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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Apr-24 5:19 PM View:  | Apollo Commercial Real Esta... (ARI) | 01-Apr-24 | Grant | 9,140 | -- | -- | 43% 21.22K to 30.36K | |
| 18-Aug-23 4:33 PM View: | Apollo Commercial Real Esta... (ARI) | 17-Aug-23 | Sale | 833 | $10.41 | $8,671.53 | (4%) 22.05K to 21.22K | |
| 16-Aug-23 4:41 PM View: | Evercore Partners Inc. (EVR) | 14-Aug-23 | Market Sale | 592 | $136.69 | $80,920.50 | (16%) 3.63K to 3.04K | < 1% |
| 16-Jun-23 4:22 PM View: | Evercore Partners Inc. (EVR) | 15-Jun-23 | Grant | 1,069 | -- | -- | 42% 2.56K to 3.63K | |
| 05-Apr-23 4:41 PM View: | Apollo Commercial Real Esta... (ARI) | 03-Apr-23 | Grant | 10,822 | -- | -- | 96% 11.23K to 22.05K | |
| 19-Aug-22 5:42 PM View: | Apollo Commercial Real Esta... (ARI) | 17-Aug-22 | Sale | 833 | $12.78 | $10,646.60 | (7%) 12.06K to 11.23K | |
| 29-Jul-22 4:59 PM View: | Evercore Partners Inc. (EVR) | 28-Jul-22 | Sale | 322 | $96.25 | $30,992.50 | (11%) 2.89K to 2.56K | |
| 21-Jun-22 5:09 PM View: | Evercore Partners Inc. (EVR) | 16-Jun-22 | Grant | 1,184 | -- | -- | 70% 1.7K to 2.89K | |
| 05-Apr-22 5:14 PM View: | Apollo Commercial Real Esta... (ARI) | 01-Apr-22 | Grant | 7,062 | -- | -- | 141% 5.0K to 12.06K | |
| 03-Mar-22 4:59 PM View: | Evercore Partners Inc. (EVR) | 01-Mar-22 | Market Sale | 327 | $125.15 | $40,924.10 | (16%) 2.03K to 1.7K | (9%) |
| 30-Jul-21 4:44 PM View: | Evercore Partners Inc. (EVR) | 29-Jul-21 | Market Sale | 732 | $133.44 | $97,677.10 | (27%) 2.76K to 2.03K | (< 1%) |
| 26-Jul-21 4:17 PM View: | Apollo Commercial Real Esta... (ARI) | 22-Jul-21 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 21-Jun-21 5:21 PM View: | Evercore Partners Inc. (EVR) | 17-Jun-21 | Grant | 644 | -- | -- | 30% 2.12K to 2.76K | |
| 18-Jun-20 5:12 PM View: | Evercore Partners Inc. (EVR) | 16-Jun-20 | Grant | 1,464 | -- | -- | 224% 0.65K to 2.12K | |
| 04-Feb-20 12:30 PM View: | Tri-Continental Corp. (TY) | 03-Feb-20 | Market Sale | 1,000 | $28.35 | $28,354.30 | (44%) 2.26K to 1.26K | |
| 28-Oct-19 4:16 PM View: | Evercore Partners Inc. (EVR) | 24-Oct-19 | Grant | 653 | -- | -- | 100% 0 to 0.65K | |
| 19-Aug-19 1:42 PM View: | Columbia Seligman Premium T... (STK) | 25-Jun-19 | Market Purchase | 1,300 | $20.02 | $26,031.50 | 1226% 0.11K to 1.41K | (< 1%) |
| 09-Oct-12 1:55 PM View: | Columbia Seligman Premium T... (STK) | 08-Oct-12 | Market Purchase | 100 | $15.86 | $1,586.00 | 100% 0 to 100 | 10% |
| 09-Mar-18 9:48 AM View: | Tri-Continental Corp. (TY) | 10-Apr-12 | Market Purchase | 2,100 | $15.55 | $32,663.00 | 100% 0 to 2.1K | 82% |
| 09-Mar-18 9:48 AM View: | Tri-Continental Corp. (TY) | 04-Apr-12 | Market Sale | 100 | $15.90 | $1,589.89 | (100%) 100 to 0 | (78%) |