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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Apr-24 6:38 PM View:  | Omniab, Inc. (OABI) | 08-Apr-24 | Option Sale | 6,954 | $5.27 | $36,647.60 | (4%) 183.65K to 176.7K | |
| 09-Apr-24 6:38 PM View: | Omniab, Inc. (OABI) | 07-Apr-24 | Option Exercise | 13,541 | -- | -- | 8% 170.11K to 183.65K | |
| 02-Apr-24 6:30 PM View: | Omniab, Inc. (OABI) | 01-Apr-24 | Option Exercise | 23,254 | -- | -- | 15% 158.71K to 181.96K | |
| 02-Apr-24 6:30 PM View: | Omniab, Inc. (OABI) | 01-Apr-24 | Option Sale | 11,849 | $5.46 | $64,695.50 | (7%) 181.96K to 170.11K | |
| 07-Mar-24 4:10 PM View: | Xencor Inc (XNCR) | 06-Mar-24 | Option Exercise | 15,000 | $10.73 | $160,950.00 | 300% 5.01K to 20.01K | |
| 07-Mar-24 4:10 PM View: | Xencor Inc (XNCR) | 06-Mar-24 | Option Sale | 14,000 | $23.18 | $324,453.00 | (70%) 20.01K to 6.01K | |
| 11-Dec-23 7:51 PM View: | Omniab, Inc. (OABI) | 07-Dec-23 | Payment of Exercise | 16,081 | $4.85 | $77,992.90 | (9%) 174.79K to 158.71K | |
| 11-Dec-23 7:51 PM View: | Omniab, Inc. (OABI) | 07-Dec-23 | Option Exercise | 46,503 | -- | -- | 36% 128.28K to 174.79K | |
| 22-Jun-23 5:55 PM View: | Xencor Inc (XNCR) | 20-Jun-23 | Grant | 5,007 | -- | -- | 100% 0 to 5.01K | |
| 11-Apr-23 7:11 PM View: | Omniab, Inc. (OABI) | 07-Apr-23 | Grant | 40,625 | -- | -- | 14% 294.79K to 335.42K | |
| 04-Apr-23 4:57 PM View: | Omniab, Inc. (OABI) | 01-Apr-23 | Payment of Exercise | 8,042 | $3.68 | $29,594.60 | (3%) 302.83K to 294.79K | |
| 05-Jan-23 5:07 PM View: | Omniab, Inc. (OABI) | 03-Jan-23 | Grant | 139,504 | -- | -- | 85% 163.33K to 302.83K | |
| 05-Dec-22 9:37 PM View: | Omniab, Inc. (OABI) | 01-Dec-22 | Payment of Exercise | 6,733 | $3.35 | $22,555.50 | (4%) 170.06K to 163.33K | |
| 29-Nov-22 6:18 PM View: | Omniab, Inc. (OABI) | 28-Nov-22 | Purchase | 10,000 | $2.81 | $28,100.00 | 6% 160.06K to 170.06K | |
| 03-Nov-22 9:12 PM View: | Omniab, Inc. (OABI) | 01-Nov-22 | Grant | 160,062 | -- | -- | 100% 0 to 160.06K | |
| 03-Nov-22 9:13 PM View: | Omniab, Inc. (NONE) | 01-Nov-22 | Grant | 17,792 | -- | -- | 100% 0 to 17.79K | |
| 03-Nov-22 9:13 PM View: | Omniab, Inc. (NONE) | 01-Nov-22 | Disposition | 17,792 | -- | -- | (100%) 17.79K to 0 | |
| 16-Mar-22 6:15 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 16-Mar-22 | Sale (Planned) | 16,318 | $0.71 | $11,520.50 | (5%) 345.42K to 329.1K | |
| 16-Mar-22 6:15 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 15-Mar-22 | Sale (Planned) | 20,653 | $0.70 | $14,560.40 | (6%) 366.07K to 345.42K | |
| 24-Feb-22 6:43 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 24-Feb-22 | Sale (Planned) | 15,958 | $0.64 | $10,213.10 | (4%) 382.03K to 366.07K | |
| 24-Feb-22 6:43 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 23-Feb-22 | Sale (Planned) | 20,215 | $0.70 | $14,211.10 | (5%) 398.24K to 378.03K | |
| 17-Mar-21 6:08 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 16-Mar-21 | Market Sale (Planned) | 16,318 | $3.69 | $60,213.40 | (4%) 428.61K to 412.29K | 5% |
| 17-Mar-21 6:08 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 15-Mar-21 | Market Sale (Planned) | 20,365 | $3.62 | $73,823.10 | (5%) 448.97K to 428.61K | 3% |
| 23-Feb-21 4:27 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 22-Feb-21 | Market Sale (Planned) | 4,000 | $3.73 | $14,920.00 | (< 1%) 452.97K to 448.97K | |
| 23-Feb-21 4:27 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 19-Feb-21 | Market Sale (Planned) | 4,672 | $3.64 | $16,992.10 | (1%) 457.65K to 452.97K | |
| 23-Feb-21 4:27 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 18-Feb-21 | Grant | 119,579 | -- | -- | 35% 338.07K to 457.65K | |
| 20-Jan-21 8:33 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 20-Jan-21 | Market Sale (Planned) | 1,944 | $4.31 | $8,378.64 | (< 1%) 344.39K to 342.45K | |
