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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-May-23 4:20 PM View:  | Amerigon Inc. (THRM) | 18-May-23 | Grant | 2,147 | -- | -- | 10% 21.09K to 23.23K | |
| 06-Jun-22 12:00 PM View: | Amerigon Inc. (THRM) | 02-Jun-22 | Grant | 1,700 | -- | -- | 9% 19.39K to 21.09K | |
| 24-May-21 3:45 PM View: | Amerigon Inc. (THRM) | 20-May-21 | Grant | 1,422 | -- | -- | 8% 17.96K to 19.39K | |
| 26-May-20 4:20 PM View: | Amerigon Inc. (THRM) | 21-May-20 | Grant | 5,644 | -- | -- | 46% 12.32K to 17.96K | |
| 17-May-19 2:12 PM View: | Amerigon Inc. (THRM) | 16-May-19 | Grant | 2,490 | -- | -- | 25% 9.83K to 12.32K | |
| 03-Aug-18 1:21 PM View: | Amerigon Inc. (THRM) | 03-Aug-18 | Market Purchase | 1,500 | $45.90 | $68,855.40 | 18% 8.33K to 9.83K | 57% |
| 31-May-18 8:03 AM View: | BorgWarner Inc. (BWA) | 22-May-18 | Gift | 60,000 | -- | -- | 36% 169.01K to 229.01K | |
| 31-May-18 8:03 AM View: | BorgWarner Inc. (BWA) | 22-May-18 | Gift | 60,000 | -- | -- | (26%) 229.01K to 169.01K | |
| 21-May-18 11:15 AM View: | Amerigon Inc. (THRM) | 18-May-18 | Grant | 2,857 | -- | -- | 52% 5.47K to 8.33K | |
| 01-May-18 2:32 PM View: | BorgWarner Inc. (BWA) | 28-Apr-18 | Payment of Exercise | 3,102 | $50.58 | $156,899.00 | (2%) 172.11K to 169.01K | 7% |
| 13-Feb-18 3:40 PM View: | BorgWarner Inc. (BWA) | 10-Feb-18 | Payment of Exercise | 2,262 | -- | -- | (1%) 174.38K to 172.11K | |
| 13-Feb-18 3:40 PM View: | BorgWarner Inc. (BWA) | 09-Feb-18 | Payment of Exercise | 3,530 | -- | -- | (2%) 177.91K to 174.38K | |
| 08-Feb-18 2:28 PM View: | BorgWarner Inc. (BWA) | 06-Feb-18 | Grant | 28,321 | -- | -- | 19% 149.59K to 177.91K | |
| 22-May-17 9:10 AM View: | Amerigon Inc. (THRM) | 19-May-17 | Grant | 2,751 | -- | -- | 101% 2.72K to 5.47K | |
| 08-May-17 10:04 AM View: | BorgWarner Inc. (BWA) | 05-May-17 | Market Sale | 3,776 | $41.53 | $156,811.00 | (2%) 152.68K to 148.91K | (11%) |
| 02-May-17 9:38 AM View: | BorgWarner Inc. (BWA) | 28-Apr-17 | Payment of Exercise | 3,244 | -- | -- | (2%) 155.93K to 152.68K | |
| 14-Feb-17 10:00 PM View: | BorgWarner Inc. (BWA) | 10-Feb-17 | Payment of Exercise | 8,619 | -- | -- | (5%) 164.55K to 155.93K | |
| 09-Feb-17 2:37 PM View: | BorgWarner Inc. (BWA) | 07-Feb-17 | Grant | 23,908 | -- | -- | 17% 140.64K to 164.55K | |
| 26-May-16 4:36 PM View: | Amerigon Inc. (THRM) | 26-May-16 | Grant | 2,723 | -- | -- | 100% 0 to 2.72K | |
| 04-May-16 4:03 PM View: | BorgWarner Inc. (BWA) | 04-May-16 | Market Sale | 3,721 | $35.06 | $130,475.00 | (3%) 143.53K to 139.81K | (30%) |
| 02-May-16 8:07 AM View: | BorgWarner Inc. (BWA) | 28-Apr-16 | Payment of Exercise | 3,198 | $37.04 | $118,454.00 | (2%) 146.73K to 143.53K | (23%) |
| 18-Mar-16 1:49 PM View: | BorgWarner Inc. (BWA) | 16-Mar-16 | Acquisition | 6,866 | $37.61 | $258,222.00 | 5% 139.79K to 146.66K | 21% |
| 16-Mar-16 9:21 AM View: | BorgWarner Inc. (BWA) | 14-Mar-16 | Option Exercise | 28,000 | $34.94 | $978,460.00 | 21% 132.13K to 160.13K | 30% |
| 16-Mar-16 9:21 AM View: | BorgWarner Inc. (BWA) | 14-Mar-16 | Market Option Sale | 20,344 | $35.68 | $725,807.00 | (13%) 160.13K to 139.79K | (28%) |
