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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Apr-24 6:02 AM View:  | Oncocyte Corp (OCX) | 11-Apr-24 | Purchase | 33,898 | $2.95 | $99,999.10 | 67% 50.76K to 84.66K | |
| 17-Jan-24 5:10 PM View: | Smith Micro Software Inc. (SMSI) | 16-Jan-24 | Grant | 25,000 | -- | -- | 7% 360.11K to 385.11K | |
| 08-Jan-24 8:04 PM View: | 22nd Century Group, Inc. (XXII) | 05-Jan-24 | Private Purchase | 100,000 | $0.17 | $17,490.00 | 100% 0 to 100.0K | |
| 27-Jun-23 9:30 PM View: | Oncocyte Corp (OCX) | 23-Jun-23 | Grant | 30,000 | -- | -- | 3% 985.3K to 1.02M | |
| 05-Apr-23 9:29 PM View: | Oncocyte Corp (OCX) | 03-Apr-23 | Grant | 141,084 | $0.35 | $50,000.20 | 25% 562.05K to 703.13K | |
| 05-Apr-23 9:29 PM View: | Oncocyte Corp (OCX) | 03-Apr-23 | Grant | 282,168 | $0.35 | $100,000.00 | 40% 703.13K to 985.3K | |
| 31-Jan-23 5:10 PM View: | Smith Micro Software Inc. (SMSI) | 27-Jan-23 | Grant | 25,000 | -- | -- | 7% 335.11K to 360.11K | |
| 28-Dec-22 4:05 PM View: | Oncocyte Corp (OCX) | 23-Dec-22 | Private Purchase | 250,000 | $0.35 | $87,875.00 | 80% 312.05K to 562.05K | |
| 22-Aug-22 5:52 PM View: | Smith Micro Software Inc. (SMSI) | 22-Aug-22 | Purchase | 2,500 | $2.18 | $5,448.50 | < 1% 332.61K to 335.11K | |
| 18-Aug-22 6:42 PM View: | Smith Micro Software Inc. (SMSI) | 17-Aug-22 | Private Purchase | 15,000 | $2.35 | $35,271.00 | 5% 292.61K to 307.61K | |
| 22-Aug-22 5:52 PM View: | Smith Micro Software Inc. (SMSI) | 17-Aug-22 | Private Purchase | 25,000 | $2.35 | $58,755.00 | 8% 307.61K to 332.61K | |
| 19-Aug-22 8:00 AM View: | Oncocyte Corp (OCX) | 17-Aug-22 | Private Purchase | 15,000 | $0.90 | $13,500.00 | 100% 15.0K to 30.0K | |
| 17-Aug-22 8:15 PM View: | Oncocyte Corp (OCX) | 16-Aug-22 | Purchase | 115,523 | $0.97 | $112,057.00 | 69% 166.53K to 282.05K | |
| 17-Aug-22 8:15 PM View: | Oncocyte Corp (OCX) | 15-Aug-22 | Grant | 10,000 | -- | -- | 8% 122.05K to 132.05K | |
| 17-Aug-22 8:15 PM View: | Oncocyte Corp (OCX) | 15-Aug-22 | Purchase | 34,477 | $0.93 | $32,063.60 | 26% 132.05K to 166.53K | |
| 19-Jul-22 4:05 PM View: | Oncocyte Corp (OCX) | 24-Jun-22 | Option Exercise | 10,000 | -- | -- | 9% 112.05K to 122.05K | |
| 20-Jan-22 5:15 PM View: | Smith Micro Software Inc. (SMSI) | 18-Jan-22 | Grant | 25,000 | -- | -- | 9% 267.61K to 292.61K | |
| 18-Feb-21 7:07 PM View: | Smith Micro Software Inc. (SMSI) | 16-Feb-21 | Grant | 25,000 | -- | -- | 10% 242.61K to 267.61K | |
| 15-Dec-20 6:29 AM View: | Oncocyte Corp (OCX) | 11-Dec-20 | Grant | 9,602 | -- | -- | 9% 102.45K to 112.05K | |
