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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-23 11:27 AM View:  | Clean Harbors Inc. (CLH) | 24-May-23 | Grant | 1,148 | -- | -- | 105% 1.1K to 2.25K | |
| 26-May-23 2:49 PM View: | Janus Henderson Group Plc (JHG) | 24-May-23 | Grant | 4,649 | $25.63 | $119,154.00 | 100% 0 to 4.65K | |
| 05-Oct-22 12:58 PM View: | Clean Harbors Inc. (CLH) | 01-Oct-22 | Grant | 1,098 | -- | -- | 100% 0 to 1.1K | |
| 04-Aug-20 7:19 PM View: | Legg Mason Inc. (LM) | 31-Jul-20 | Disposition | 6,229 | -- | -- | (100%) 6.23K to 0 | |
| 29-Jun-20 4:21 PM View: | Legg Mason Inc. (LM) | 26-Jun-20 | Gift | 1,008 | -- | -- | (14%) 7.24K to 6.23K | |
| 31-Jul-19 4:14 PM View: | Legg Mason Inc. (LM) | 30-Jul-19 | Grant | 3,276 | -- | -- | 83% 3.96K to 7.24K | |
| 01-Aug-18 12:52 PM View: | Legg Mason Inc. (LM) | 31-Jul-18 | Grant | 2,183 | -- | -- | 123% 1.78K to 3.96K | |
| 03-Jan-18 1:27 PM View: | Legg Mason Inc. (LM) | 29-Dec-17 | Grant | 1,778 | -- | -- | 100% 0 to 1.78K | |
| 17-Feb-17 4:20 PM View: | State Street Corp. (STT) | 15-Feb-17 | Payment of Exercise | 9,299 | $81.91 | $761,681.00 | (11%) 82.49K to 73.19K | 15% |
| 02-Mar-16 4:10 PM View: | State Street Corp. (STT) | 29-Feb-16 | Grant | 14,162 | -- | -- | 21% 67.91K to 82.08K | |
| 17-Feb-16 5:27 PM View: | State Street Corp. (STT) | 16-Feb-16 | Market Sale (Planned) | 20,302 | $55.33 | $1,123,310.00 | (23%) 88.22K to 67.91K | (29%) |
| 17-Feb-16 5:27 PM View: | State Street Corp. (STT) | 15-Feb-16 | Payment of Exercise | 13,106 | $54.68 | $716,636.00 | (13%) 101.32K to 88.22K | (30%) |
| 29-Oct-15 4:11 PM View: | State Street Corp. (STT) | 27-Oct-15 | Gift | 750 | -- | -- | (< 1%) 101.95K to 101.2K | |
| 11-Jun-15 4:15 PM View: | State Street Corp. (STT) | 10-Jun-15 | Market Sale (Planned) | 5,332 | $80.00 | $426,560.00 | (5%) 107.11K to 101.78K | 10% |
| 23-Feb-15 4:43 PM View: | State Street Corp. (STT) | 19-Feb-15 | Grant | 27,519 | -- | -- | 34% 81.17K to 108.69K | |
| 23-Feb-15 4:43 PM View: | State Street Corp. (STT) | 19-Feb-15 | Payment of Exercise | 1,644 | $76.54 | $125,832.00 | (2%) 108.69K to 107.04K | 5% |
| 18-Feb-15 6:02 PM View: | State Street Corp. (STT) | 17-Feb-15 | Market Sale (Planned) | 16,574 | $75.22 | $1,246,700.00 | (17%) 97.74K to 81.17K | 4% |
| 18-Feb-15 6:02 PM View: | State Street Corp. (STT) | 15-Feb-15 | Payment of Exercise | 14,355 | $76.93 | $1,104,330.00 | (13%) 112.1K to 97.74K | 6% |
| 21-Nov-14 4:05 PM View: | State Street Corp. (STT) | 19-Nov-14 | Gift | 19,538 | -- | -- | 17% 112.68K to 132.22K | |
| 21-Nov-14 4:05 PM View: | State Street Corp. (STT) | 19-Nov-14 | Gift | 20,186 | -- | -- | (15%) 132.22K to 112.03K | |
| 05-May-14 4:11 PM View: | State Street Corp. (STT) | 01-May-14 | Market Sale (Planned) | 3,308 | $64.66 | $213,895.00 | (3%) 115.85K to 112.54K | (14%) |
| 24-Feb-14 4:26 PM View: | State Street Corp. (STT) | 20-Feb-14 | Grant | 34,038 | -- | -- | 40% 84.7K to 118.74K | |
