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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Feb-16 3:54 PM View:  | Spectra Energy Corp. (SE) | 19-Feb-16 | Payment of Exercise | 4,103 | $28.63 | $117,469.00 | (5%) 90.11K to 86.01K | 41% |
| 23-Feb-16 3:54 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Option Exercise | 8,600 | -- | -- | 11% 81.51K to 90.11K | |
| 17-Feb-16 6:21 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Payment of Exercise | 2,247 | $28.49 | $64,017.00 | (3%) 83.76K to 81.51K | 41% |
| 17-Feb-16 6:21 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Option Exercise | 4,710 | -- | -- | 6% 79.05K to 83.76K | |
| 10-Feb-16 10:00 PM View: | Spectra Energy Corp. (SE) | 08-Feb-16 | Disposition | 6,092 | $28.56 | $174,021.00 | (7%) 85.14K to 79.05K | 40% |
| 24-Feb-15 4:33 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Payment of Exercise | 3,527 | $36.25 | $127,854.00 | (5%) 68.51K to 64.99K | 51% |
| 24-Feb-15 4:33 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Option Exercise | 7,700 | -- | -- | 13% 60.81K to 68.51K | |
| 17-Feb-15 3:50 PM View: | Spectra Energy Corp. (SE) | 13-Feb-15 | Market Sale | 7,500 | $36.62 | $274,650.00 | (11%) 68.31K to 60.81K | 52% |
| 25-Feb-14 12:53 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Payment of Exercise | 3,510 | $37.64 | $132,116.00 | (5%) 71.82K to 68.31K | 51% |
| 25-Feb-14 12:53 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Option Exercise | 9,000 | $37.64 | $338,760.00 | 14% 62.82K to 71.82K | (51%) |
| 19-Feb-14 3:58 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Payment of Exercise | 2,563 | $37.05 | $94,959.10 | (4%) 65.39K to 62.82K | 50% |
| 19-Feb-14 3:58 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Option Exercise | 6,570 | $37.05 | $243,418.00 | 11% 58.82K to 65.39K | (50%) |
| 02-Jul-13 2:14 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Payment of Exercise | 1,248 | $34.68 | $43,280.60 | (2%) 60.06K to 58.82K | 46% |
| 02-Jul-13 2:14 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Option Exercise | 3,200 | $34.68 | $110,976.00 | 6% 56.86K to 60.06K | (46%) |
| 27-Feb-13 12:07 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Payment of Exercise | 3,588 | $29.52 | $105,918.00 | (6%) 60.45K to 56.86K | 35% |
| 27-Feb-13 12:07 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Option Exercise | 9,200 | $29.52 | $271,584.00 | 18% 51.25K to 60.45K | (35%) |
| 20-Feb-13 5:16 PM View: | Spectra Energy Corp. (SE) | 15-Feb-13 | Payment of Exercise | 5,707 | $29.46 | $168,128.00 | (10%) 56.96K to 51.25K | 35% |
| 20-Feb-13 5:16 PM View: | Spectra Energy Corp. (SE) | 15-Feb-13 | Option Exercise | 14,630 | $29.46 | $431,000.00 | 35% 42.33K to 56.96K | (35%) |
| 19-Feb-13 3:35 PM View: | Spectra Energy Corp. (SE) | 12-Feb-13 | Option Exercise | 575 | $11.86 | $6,819.50 | 1% 41.75K to 42.33K | |
| 28-Feb-12 11:32 AM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Payment of Exercise | 4,407 | $31.73 | $139,834.00 | (10%) 46.16K to 41.75K | 38% |
| 28-Feb-12 11:32 AM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Option Exercise | 11,300 | $31.73 | $358,549.00 | 32% 34.86K to 46.16K | (38%) |
| 22-Feb-12 3:11 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Payment of Exercise | 7,755 | $30.95 | $240,017.00 | (18%) 42.62K to 34.86K | 36% |
| 22-Feb-12 3:11 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Option Exercise | 19,884 | $30.95 | $615,410.00 | 87% 22.73K to 42.62K | (36%) |
| 07-Feb-12 4:56 PM View: | Spectra Energy Corp. (SE) | 07-Feb-12 | Option Exercise | 2,081 | $28.87 | $60,078.50 | 9% 22.73K to 24.81K | |
| 07-Feb-12 4:56 PM View: | Spectra Energy Corp. (SE) | 07-Feb-12 | Market Option Sale | 2,081 | $30.92 | $64,351.40 | (8%) 24.81K to 22.73K | 35% |
| 06-Apr-11 11:43 AM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Payment of Exercise | 107 | $27.31 | $2,922.17 | (< 1%) 22.84K to 22.73K | 25% |
| 06-Apr-11 11:43 AM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Option Exercise | 273 | $27.31 | $7,455.63 | 1% 22.57K to 22.84K | (25%) |
| 01-Mar-11 3:28 PM View: | Spectra Energy Corp. (SE) | 25-Feb-11 | Payment of Exercise | 3,159 | $26.36 | $83,271.20 | (12%) 25.73K to 22.57K | 22% |
| 01-Mar-11 3:28 PM View: | Spectra Energy Corp. (SE) | 25-Feb-11 | Option Exercise | 8,100 | $26.36 | $213,516.00 | 46% 17.63K to 25.73K | (22%) |
| 23-Feb-11 4:57 PM View: | Spectra Energy Corp. (SE) | 21-Feb-11 | Payment of Exercise | 5,367 | $26.25 | $140,884.00 | (23%) 22.99K to 17.63K | 22% |
| 23-Feb-11 4:57 PM View: | Spectra Energy Corp. (SE) | 21-Feb-11 | Option Exercise | 13,760 | $26.25 | $361,200.00 | 149% 9.23K to 22.99K | (22%) |
| 17-Feb-11 10:44 AM View: | Spectra Energy Corp. (SE) | 16-Feb-11 | Option Exercise | 1,503 | $26.20 | $39,383.10 | 16% 9.23K to 10.73K | (21%) |
| 17-Feb-11 10:44 AM View: | Spectra Energy Corp. (SE) | 16-Feb-11 | Market Option Sale | 1,503 | $26.20 | $39,383.10 | (14%) 10.73K to 9.23K | 21% |