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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-22 8:11 PM View:  | Moneylion Inc. (FUSE) | 16-Nov-22 | Grant | 93,750 | -- | -- | < 1% 32.67M to 32.77M | |
| 16-Mar-22 6:19 PM View: | Moneylion Inc. (FUSE) | 08-Nov-21 | Grant | 47,846 | -- | -- | < 1% 32.63M to 32.67M | |
| 12-Oct-21 5:56 PM View: | Moneylion Inc. (FUSE) | 22-Sep-21 | Grant | 32,625,200 | -- | -- | 100% 0 to 32.63M | |
| 04-Aug-20 5:46 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 31-Jul-20 | Disposition | 172,335 | $6.00 | $1,034,010.00 | (100%) 172.34K to 0 | (< 1%) |
| 18-Mar-19 5:54 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 14-Mar-19 | Grant | 22,935 | -- | -- | 15% 149.4K to 172.34K | |
| 29-May-18 5:47 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 24-May-18 | Grant | 18,750 | -- | -- | 14% 130.65K to 149.4K | |
| 05-Oct-17 7:07 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 03-Oct-17 | Grant | 5,067 | -- | -- | 4% 125.58K to 130.65K | |
| 17-Mar-17 4:24 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 15-Mar-17 | Grant | 12,091 | -- | -- | 11% 113.49K to 125.58K | |
| 09-May-16 7:50 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-May-16 | Grant | 12,573 | -- | -- | 12% 100.92K to 113.49K | |
| 28-May-15 7:35 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 26-May-15 | Grant | 8,937 | -- | -- | 10% 91.98K to 100.92K | |
| 28-May-15 7:35 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 05-Mar-14 | Grant | 7,537 | -- | -- | 9% 84.44K to 91.98K | |
| 26-Mar-13 9:26 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 22-Mar-13 | Grant Duplicate | 17,046 | -- | -- | < 1% 5.43M to 5.45M | |
| 05-Mar-12 9:36 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 01-Mar-12 | Grant Duplicate | 14,151 | -- | -- | < 1% 5.42M to 5.43M | |
| 27-Oct-11 7:16 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 25-Oct-11 | Grant Duplicate | 9,352 | -- | -- | < 1% 5.41M to 5.42M | |
| 20-Jan-11 4:41 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 18-Jan-11 | Exercise (in-the money or at-the-money) Duplicate | 2,589,670 | $0.49 | $1,268,940.00 | 92% 2.82M to 5.41M | |
| 22-Dec-10 6:35 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 20-Dec-10 | Conversion | 3,864,020 | -- | -- | 100% 0 to 3.86M | |
| 22-Dec-10 6:35 PM View: | GAIN Capital Holdings, Inc. (GCAP) | 20-Dec-10 | Private Sale | 1,042,950 | $9.00 | $9,386,560.00 | (27%) 3.86M to 2.82M |