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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Apr-24 12:34 PM View:  | Carnival Corp. (CCL) | 08-Apr-24 | Grant | 12,141 | -- | -- | 25% 49.51K to 61.65K | |
| 10-Apr-24 12:57 PM View: | Carnival plc (CUK) | 08-Apr-24 | Grant | 12,141 | -- | -- | 25% 49.51K to 61.65K | |
| 25-Apr-23 11:36 AM View: | Carnival Corp. (CCL) | 21-Apr-23 | Grant | 18,656 | -- | -- | 60% 30.85K to 49.51K | |
| 25-Apr-23 11:54 AM View: | Carnival plc (CUK) | 21-Apr-23 | Grant | 18,656 | -- | -- | 60% 30.85K to 49.51K | |
| 12-Apr-22 11:31 AM View: | Carnival Corp. (CCL) | 08-Apr-22 | Grant | 9,541 | -- | -- | 45% 21.31K to 30.85K | |
| 12-Apr-22 11:50 AM View: | Carnival plc (CUK) | 08-Apr-22 | Grant | 9,541 | -- | -- | 45% 21.31K to 30.85K | |
| 22-Apr-21 1:07 PM View: | Carnival Corp. (CCL) | 20-Apr-21 | Grant | 6,804 | -- | -- | 47% 14.51K to 21.31K | |
| 22-Apr-21 1:28 PM View: | Carnival plc (CUK) | 20-Apr-21 | Grant | 6,804 | -- | -- | 47% 14.51K to 21.31K | |
| 24-Jun-20 11:35 AM View: | Carnival Corp. (CCL) | 22-Jun-20 | Grant | 14,509 | -- | -- | 100% 0 to 14.51K | |
| 24-Jun-20 11:37 AM View: | Carnival plc (CUK) | 22-Jun-20 | Grant | 14,509 | -- | -- | 100% 0 to 14.51K | |
| 06-Feb-18 5:53 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Feb-18 | Payment of Exercise | 11,777 | $105.52 | $1,242,710.00 | (13%) 89.97K to 78.2K | (27%) |
| 30-Jan-18 6:52 PM View: | Wal-Mart Stores Inc. (WMT) | 26-Jan-18 | Payment of Exercise | 1,769 | $106.60 | $188,575.00 | (2%) 91.74K to 89.97K | (25%) |
| 30-Nov-17 5:33 PM View: | Wal-Mart Stores Inc. (WMT) | 29-Nov-17 | Market Sale | 10,090 | $97.63 | $985,122.00 | (10%) 101.82K to 91.73K | (36%) |
| 31-Aug-17 5:58 PM View: | Wal-Mart Stores Inc. (WMT) | 29-Aug-17 | Market Sale | 9,216 | $78.96 | $727,698.00 | (8%) 111.02K to 101.81K | (68%) |
| 30-May-17 7:58 PM View: | Wal-Mart Stores Inc. (WMT) | 30-May-17 | Payment of Exercise | 4,869 | $78.13 | $380,415.00 | (4%) 117.47K to 112.61K | (69%) |
| 30-May-17 7:58 PM View: | Wal-Mart Stores Inc. (WMT) | 30-May-17 | Gift | 1,600 | -- | -- | (1%) 112.61K to 111.0K | |
| 26-May-17 5:41 PM View: | Wal-Mart Stores Inc. (WMT) | 24-May-17 | Market Sale | 11,104 | $78.20 | $868,300.00 | (9%) 128.58K to 117.47K | (69%) |
| 14-Mar-17 7:37 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Mar-17 | Grant | 20,291 | $69.86 | $1,417,530.00 | 17% 118.18K to 138.47K | 90% |
| 14-Mar-17 7:37 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Mar-17 | Payment of Exercise | 9,913 | $69.86 | $692,522.00 | (7%) 138.47K to 128.56K | (90%) |
| 03-Feb-17 8:12 PM View: | Wal-Mart Stores Inc. (WMT) | 24-Jan-17 | Payment of Exercise | 2,317 | $66.65 | $154,428.00 | (2%) 120.5K to 118.18K | (101%) |
| 25-Jan-17 6:41 PM View: | Wal-Mart Stores Inc. (WMT) | 23-Jan-17 | Grant | 18,755 | -- | -- | 18% 101.74K to 120.5K | |
| 16-Sep-16 8:08 PM View: | Wal-Mart Stores Inc. (WMT) | 14-Sep-16 | Gift | 1,750 | -- | -- | (2%) 103.47K to 101.72K | |
| 02-Jun-16 6:59 PM View: | Wal-Mart Stores Inc. (WMT) | 31-May-16 | Payment of Exercise | 4,869 | $70.75 | $344,482.00 | (4%) 108.3K to 103.44K | (92%) |
| 10-Mar-16 7:19 PM View: | Wal-Mart Stores Inc. (WMT) | 08-Mar-16 | Gift | 1,500 | -- | -- | (1%) 109.78K to 108.28K | |
| 04-Mar-16 7:13 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-16 | Grant | 12,399 | $66.46 | $824,038.00 | 12% 102.15K to 114.55K | 107% |
