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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jun-23 4:05 PM View:  | Cell Therapeutics, Inc. (CTIC) | 26-Jun-23 | Disposition (change in control) | 43,139 | $9.10 | $392,565.00 | (100%) 43.14K to 0 | |
| 15-Dec-20 7:12 PM View: | XOMA Ltd. (XOMA) | 11-Dec-20 | Private Purchase | 200,000 | $25.00 | $5,000,000.00 | 1695% 11.8K to 211.8K | |
| 02-May-17 6:12 PM View: | Cell Therapeutics, Inc. (CTIC) | 28-Apr-17 | Option Exercise | 34,736 | -- | -- | 413% 8.4K to 43.14K | |
| 07-Mar-17 7:47 PM View: | XOMA Ltd. (XOMA) | 02-Mar-17 | Grant | 11,799 | -- | -- | 100% 0 to 11.8K | |
| 13-Jan-17 6:00 PM View: | Cell Therapeutics, Inc. (CTIC) | 11-Jan-17 | Option Exercise | 8,403 | -- | -- | 100% 0 to 8.4K |