K to 408.68K | |
| 13-Feb-12 6:31 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Feb-12 | Payment of Exercise | 8,581 | $9.15 | $78,516.10 | (3%) 325.64K to 317.06K | (420%) |
| 13-Feb-12 6:31 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-12 | Payment of Exercise | 5,210 | $9.15 | $47,671.50 | (2%) 330.85K to 325.64K | (420%) |
| 13-Feb-12 6:31 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-12 | Grant | 142,387 | -- | -- | 76% 188.47K to 330.85K | |
| 04-Jan-12 8:15 PM View: | E*TRADE Financial Corporation (ETFC) | 31-Dec-11 | Payment of Exercise | 20,795 | $7.97 | $165,632.00 | (10%) 209.26K to 188.47K | (498%) |
| 23-Feb-11 6:10 PM View: | E*TRADE Financial Corporation (ETFC) | 20-Feb-11 | Payment of Exercise | 21,841 | $17.81 | $388,988.00 | (9%) 231.1K to 209.26K | (168%) |
| 14-Feb-11 8:02 PM View: | E*TRADE Financial Corporation (ETFC) | 13-Feb-11 | Payment of Exercise | 109 | $17.77 | $1,936.93 | (< 1%) 231.21K to 231.1K | (168%) |
| 14-Feb-11 8:02 PM View: | E*TRADE Financial Corporation (ETFC) | 11-Feb-11 | Payment of Exercise | 8,745 | $17.77 | $155,399.00 | (4%) 239.96K to 231.21K | (168%) |
| 14-Feb-11 8:02 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-11 | Grant | 49,544 | -- | -- | 26% 190.41K to 239.96K | |
| 04-Jan-11 6:07 PM View: | E*TRADE Financial Corporation (ETFC) | 31-Dec-10 | Payment of Exercise | 10,398 | $15.93 | $165,588.00 | (5%) 200.81K to 190.41K | (198%) |
| 11-Mar-10 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Mar-10 | Payment of Exercise | 50,220 | $1.67 | $84,118.50 | (2%) 2.06M to 2.01M | (183%) |