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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Apr-23 12:03 PM View:  | Stepan Co. (SCL) | 25-Apr-23 | Grant | 1,325 | $94.32 | $124,974.00 | 12% 10.85K to 12.18K | |
| 28-Apr-22 8:23 AM View: | Stepan Co. (SCL) | 26-Apr-22 | Grant | 1,249 | -- | -- | 13% 9.6K to 10.85K | |
| 28-Apr-21 3:58 PM View: | Stepan Co. (SCL) | 27-Apr-21 | Grant | 760 | -- | -- | 9% 8.84K to 9.6K | |
| 23-Apr-20 2:31 PM View: | Stepan Co. (SCL) | 21-Apr-20 | Grant | 1,103 | -- | -- | 14% 7.74K to 8.84K | |
| 20-May-19 2:40 PM View: | 3M Co. (MMM) | 17-May-19 | Option Exercise | 5,400 | $89.47 | $483,138.00 | 23% 23.86K to 29.25K | |
| 20-May-19 2:40 PM View: | 3M Co. (MMM) | 17-May-19 | Market Option Sale | 5,400 | $169.68 | $916,245.00 | (18%) 29.25K to 23.86K | (3%) |
| 02-May-19 2:55 PM View: | Stepan Co. (SCL) | 30-Apr-19 | Grant | 1,087 | -- | -- | 16% 6.65K to 7.74K | |
| 19-Feb-19 2:02 PM View: | 3M Co. (MMM) | 15-Feb-19 | Market Sale | 4,897 | $207.30 | $1,015,160.00 | (17%) 28.64K to 23.75K | 16% |
| 07-Feb-19 11:45 AM View: | 3M Co. (MMM) | 05-Feb-19 | Grant | 9,035 | -- | -- | 38% 23.74K to 32.78K | |
| 07-Feb-19 11:45 AM View: | 3M Co. (MMM) | 05-Feb-19 | Payment of Exercise | 4,137 | -- | -- | (13%) 32.78K to 28.64K | |
| 26-Apr-18 4:30 PM View: | Stepan Co. (SCL) | 24-Apr-18 | Grant | 1,157 | -- | -- | 13% 8.65K to 9.81K | |
| 08-Feb-18 4:50 PM View: | 3M Co. (MMM) | 06-Feb-18 | Grant | 7,235 | -- | -- | 21% 34.84K to 42.07K | |
| 08-Feb-18 4:50 PM View: | 3M Co. (MMM) | 06-Feb-18 | Payment of Exercise | 3,313 | -- | -- | (8%) 42.07K to 38.76K | |
| 03-Nov-17 10:52 AM View: | 3M Co. (MMM) | 01-Nov-17 | Option Exercise | 26,936 | $78.72 | $2,120,400.00 | 77% 34.82K to 61.75K | |
| 03-Nov-17 10:52 AM View: | 3M Co. (MMM) | 01-Nov-17 | Market Option Sale | 7,836 | $229.77 | $1,800,490.00 | (13%) 61.75K to 53.92K | 26% |
| 03-Nov-17 11:00 AM View: | 3M Co. (MMM) | 01-Nov-17 | Market Sale | 9,420 | $230.04 | $2,166,940.00 | (18%) 52.8K to 43.38K | 26% |
| 03-Nov-17 11:07 AM View: | 3M Co. (MMM) | 01-Nov-17 | Market Sale | 8,480 | $230.21 | $1,952,190.00 | (19%) 44.0K to 35.52K | 26% |
| 03-Nov-17 11:12 AM View: | 3M Co. (MMM) | 01-Nov-17 | Market Sale | 1,200 | $230.45 | $276,542.00 | (3%) 34.9K to 33.7K | 26% |
| 27-Apr-17 4:13 PM View: | Stepan Co. (SCL) | 25-Apr-17 | Grant | 1,044 | -- | -- | 14% 7.61K to 8.65K | |
| 15-Feb-17 2:06 PM View: | 3M Co. (MMM) | 14-Feb-17 | Option Exercise | 8,440 | $77.18 | $651,399.00 | 22% 37.87K to 46.31K | |
| 15-Feb-17 2:06 PM View: | 3M Co. (MMM) | 14-Feb-17 | Market Option Sale | 8,440 | $181.55 | $1,532,250.00 | (18%) 46.31K to 37.87K | 5% |
| 15-Feb-17 2:06 PM View: | 3M Co. (MMM) | 14-Feb-17 | Market Sale | 3,169 | $181.55 | $575,320.00 | (8%) 37.87K to 34.7K | 5% |
| 15-Feb-17 2:20 PM View: | 3M Co. (MMM) | 14-Feb-17 | Market Sale | 1,142 | $181.62 | $207,406.00 | (3%) 34.7K to 33.56K | 5% |
| 09-Feb-17 3:13 PM View: | 3M Co. (MMM) | 07-Feb-17 | Grant | 8,359 | -- | -- | 28% 30.39K to 38.75K | |
| 09-Feb-17 3:13 PM View: | 3M Co. (MMM) | 07-Feb-17 | Payment of Exercise | 4,064 | -- | -- | (10%) 38.75K to 34.68K | |