| 24-Feb-14 4:26 PM View: | State Street Corp. (STT) | 20-Feb-14 | Payment of Exercise | 2,959 | $67.82 | $200,679.00 | (2%) 118.74K to 115.78K | (9%) |
| 19-Feb-14 5:13 PM View: | State Street Corp. (STT) | 18-Feb-14 | Market Sale | 18,000 | $68.19 | $1,227,420.00 | (18%) 102.7K to 84.7K | (8%) |
| 19-Feb-14 5:13 PM View: | State Street Corp. (STT) | 15-Feb-14 | Payment of Exercise | 12,951 | $68.81 | $891,158.00 | (11%) 115.66K to 102.7K | (7%) |
| 29-Jan-14 4:08 PM View: | State Street Corp. (STT) | 28-Jan-14 | Option Exercise | 1,961 | $52.78 | $103,502.00 | 2% 115.66K to 117.62K | |
| 29-Jan-14 4:08 PM View: | State Street Corp. (STT) | 28-Jan-14 | Market Option Sale | 1,961 | $68.57 | $134,466.00 | (2%) 117.62K to 115.66K | (8%) |
| 16-May-13 6:05 PM View: | State Street Corp. (STT) | 15-May-13 | Option Exercise | 4,693 | $45.12 | $211,748.00 | 4% 114.49K to 119.19K | |
| 16-May-13 6:05 PM View: | State Street Corp. (STT) | 15-May-13 | Market Option Sale | 3,673 | $63.44 | $233,015.00 | (3%) 119.19K to 115.51K | (18%) |
| 28-Feb-13 4:07 PM View: | State Street Corp. (STT) | 26-Feb-13 | Market Sale | 11,000 | $56.29 | $619,190.00 | (9%) 125.44K to 114.44K | (33%) |
| 25-Feb-13 6:58 PM View: | State Street Corp. (STT) | 21-Feb-13 | Grant | 54,371 | -- | -- | 72% 75.01K to 129.38K | |
| 25-Feb-13 6:58 PM View: | State Street Corp. (STT) | 21-Feb-13 | Payment of Exercise | 3,938 | $56.09 | $220,882.00 | (3%) 129.38K to 125.44K | (34%) |
| 20-Feb-13 5:12 PM View: | State Street Corp. (STT) | 15-Feb-13 | Payment of Exercise | 7,581 | $57.24 | $433,936.00 | (9%) 82.59K to 75.01K | (31%) |
| 24-Jan-13 4:16 PM View: | State Street Corp. (STT) | 22-Jan-13 | Market Sale | 2,907 | $55.15 | $160,321.00 | (3%) 85.5K to 82.59K | (36%) |
| 29-Feb-12 4:42 PM View: | State Street Corp. (STT) | 27-Feb-12 | Option Exercise | 4,000 | $38.85 | $155,400.00 | 4% 92.23K to 96.23K | 91% |
| 29-Feb-12 4:42 PM View: | State Street Corp. (STT) | 27-Feb-12 | Market Option Sale | 4,000 | $40.16 | $160,640.00 | (4%) 96.23K to 92.23K | (85%) |
| 29-Feb-12 4:42 PM View: | State Street Corp. (STT) | 27-Feb-12 | Market Sale | 7,000 | $40.16 | $281,120.00 | (8%) 92.23K to 85.23K | (85%) |
| 17-Feb-12 9:15 PM View: | State Street Corp. (STT) | 16-Feb-12 | Grant | 64,054 | -- | -- | 208% 30.83K to 94.88K | |
| 17-Feb-12 9:15 PM View: | State Street Corp. (STT) | 16-Feb-12 | Payment of Exercise | 2,653 | $40.36 | $107,075.00 | (3%) 94.88K to 92.23K | (84%) |
| 17-Feb-12 9:15 PM View: | State Street Corp. (STT) | 15-Feb-12 | Payment of Exercise | 2,495 | $39.52 | $98,602.40 | (7%) 33.32K to 30.83K | (88%) |
| 28-Feb-11 8:53 PM View: | State Street Corp. (STT) | 24-Feb-11 | Grant | 5,021 | -- | -- | 18% 28.46K to 33.48K | |
| 28-Feb-11 8:53 PM View: | State Street Corp. (STT) | 24-Feb-11 | Payment of Exercise | 399 | $44.27 | $17,663.70 | (1%) 33.48K to 33.08K | (71%) |
| 17-Feb-11 4:25 PM View: | State Street Corp. (STT) | 15-Feb-11 | Payment of Exercise | 2,712 | $45.70 | $123,938.00 | (9%) 31.17K to 28.46K | (65%) |