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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-24 5:09 PM View:  | Smart Global Holdings, Inc. (SGH) | 09-Feb-24 | Grant | 6,821 | -- | -- | 18% 37.28K to 44.1K | |
| 13-Nov-23 5:11 PM View: | Harris Stratex Networks, Inc. (AVNW) | 09-Nov-23 | Grant | 4,046 | -- | -- | 55% 7.3K to 11.34K | |
| 14-Feb-23 8:20 PM View: | Smart Global Holdings, Inc. (SGH) | 10-Feb-23 | Grant | 8,417 | -- | -- | 29% 28.86K to 37.28K | |
| 15-Nov-22 5:44 PM View: | Harris Stratex Networks, Inc. (AVNW) | 10-Nov-22 | Grant | 4,078 | -- | -- | 127% 3.22K to 7.3K | |
| 15-Feb-22 8:50 PM View: | Smart Global Holdings, Inc. (SGH) | 11-Feb-22 | Grant | 5,304 | -- | -- | 23% 23.56K to 28.86K | |
| 15-Nov-21 6:20 PM View: | Harris Stratex Networks, Inc. (AVNW) | 11-Nov-21 | Grant | 3,219 | -- | -- | 100% 0 to 3.22K | |
| 17-Feb-21 6:54 PM View: | Smart Global Holdings, Inc. (SGH) | 12-Feb-21 | Grant | 2,543 | -- | -- | 28% 9.23K to 11.78K | |
| 18-Feb-20 9:11 PM View: | Smart Global Holdings, Inc. (SGH) | 14-Feb-20 | Grant | 3,635 | -- | -- | 65% 5.6K to 9.23K | |
| 28-Jun-19 5:13 PM View: | Broadcom Inc. (AVGO) | 26-Jun-19 | Market Sale (Planned) | 11,922 | $278.58 | $3,321,230.00 | (15%) 82.01K to 70.09K | (96%) |
| 21-Jun-19 5:32 PM View: | Broadcom Inc. (AVGO) | 19-Jun-19 | Market Sale (Planned) | 13,466 | $278.78 | $3,754,050.00 | (14%) 95.48K to 82.01K | (94%) |
| 20-Mar-19 5:50 PM View: | Broadcom Inc. (AVGO) | 18-Mar-19 | Grant | 3,125 | -- | -- | 3% 93.9K to 97.03K | |
| 20-Mar-19 5:50 PM View: | Broadcom Inc. (AVGO) | 18-Mar-19 | Payment of Exercise | 1,550 | $290.29 | $449,950.00 | (2%) 97.03K to 95.48K | (88%) |
| 19-Mar-19 6:50 PM View: | Broadcom Inc. (AVGO) | 15-Mar-19 | Payment of Exercise | 11,574 | $290.29 | $3,359,820.00 | (11%) 105.48K to 93.9K | (88%) |
| 19-Mar-19 6:50 PM View: | Broadcom Inc. (AVGO) | 15-Mar-19 | Option Exercise | 8,750 | -- | -- | 9% 96.73K to 105.48K | |
| 06-Mar-19 8:33 PM View: | Broadcom Inc. (AVGO) | 04-Mar-19 | Grant | 1,875 | -- | -- | 2% 94.85K to 96.73K | |
| 19-Dec-18 5:08 PM View: | Broadcom Inc. (AVGO) | 17-Dec-18 | Payment of Exercise | 1,736 | $254.83 | $442,385.00 | (2%) 96.59K to 94.85K | |
| 13-Dec-18 5:14 PM View: | Broadcom Inc. (AVGO) | 11-Dec-18 | Payment of Exercise | 744 | $246.84 | $183,649.00 | (< 1%) 97.33K to 96.59K | |
| 07-Dec-18 7:08 PM View: | Broadcom Inc. (AVGO) | 04-Dec-18 | Grant | 30,000 | -- | -- | 45% 67.33K to 97.33K | |
| 04-Oct-18 1:53 PM View: | Smart Global Holdings, Inc. (SGH) | 02-Oct-18 | Grant | 5,600 | -- | -- | 100% 0 to 5.6K | |
| 13-Jul-18 5:18 PM View: | Broadcom Inc. (AVGO) | 11-Jul-18 | Option Exercise | 20,000 | $62.02 | $1,240,400.00 | 30% 67.33K to 87.33K | |
| 13-Jul-18 5:18 PM View: | Broadcom Inc. (AVGO) | 11-Jul-18 | Planned Option Sale | 20,000 | $245.62 | $4,912,340.00 | (23%) 87.33K to 67.33K | |
| 28-Jun-18 5:32 PM View: | Broadcom Inc. (AVGO) | 27-Jun-18 | Option Exercise | 20,000 | $62.02 | $1,240,400.00 | 30% 67.33K to 87.33K | |
| 28-Jun-18 5:32 PM View: | Broadcom Inc. (AVGO) | 27-Jun-18 | Planned Option Sale | 20,000 | $251.31 | $5,026,210.00 | (23%) 87.33K to 67.33K | |
| 19-Jun-18 5:22 PM View: | Broadcom Inc. (AVGO) | 15-Jun-18 | Sale (Planned) | 10,604 | $270.02 | $2,863,260.00 | (14%) 77.94K to 67.33K | |
| 15-Jun-18 5:25 PM View: | Broadcom Inc. (AVGO) | 13-Jun-18 | Option Exercise | 20,000 | $62.02 | $1,240,400.00 | 26% 77.94K to 97.94K | |