| 04-Mar-16 7:13 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-16 | Payment of Exercise | 4,763 | $66.46 | $316,549.00 | (4%) 114.55K to 109.78K | (107%) |
| 01-Feb-16 6:22 PM View: | Wal-Mart Stores Inc. (WMT) | 28-Jan-16 | Payment of Exercise | 2,109 | $63.95 | $134,871.00 | (2%) 104.25K to 102.14K | (115%) |
| 27-Jan-16 7:47 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Jan-16 | Grant | 7,880 | -- | -- | 8% 96.37K to 104.25K | |
| 03-Aug-15 6:11 PM View: | Wal-Mart Stores Inc. (WMT) | 01-Aug-15 | Payment of Exercise | 4,772 | $71.98 | $343,489.00 | (5%) 101.1K to 96.33K | (94%) |
| 08-Jun-15 5:43 PM View: | Wal-Mart Stores Inc. (WMT) | 04-Jun-15 | Gift | 2,005 | -- | -- | (2%) 103.08K to 101.08K | |
| 01-Apr-15 6:16 PM View: | Wal-Mart Stores Inc. (WMT) | 30-Mar-15 | Disposition | 730 | $81.35 | $59,385.50 | (< 1%) 103.8K to 103.07K | (73%) |
| 04-Mar-15 5:44 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-15 | Grant | 12,362 | $83.93 | $1,037,540.00 | 13% 96.71K to 109.08K | 69% |
| 04-Mar-15 5:44 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-15 | Payment of Exercise | 5,275 | $83.93 | $442,731.00 | (5%) 109.08K to 103.8K | (69%) |
| 03-Feb-15 7:31 PM View: | Wal-Mart Stores Inc. (WMT) | 30-Jan-15 | Payment of Exercise | 2,100 | $87.72 | $184,212.00 | (2%) 98.81K to 96.71K | (61%) |
| 28-Jan-15 7:19 PM View: | Wal-Mart Stores Inc. (WMT) | 26-Jan-15 | Grant | 5,641 | -- | -- | 6% 93.17K to 98.81K | |
| 18-Nov-14 5:52 PM View: | Wal-Mart Stores Inc. (WMT) | 14-Nov-14 | Market Sale | 4,000 | $82.52 | $330,080.00 | (4%) 97.16K to 93.16K | (73%) |
| 25-Jun-14 5:13 PM View: | Wal-Mart Stores Inc. (WMT) | 23-Jun-14 | Gift | 2,600 | -- | -- | (3%) 99.73K to 97.13K | |
| 11-Apr-14 5:53 PM View: | Wal-Mart Stores Inc. (WMT) | 09-Apr-14 | Payment of Exercise | 3,224 | $78.18 | $252,052.00 | (3%) 102.93K to 99.7K | (84%) |
| 01-Apr-14 4:37 PM View: | Wal-Mart Stores Inc. (WMT) | 30-Mar-14 | Payment of Exercise | 729 | $76.01 | $55,411.30 | (< 1%) 103.66K to 102.93K | (90%) |
| 06-Mar-14 5:29 PM View: | Wal-Mart Stores Inc. (WMT) | 04-Mar-14 | Grant | 10,099 | $74.12 | $748,538.00 | 10% 97.34K to 107.44K | 96% |
| 06-Mar-14 5:29 PM View: | Wal-Mart Stores Inc. (WMT) | 04-Mar-14 | Payment of Exercise | 3,780 | $74.12 | $280,174.00 | (4%) 107.44K to 103.66K | (96%) |
| 28-Jan-14 6:45 PM View: | Wal-Mart Stores Inc. (WMT) | 24-Jan-14 | Grant | 6,719 | -- | -- | 7% 90.61K to 97.33K | |
| 22-Jan-14 6:03 PM View: | Wal-Mart Stores Inc. (WMT) | 18-Jan-14 | Payment of Exercise | 1,721 | $76.19 | $131,123.00 | (2%) 92.34K to 90.61K | (90%) |
| 31-Dec-13 4:40 PM View: | Wal-Mart Stores Inc. (WMT) | 29-Dec-13 | Payment of Exercise | 2,571 | $78.47 | $201,746.00 | (3%) 94.89K to 92.32K | (85%) |
| 18-Dec-13 5:37 PM View: | Wal-Mart Stores Inc. (WMT) | 16-Dec-13 | Gift | 1,300 | -- | -- | (1%) 96.19K to 94.89K | |
| 05-Aug-13 6:22 PM View: | Wal-Mart Stores Inc. (WMT) | 01-Aug-13 | Payment of Exercise | 4,781 | $78.22 | $373,970.00 | (5%) 100.95K to 96.17K | (88%) |
| 12-Jun-13 5:39 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Jun-13 | Option Exercise | 9,314 | $50.61 | $471,389.00 | 9% 100.94K to 110.25K | |
| 12-Jun-13 5:39 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Jun-13 | Market Option Sale | 9,314 | $75.76 | $705,629.00 | (8%) 110.25K to 100.94K | (94%) |
| 07-Jun-13 4:54 PM View: | Wal-Mart Stores Inc. (WMT) | 05-Jun-13 | Grant | 19,934 | -- | -- | 25% 81.01K to 100.94K | |
| 31-May-13 4:57 PM View: | Wal-Mart Stores Inc. (WMT) | 29-May-13 | Gift | 1,300 | -- | -- | (2%) 82.31K to 81.01K |