| 16-Feb-16 10:00 PM View: | BorgWarner Inc. (BWA) | 12-Feb-16 | Payment of Exercise | 1,713 | -- | -- | (1%) 133.85K to 132.13K | |
| 12-Feb-16 12:37 PM View: | BorgWarner Inc. (BWA) | 10-Feb-16 | Payment of Exercise | 4,250 | -- | -- | (3%) 138.1K to 133.85K | |
| 10-Feb-16 11:45 AM View: | BorgWarner Inc. (BWA) | 09-Feb-16 | Grant | 15,748 | -- | -- | 13% 122.35K to 138.1K | |
| 30-Apr-15 9:20 PM View: | BorgWarner Inc. (BWA) | 28-Apr-15 | Grant | 20,514 | -- | -- | 20% 101.28K to 121.8K | |
| 30-Mar-15 1:08 PM View: | BorgWarner Inc. (BWA) | 28-Mar-15 | Payment of Exercise | 1,194 | $59.39 | $70,911.70 | (1%) 102.42K to 101.22K | 24% |
| 17-Feb-15 4:31 PM View: | BorgWarner Inc. (BWA) | 12-Feb-15 | Payment of Exercise | 1,693 | $60.19 | $101,893.00 | (2%) 104.11K to 102.42K | 25% |
| 12-Feb-15 7:36 PM View: | BorgWarner Inc. (BWA) | 10-Feb-15 | Grant | 27,654 | -- | -- | 36% 76.53K to 104.18K | |
| 10-Feb-15 6:16 PM View: | BorgWarner Inc. (BWA) | 07-Feb-15 | Payment of Exercise | 686 | $58.71 | $40,271.60 | (< 1%) 77.21K to 76.53K | 24% |
| 01-Apr-14 9:01 AM View: | BorgWarner Inc. (BWA) | 28-Mar-14 | Payment of Exercise | 963 | -- | -- | (1%) 77.9K to 76.94K | |
| 12-Feb-14 2:52 PM View: | BorgWarner Inc. (BWA) | 10-Feb-14 | Grant | 19,182 | -- | -- | 33% 58.72K to 77.9K | |
| 11-Feb-14 4:29 PM View: | BorgWarner Inc. (BWA) | 07-Feb-14 | Payment of Exercise | 1,271 | -- | -- | (2%) 59.99K to 58.72K | |
| 19-Nov-13 7:19 PM View: | BorgWarner Inc. (BWA) | 19-Nov-13 | Option Exercise | 25,550 | $29.42 | $751,560.00 | 85% 29.94K to 55.49K | |
| 19-Nov-13 7:19 PM View: | BorgWarner Inc. (BWA) | 19-Nov-13 | Market Option Sale | 25,550 | $103.07 | $2,633,340.00 | (46%) 55.49K to 29.94K | 14% |
| 14-Feb-13 4:09 PM View: | BorgWarner Inc. (BWA) | 12-Feb-13 | Grant | 10,305 | -- | -- | 52% 19.64K to 29.94K | |
| 11-Feb-13 4:10 PM View: | BorgWarner Inc. (BWA) | 10-Feb-13 | Payment of Exercise | 138 | -- | -- | (< 1%) 19.77K to 19.64K | |
| 11-Feb-13 4:10 PM View: | BorgWarner Inc. (BWA) | 09-Feb-13 | Payment of Exercise | 904 | -- | -- | (4%) 20.68K to 19.77K | |
| 11-Feb-13 4:10 PM View: | BorgWarner Inc. (BWA) | 07-Feb-13 | Payment of Exercise | 321 | -- | -- | (2%) 21.0K to 20.68K | |
| 30-Mar-12 4:04 PM View: | BorgWarner Inc. (BWA) | 28-Mar-12 | Grant | 2,545 | -- | -- | 14% 18.45K to 21.0K | |
| 13-Feb-12 4:59 PM View: | BorgWarner Inc. (BWA) | 10-Feb-12 | Payment of Exercise | 1,460 | -- | -- | (7%) 19.91K to 18.45K | |
| 13-Feb-12 4:59 PM View: | BorgWarner Inc. (BWA) | 09-Feb-12 | Payment of Exercise | 805 | -- | -- | (4%) 20.72K to 19.91K | |
| 08-Feb-12 5:39 PM View: | BorgWarner Inc. (BWA) | 07-Feb-12 | Grant | 7,075 | -- | -- | 52% 13.64K to 20.72K | |
| 14-Feb-11 11:52 AM View: | BorgWarner Inc. (BWA) | 10-Feb-11 | Grant | 535 | -- | -- | 4% 14.57K to 15.1K | |
| 14-Feb-11 11:52 AM View: | BorgWarner Inc. (BWA) | 10-Feb-11 | Payment of Exercise | 1,460 | -- | -- | (10%) 15.1K to 13.64K | |
| 09-Feb-11 10:53 AM View: | BorgWarner Inc. (BWA) | 07-Feb-11 | Grant | 1,245 | -- | -- | 9% 13.9K to 15.15K | |
| 09-Feb-11 10:53 AM View: | BorgWarner Inc. (BWA) | 07-Feb-11 | Payment of Exercise | 580 | $66.43 | $38,529.40 | (4%) 15.15K to 14.57K | (30%) |