| 15-Jun-18 5:25 PM View: | Broadcom Inc. (AVGO) | 13-Jun-18 | Planned Option Sale | 20,000 | $261.85 | $5,236,890.00 | (20%) 97.94K to 77.94K | |
| 21-Mar-18 8:46 PM View: | Broadcom Ltd (AVGO) | 20-Mar-18 | Market Sale | 5,467 | $243.21 | $1,329,600.00 | (7%) 83.4K to 77.94K | (68%) |
| 20-Mar-18 7:49 PM View: | Broadcom Ltd (AVGO) | 19-Mar-18 | Market Sale | 3,714 | $245.83 | $913,028.00 | (4%) 87.12K to 83.4K | (67%) |
| 20-Mar-18 7:49 PM View: | Broadcom Ltd (AVGO) | 16-Mar-18 | Market Sale | 3,557 | $256.86 | $913,658.00 | (4%) 90.67K to 87.12K | (59%) |
| 16-Mar-18 5:12 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Grant | 3,125 | -- | -- | 4% 78.8K to 81.92K | |
| 16-Mar-18 5:12 PM View: | Broadcom Ltd (AVGO) | 15-Mar-18 | Option Exercise | 8,750 | -- | -- | 11% 81.92K to 90.67K | |
| 15-Mar-18 6:06 PM View: | Broadcom Ltd (AVGO) | 14-Mar-18 | Market Sale | 9,396 | $259.81 | $2,441,170.00 | (11%) 88.19K to 78.8K | (58%) |
| 14-Mar-18 5:52 PM View: | Broadcom Ltd (AVGO) | 13-Mar-18 | Grant | 7,500 | -- | -- | 9% 80.69K to 88.19K | |
| 19-Dec-17 8:23 PM View: | Broadcom Ltd (AVGO) | 18-Dec-17 | Market Sale | 1,182 | $264.38 | $312,494.00 | (1%) 81.88K to 80.69K | (55%) |
| 08-Dec-17 5:16 PM View: | Broadcom Ltd (AVGO) | 06-Dec-17 | Market Sale | 794 | $258.60 | $205,332.00 | (< 1%) 82.67K to 81.88K | (57%) |
| 06-Dec-17 7:56 PM View: | Broadcom Ltd (AVGO) | 04-Dec-17 | Grant | 5,000 | -- | -- | 6% 77.67K to 82.67K | |
| 02-Oct-17 5:49 PM View: | Broadcom Ltd (AVGO) | 28-Sep-17 | Option Exercise | 10,000 | $35.45 | $354,500.00 | 13% 77.67K to 87.67K | |
| 02-Oct-17 5:49 PM View: | Broadcom Ltd (AVGO) | 28-Sep-17 | Market Option Sale (Planned) | 10,000 | $240.62 | $2,406,190.00 | (11%) 87.67K to 77.67K | (69%) |
| 15-Sep-17 6:11 PM View: | Broadcom Ltd (AVGO) | 14-Sep-17 | Option Exercise | 30,000 | $62.02 | $1,860,600.00 | 39% 77.67K to 107.67K | |
| 15-Sep-17 6:11 PM View: | Broadcom Ltd (AVGO) | 14-Sep-17 | Market Option Sale (Planned) | 30,000 | $244.01 | $7,320,300.00 | (28%) 107.67K to 77.67K | (66%) |
| 26-Jun-17 7:23 PM View: | Broadcom Ltd (AVGO) | 22-Jun-17 | Option Exercise | 10,000 | $35.45 | $354,500.00 | 13% 77.67K to 87.67K | |
| 26-Jun-17 7:23 PM View: | Broadcom Ltd (AVGO) | 22-Jun-17 | Market Option Sale (Planned) | 10,000 | $244.59 | $2,445,930.00 | (11%) 87.67K to 77.67K | (66%) |
| 09-Jun-17 7:22 PM View: | Broadcom Ltd (AVGO) | 08-Jun-17 | Option Exercise | 30,000 | $62.02 | $1,860,600.00 | 39% 77.67K to 107.67K | |
| 09-Jun-17 7:22 PM View: | Broadcom Ltd (AVGO) | 08-Jun-17 | Market Option Sale (Planned) | 30,000 | $253.41 | $7,602,420.00 | (28%) 107.67K to 77.67K | (59%) |
| 22-Mar-17 5:35 PM View: | Broadcom Ltd (AVGO) | 20-Mar-17 | Market Sale (Planned) | 585 | $221.18 | $129,390.00 | (< 1%) 78.26K to 77.67K | (82%) |
| 20-Mar-17 8:18 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Option Sale | 4,109 | $222.07 | $912,502.00 | (5%) 83.49K to 79.38K | (82%) |
| 20-Mar-17 8:18 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Sale | 539 | $222.07 | $119,698.00 | (< 1%) 79.38K to 78.84K | (82%) |
| 20-Mar-17 8:18 PM View: | Broadcom Ltd (AVGO) | 17-Mar-17 | Market Sale (Planned) | 586 | $223.52 | $130,983.00 | (< 1%) 78.84K to 78.26K | (81%) |
| 20-Mar-17 8:18 PM View: | Broadcom Ltd (AVGO) | 16-Mar-17 | Market Option Sale | 4,641 | $222.43 | $1,032,320.00 | (5%) 88.13K to 83.49K | (81%) |
| 20-Mar-17 8:18 PM View: | Broadcom Ltd (AVGO) | 15-Mar-17 | Option Exercise | 8,750 | -- | -- | 11% 79.38K to 88.13K |