| 06-Sep-16 11:59 AM View: | 3M Co. (MMM) | 01-Sep-16 | Payment of Exercise | 11,813 | $179.98 | $2,126,100.00 | (25%) 46.38K to 34.56K | 4% |
| 06-Sep-16 11:59 AM View: | 3M Co. (MMM) | 01-Sep-16 | Option Exercise | 24,507 | $179.98 | $4,410,770.00 | 112% 21.87K to 46.38K | (4%) |
| 05-May-16 11:43 AM View: | 3M Co. (MMM) | 04-May-16 | Option Exercise | 17,996 | $67.29 | $1,211,030.00 | 87% 20.74K to 38.73K | |
| 05-May-16 11:43 AM View: | 3M Co. (MMM) | 04-May-16 | Market Option Sale | 17,996 | $166.81 | $3,001,850.00 | (46%) 38.73K to 20.74K | (5%) |
| 28-Apr-16 5:11 PM View: | Stepan Co. (SCL) | 26-Apr-16 | Grant | 1,290 | -- | -- | 20% 6.32K to 7.61K | |
| 04-Feb-16 2:59 PM View: | 3M Co. (MMM) | 02-Feb-16 | Grant | 10,045 | -- | -- | 64% 15.64K to 25.69K | |
| 04-Feb-16 2:59 PM View: | 3M Co. (MMM) | 02-Feb-16 | Payment of Exercise | 3,875 | -- | -- | (15%) 25.69K to 21.81K | |
| 03-Nov-15 10:38 AM View: | 3M Co. (MMM) | 30-Oct-15 | Option Exercise | 11,370 | $87.35 | $993,170.00 | 73% 15.64K to 27.01K | |
| 03-Nov-15 10:38 AM View: | 3M Co. (MMM) | 30-Oct-15 | Market Option Sale | 11,370 | $158.29 | $1,799,760.00 | (42%) 27.01K to 15.64K | (12%) |
| 29-Apr-15 5:09 PM View: | Stepan Co. (SCL) | 28-Apr-15 | Grant | 1,632 | -- | -- | 35% 4.69K to 6.32K | |
| 05-Feb-15 2:21 PM View: | 3M Co. (MMM) | 03-Feb-15 | Grant | 7,759 | -- | -- | 72% 10.73K to 18.5K | |
| 05-Feb-15 2:21 PM View: | 3M Co. (MMM) | 03-Feb-15 | Payment of Exercise | 2,879 | $165.94 | $477,741.00 | (16%) 18.5K to 15.62K | (9%) |
| 01-May-14 4:19 PM View: | Stepan Co. (SCL) | 29-Apr-14 | Grant | 1,288 | -- | -- | 38% 3.4K to 4.69K | |
| 06-Feb-14 2:41 PM View: | 3M Co. (MMM) | 04-Feb-14 | Grant | 6,409 | -- | -- | 107% 5.98K to 12.39K | |
| 06-Feb-14 2:41 PM View: | 3M Co. (MMM) | 04-Feb-14 | Payment of Exercise | 1,753 | $126.72 | $222,140.00 | (14%) 12.39K to 10.64K | (46%) |
| 06-Jan-14 11:07 AM View: | 3M Co. (MMM) | 02-Jan-14 | Payment of Exercise | 378 | $138.13 | $52,213.10 | (5%) 7.39K to 7.01K | (34%) |
| 06-Jan-14 11:07 AM View: | 3M Co. (MMM) | 02-Jan-14 | Option Exercise | 1,201 | $138.13 | $165,894.00 | 19% 6.18K to 7.39K | 34% |
| 04-Nov-13 11:21 AM View: | 3M Co. (MMM) | 01-Nov-13 | Option Exercise | 14,838 | $71.57 | $1,061,960.00 | 240% 6.18K to 21.02K | |
| 04-Nov-13 11:21 AM View: | 3M Co. (MMM) | 01-Nov-13 | Market Option Sale | 14,838 | $125.67 | $1,864,690.00 | (71%) 21.02K to 6.18K | (48%) |
| 01-May-13 3:00 PM View: | 3M Co. (MMM) | 30-Apr-13 | Option Exercise | 16,762 | $84.40 | $1,414,710.00 | 121% 13.88K to 30.64K | |
| 01-May-13 3:00 PM View: | 3M Co. (MMM) | 30-Apr-13 | Market Option Sale | 16,762 | $104.35 | $1,749,030.00 | (55%) 30.64K to 13.88K | (81%) |
| 01-May-13 3:00 PM View: | 3M Co. (MMM) | 30-Apr-13 | Market Sale | 7,691 | $104.35 | $802,518.00 | (55%) 13.88K to 6.19K | (81%) |
| 01-May-13 4:38 PM View: | Stepan Co. (SCL) | 30-Apr-13 | Grant | 1,286 | -- | -- | 61% 2.11K to 3.4K | |
| 11-Feb-13 6:12 PM View: | 3M Co. (MMM) | 08-Feb-13 | Payment of Exercise | 716 | $102.66 | $73,504.60 | (3%) 20.7K to 19.98K | (85%) |
| 11-Feb-13 6:12 PM View: | 3M Co. (MMM) | 08-Feb-13 | Option Exercise | 2,541 | $102.66 | $260,859.00 | 14% 18.16K to 20.7K | 85% |