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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jun-14 3:14 PM View:  | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Disposition | 960,087 | $2.45 | $2,352,210.00 | (99%) 970.09K to 10.0K | 31% |
| 08-Dec-11 8:03 PM View: | Equus Total Return, Inc. (EQS) | 06-Dec-11 | Market Purchase | 7,125 | $2.05 | $14,606.20 | < 1% 962.96K to 970.09K | (18%) |
| 23-Dec-10 4:04 PM View: | Equus Total Return, Inc. (EQS) | 20-Dec-10 | Market Purchase | 6,060 | $2.38 | $14,432.20 | < 1% 956.9K to 962.96K | (31%) |
| 20-Dec-10 8:10 PM View: | Equus Total Return, Inc. (EQS) | 16-Dec-10 | Market Purchase | 7,501 | $2.25 | $16,877.20 | < 1% 949.4K to 956.9K | (27%) |
| 16-Dec-10 8:09 PM View: | Equus Total Return, Inc. (EQS) | 15-Dec-10 | Market Purchase | 1,037 | $2.25 | $2,333.25 | < 1% 948.36K to 949.4K | (27%) |
| 16-Dec-10 8:09 PM View: | Equus Total Return, Inc. (EQS) | 14-Dec-10 | Market Purchase | 1,345 | $2.24 | $3,019.25 | < 1% 947.02K to 948.36K | (27%) |
| 13-Dec-10 6:39 PM View: | Equus Total Return, Inc. (EQS) | 13-Dec-10 | Market Purchase | 1,072 | $2.20 | $2,358.40 | < 1% 945.95K to 947.02K | (25%) |
| 13-Dec-10 6:39 PM View: | Equus Total Return, Inc. (EQS) | 10-Dec-10 | Market Purchase | 1,100 | $2.20 | $2,420.00 | < 1% 944.85K to 945.95K | (25%) |
| 13-Dec-10 6:39 PM View: | Equus Total Return, Inc. (EQS) | 09-Dec-10 | Market Purchase | 90,000 | $2.19 | $197,038.00 | 11% 854.85K to 944.85K | (25%) |
| 08-Dec-10 6:16 PM View: | Equus Total Return, Inc. (EQS) | 06-Dec-10 | Market Purchase | 11,239 | $2.10 | $23,601.90 | 1% 843.61K to 854.85K | (22%) |
| 03-Dec-10 6:15 PM View: | Equus Total Return, Inc. (EQS) | 03-Dec-10 | Market Purchase | 4,000 | $2.10 | $8,400.00 | < 1% 839.61K to 843.61K | (22%) |
| 03-Dec-10 6:15 PM View: | Equus Total Return, Inc. (EQS) | 02-Dec-10 | Market Purchase | 477 | $2.08 | $992.16 | < 1% 839.13K to 839.61K | (21%) |
| 03-Dec-10 6:15 PM View: | Equus Total Return, Inc. (EQS) | 01-Dec-10 | Market Purchase | 100 | $2.08 | $208.00 | < 1% 839.03K to 839.13K | (21%) |
| 29-Nov-10 6:32 PM View: | Equus Total Return, Inc. (EQS) | 24-Nov-10 | Market Purchase | 17,000 | $2.03 | $34,505.00 | 2% 822.03K to 839.03K | (19%) |