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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-14 3:52 PM View:  | Liquid Holdings Group, Inc. (LIQD) | 09-Jun-14 | Grant | 6,357 | -- | -- | 5% 140.61K to 146.97K | |
| 21-May-14 4:54 PM View: | Liquid Holdings Group, Inc. (LIQD) | 20-May-14 | Market Purchase | 25,000 | $1.58 | $39,600.00 | 22% 115.61K to 140.61K | (100%) |
| 31-Jan-14 2:01 PM View: | Liquid Holdings Group, Inc. (LIQD) | 29-Jan-14 | Market Purchase | 40,000 | $5.50 | $220,000.00 | 53% 75.61K to 115.61K | (100%) |
| 07-Oct-13 1:17 PM View: | Liquid Holdings Group, Inc. (LIQD) | 04-Oct-13 | Grant | 15,694 | -- | -- | 26% 59.92K to 75.61K | |
| 02-Aug-10 6:17 PM View: | Interactive Data Corporation (IDC) | 29-Jul-10 | Disposition | 4,434 | -- | -- | (100%) 4.43K to 0 | |
| 01-Apr-10 9:36 AM View: | Interactive Data Corporation (IDC) | 31-Mar-10 | Grant | 27 | -- | -- | < 1% 4.41K to 4.43K | |
| 04-Jan-10 9:17 PM View: | Interactive Data Corporation (IDC) | 30-Dec-09 | Grant | 34 | -- | -- | < 1% 4.37K to 4.41K | |
| 01-Oct-09 5:53 PM View: | Interactive Data Corporation (IDC) | 29-Sep-09 | Grant | 33 | -- | -- | < 1% 4.34K to 4.37K | |
| 16-Jul-09 5:01 PM View: | Interactive Data Corporation (IDC) | 15-Jul-09 | Grant | 4,340 | -- | -- | 100% 0 to 4.34K |