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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Dec-15 4:41 PM View:  | Pfenex Inc. (PFNX) | 01-Dec-15 | Market Sale (Planned) | 5,000 | $14.88 | $74,417.00 | (< 1%) 527.47K to 522.47K | 77% |
| 03-Nov-15 6:53 PM View: | Pfenex Inc. (PFNX) | 02-Nov-15 | Market Sale (Planned) | 5,000 | $18.01 | $90,069.00 | (< 1%) 532.47K to 527.47K | 81% |
| 02-Oct-15 4:20 PM View: | Pfenex Inc. (PFNX) | 01-Oct-15 | Market Sale (Planned) | 5,000 | $14.78 | $73,905.00 | (< 1%) 537.47K to 532.47K | 77% |
| 02-Sep-15 4:51 PM View: | Pfenex Inc. (PFNX) | 01-Sep-15 | Market Sale (Planned) | 5,000 | $21.02 | $105,124.00 | (< 1%) 541.98K to 536.98K | 84% |
| 04-Aug-15 6:00 PM View: | Pfenex Inc. (PFNX) | 03-Aug-15 | Market Sale (Planned) | 5,000 | $20.84 | $104,209.00 | (< 1%) 546.98K to 541.98K | 84% |
| 02-Jul-15 5:37 PM View: | Pfenex Inc. (PFNX) | 01-Jul-15 | Market Sale (Planned) | 5,000 | $19.63 | $98,148.00 | (< 1%) 551.98K to 546.98K | 83% |
| 02-Jun-15 6:10 PM View: | Pfenex Inc. (PFNX) | 01-Jun-15 | Market Sale (Planned) | 5,000 | $18.70 | $93,508.50 | (< 1%) 556.98K to 551.98K | 82% |
| 01-May-15 9:34 PM View: | Pfenex Inc. (PFNX) | 01-May-15 | Market Sale (Planned) | 5,000 | $13.49 | $67,440.00 | (< 1%) 561.98K to 556.98K | 75% |
| 02-Apr-15 7:21 PM View: | Pfenex Inc. (PFNX) | 01-Apr-15 | Market Sale (Planned) | 5,000 | $15.27 | $76,326.90 | (< 1%) 566.98K to 561.98K | 78% |
| 04-Mar-15 4:29 PM View: | Pfenex Inc. (PFNX) | 02-Mar-15 | Market Sale (Planned) | 10,000 | $14.32 | $143,249.00 | (2%) 576.98K to 566.98K | 76% |
| 31-Jul-14 4:12 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Disposition | 61,000 | -- | -- | (10%) 637.98K to 576.98K |