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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-19 4:38 PM View:  | Empire Resorts Inc. (NYNY) | 15-Nov-19 | Disposition | 27,584 | $9.74 | $268,668.00 | (100%) 27.58K to 0 | |
| 23-Jan-19 9:25 PM View: | Empire Resorts Inc. (NYNY) | 20-Jan-19 | Option Exercise | 11,250 | -- | -- | 69% 16.33K to 27.58K | |
| 07-Aug-18 3:22 PM View: | Empire Resorts Inc. (NYNY) | 05-Aug-18 | Payment of Exercise | 2,418 | $12.35 | $29,862.30 | (13%) 18.75K to 16.33K | |
| 14-Mar-18 6:10 PM View: | Empire Resorts Inc. (NYNY) | 12-Mar-18 | Grant | 6,600 | -- | -- | 54% 12.15K to 18.75K | |
| 07-Feb-18 4:15 PM View: | Empire Resorts Inc. (NYNY) | 05-Feb-18 | Payment of Exercise | 2,539 | $28.85 | $73,250.10 | (17%) 14.69K to 12.15K | |
| 03-May-17 4:30 PM View: | Empire Resorts Inc. (NYNY) | 01-May-17 | Grant | 1,000 | -- | -- | 7% 13.69K to 14.69K | |
| 15-Nov-16 4:02 PM View: | Empire Resorts Inc. (NYNY) | 12-Nov-16 | Payment of Exercise | 309 | $22.25 | $6,875.25 | (2%) 14.0K to 13.69K | 60% |
| 07-May-15 9:24 AM View: | Empire Resorts Inc. (NYNY) | 05-May-15 | Grant | 50,000 | -- | -- | 250% 20.0K to 70.0K | |
| 05-Jan-15 12:51 PM View: | Empire Resorts Inc. (NYNY) | 02-Jan-15 | Option Exercise | 20,000 | $2.79 | $55,800.00 | 100% 20.0K to 40.0K | |
| 05-Jan-15 12:51 PM View: | Empire Resorts Inc. (NYNY) | 02-Jan-15 | Market Option Sale (Planned) | 20,000 | $7.51 | $150,208.00 | (50%) 40.0K to 20.0K | 39% |
| 10-Nov-14 5:47 PM View: | Empire Resorts Inc. (NYNY) | 06-Nov-14 | Option Exercise | 6,666 | $2.79 | $18,598.10 | 33% 20.0K to 26.67K | |
| 10-Nov-14 5:47 PM View: | Empire Resorts Inc. (NYNY) | 06-Nov-14 | Market Option Sale (Planned) | 6,666 | $8.01 | $53,386.70 | (25%) 26.67K to 20.0K | 43% |
| 13-Aug-14 11:21 AM View: | Empire Resorts Inc. (NYNY) | 11-Aug-14 | Grant | 7,500 | -- | -- | 60% 12.5K to 20.0K | |
| 24-Feb-14 9:28 PM View: | Empire Resorts Inc. (NYNY) | 24-Feb-14 | Option Exercise | 6,667 | $4.65 | $31,001.60 | 53% 12.5K to 19.17K | |
| 24-Feb-14 9:28 PM View: | Empire Resorts Inc. (NYNY) | 24-Feb-14 | Market Option Sale (Planned) | 6,667 | $7.50 | $50,002.50 | (35%) 19.17K to 12.5K | 39% |
| 13-Nov-13 4:06 PM View: | Empire Resorts Inc. (NYNY) | 12-Nov-13 | Grant | 12,500 | -- | -- | 100% 0 to 12.5K |