| 12-Aug-20 5:59 PM View: | Smith Micro Software Inc. (SMSI) | 10-Aug-20 | Grant | 10,000 | $3.95 | $39,460.00 | 5% 217.61K to 227.61K | 35% |
| 12-Aug-20 5:59 PM View: | Smith Micro Software Inc. (SMSI) | 10-Aug-20 | Grant | 15,000 | $3.94 | $59,137.50 | 7% 227.61K to 242.61K | 35% |
| 13-Feb-20 7:23 PM View: | Smith Micro Software Inc. (SMSI) | 11-Feb-20 | Grant | 25,000 | -- | -- | 14% 177.61K to 202.61K | |
| 18-Sep-19 4:59 PM View: | Oncocyte Corp (OCX) | 17-Sep-19 | Market Purchase | 50,000 | $2.16 | $108,130.00 | 95% 52.45K to 102.45K | 9% |
| 14-Feb-19 7:46 PM View: | Smith Micro Software Inc. (SMSI) | 12-Feb-19 | Grant | 25,000 | -- | -- | 16% 152.61K to 177.61K | |
| 31-Jul-18 9:38 PM View: | Oncocyte Corp (OCX) | 26-Jul-18 | Purchase | 52,447 | -- | -- | 100% 0 to 52.45K | |
| 21-May-18 4:28 PM View: | Smith Micro Software Inc. (SMSI) | 18-May-18 | Conversion | 43,860 | $1.14 | $50,000.40 | 40% 108.75K to 152.61K | |
| 18-May-17 5:03 PM View: | Smith Micro Software Inc. (SMSI) | 17-May-18 | Grant | 50,000 | $1.10 | $55,000.00 | 40% 123.75K to 173.75K | < 1% |
| 14-Mar-18 8:26 PM View: | Smith Micro Software Inc. (SMSI) | 12-Mar-18 | Grant | 25,000 | -- | -- | 30% 83.75K to 108.75K | |
| 13-Mar-17 5:12 PM View: | Smith Micro Software Inc. (SMSI) | 08-Mar-17 | Grant | 3,750 | -- | -- | 3% 120.0K to 123.75K | |
| 09-Mar-16 3:51 PM View: | Smith Micro Software Inc. (SMSI) | 07-Mar-16 | Grant | 15,000 | -- | -- | 14% 105.0K to 120.0K | |
| 26-Jun-15 8:30 AM View: | Asterias Biotherapeutics, I... (NONE) | 25-Jun-15 | Purchase | 5,000 | $4.32 | $21,600.00 | 100% 0 to 5.0K | |
| 25-Feb-15 6:49 PM View: | Smith Micro Software Inc. (SMSI) | 23-Feb-15 | Grant | 15,000 | -- | -- | 17% 90.0K to 105.0K | |
| 20-Feb-14 5:16 PM View: | Smith Micro Software Inc. (SMSI) | 18-Feb-14 | Grant | 10,000 | -- | -- | 12% 80.0K to 90.0K | |
| 13-Feb-13 4:51 PM View: | Smith Micro Software Inc. (SMSI) | 11-Feb-13 | Grant | 10,000 | -- | -- | 14% 70.0K to 80.0K | |
| 15-Feb-12 7:04 PM View: | Smith Micro Software Inc. (SMSI) | 13-Feb-12 | Grant | 10,000 | -- | -- | 17% 60.0K to 70.0K | |
| 25-Aug-11 7:02 PM View: | Smith Micro Software Inc. (SMSI) | 25-Aug-11 | Market Purchase | 33,801 | $1.75 | $59,151.80 | 39% 86.2K to 120.0K | (24%) |
| 25-Aug-11 7:02 PM View: | Smith Micro Software Inc. (SMSI) | 24-Aug-11 | Market Purchase | 16,199 | $1.75 | $28,345.00 | 23% 70.0K to 86.2K | (24%) |
| 28-Jul-11 5:07 PM View: | Smith Micro Software Inc. (SMSI) | 27-Jul-11 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K |