| 20-Jan-21 8:33 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 19-Jan-21 | Market Sale (Planned) | 2,582 | $3.81 | $9,832.26 | (< 1%) 346.97K to 344.39K | (5%) |
| 16-Dec-20 5:16 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 14-Dec-20 | Market Sale (Planned) | 25,696 | $5.00 | $128,480.00 | (7%) 372.67K to 346.97K | 26% |
| 02-Apr-20 6:16 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 01-Apr-20 | Market Sale (Planned) | 3,135 | $2.23 | $6,991.05 | (< 1%) 375.81K to 372.67K | (68%) |
| 02-Apr-20 6:16 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 31-Mar-20 | Market Sale (Planned) | 4,326 | $2.31 | $9,988.73 | (1%) 380.13K to 375.81K | (62%) |
| 13-Mar-20 5:28 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 12-Mar-20 | Grant | 163,180 | -- | -- | 75% 216.95K to 380.13K | |
| 21-Feb-20 7:09 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 20-Feb-20 | Market Sale (Planned) | 3,333 | $2.85 | $9,499.05 | (2%) 219.22K to 215.89K | (32%) |
| 21-Feb-20 7:09 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 19-Feb-20 | Market Sale (Planned) | 4,733 | $2.77 | $13,115.10 | (2%) 223.96K to 219.22K | (35%) |
| 17-Jan-20 6:24 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 17-Jan-20 | Market Sale (Planned) | 1,621 | $3.33 | $5,397.93 | (< 1%) 241.62K to 240.0K | (13%) |
| 17-Jan-20 6:24 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 16-Jan-20 | Market Sale (Planned) | 2,522 | $3.37 | $8,491.57 | (1%) 244.14K to 241.62K | (12%) |
| 01-Apr-19 6:14 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 01-Apr-19 | Market Sale | 3,000 | $10.73 | $32,190.00 | (1%) 248.5K to 245.5K | 65% |
| 01-Apr-19 6:14 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 01-Apr-19 | Market Sale (Planned) | 1,642 | $10.81 | $17,750.00 | (< 1%) 245.5K to 243.86K | 65% |
| 01-Apr-19 6:14 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 29-Mar-19 | Market Sale (Planned) | 5,974 | $10.65 | $63,623.10 | (2%) 254.47K to 248.5K | 65% |
| 27-Mar-19 6:35 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 26-Mar-19 | Market Sale (Planned) | 926 | $9.90 | $9,167.40 | (< 1%) 255.15K to 254.22K | 62% |
| 25-Mar-19 5:51 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 25-Mar-19 | Market Sale (Planned) | 3,797 | $9.46 | $35,931.00 | (1%) 258.94K to 255.15K | 60% |
| 20-Feb-19 5:46 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 18-Feb-19 | Grant | 40,000 | -- | -- | 18% 224.01K to 264.01K | |
| 18-Jan-19 5:59 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 16-Jan-19 | Market Sale (Planned) | 3,207 | $10.44 | $33,471.50 | (1%) 227.06K to 223.85K | 64% |
| 11-Jan-19 6:27 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 11-Jan-19 | Market Sale (Planned) | 33,692 | $10.87 | $366,333.00 | (13%) 260.75K to 227.06K | 65% |
| 11-Jan-19 6:27 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 09-Jan-19 | Grant | 100,326 | -- | -- | 63% 160.42K to 260.75K | |
| 28-Mar-18 5:05 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 28-Mar-18 | Market Sale (Planned) | 4,350 | $16.35 | $71,122.50 | (2%) 198.09K to 193.74K | 77% |
| 27-Mar-18 6:33 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 26-Mar-18 | Market Sale (Planned) | 1,300 | $17.38 | $22,594.00 | (< 1%) 199.39K to 198.09K | 78% |
| 23-Mar-18 6:36 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 22-Mar-18 | Market Sale (Planned) | 2,640 | $18.13 | $47,868.20 | (1%) 202.03K to 199.39K | 79% |
| 19-Jan-18 4:21 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 15-Jan-18 | Grant | 19,445 | -- | -- | 11% 182.42K to 201.86K | |
| 05-Jun-17 7:18 PM View: | Spectrum Pharmaceuticals, I... (SPPI) | 03-Jun-17 | Payment of Exercise | 9,395 | $5.96 | $55,994.20 | (5%) 186.78K to 177.38K | 37% |