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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-May-19 5:02 PM View:  | B. Riley Financial, Inc. (RILY) | 24-May-19 | Payment of Exercise | 9,125 | $20.32 | $185,420.00 | (1%) 665.99K to 656.87K | (94%) |
| 24-Aug-18 4:15 PM View: | B. Riley Financial, Inc. (RILY) | 22-Aug-18 | Disposition (other) | 9,716 | $22.20 | $215,695.00 | (1%) 675.71K to 665.99K | (75%) |
| 15-Jun-18 5:30 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-18 | Grant | 20,000 | -- | -- | 3% 655.71K to 675.71K | |
| 29-May-18 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-18 | Payment of Exercise | 6,530 | $20.85 | $136,150.00 | (< 1%) 662.24K to 655.71K | (86%) |
| 12-Dec-17 6:02 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-17 | Payment of Exercise | 3,618 | $18.30 | $66,209.40 | (< 1%) 665.86K to 662.24K | (110%) |
| 15-Jun-17 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 13-Jun-17 | Grant | 24,194 | -- | -- | 4% 641.66K to 665.86K | |
| 26-May-17 5:15 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-17 | Payment of Exercise | 3,847 | $14.10 | $54,242.70 | (< 1%) 645.51K to 641.66K | (169%) |
| 13-Dec-16 7:58 PM View: | B. Riley Financial, Inc. (RILY) | 10-Dec-16 | Payment of Exercise | 3,618 | $16.90 | $61,144.20 | (< 1%) 649.13K to 645.51K | (126%) |
| 26-May-16 4:25 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-16 | Grant | 25,317 | -- | -- | 4% 623.81K to 649.13K | |
| 12-May-15 4:24 PM View: | B. Riley Financial, Inc. (RILY) | 09-May-15 | Grant | 23,810 | -- | -- | 4% 600.0K to 623.81K | |
| 21-May-14 7:36 PM View: | B. Riley Financial, Inc. (RILY) | 19-May-14 | Purchase | 6,720,000 | $0.25 | $1,680,000.00 | 127% 5.28M to 12.0M |