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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Mar-24 8:28 PM View:  | Summit Therapeutics Inc. (SMMT) | 27-Mar-24 | Purchase | 26,000 | $3.72 | $96,720.00 | < 1% 25.41M to 25.44M | |
| 27-Mar-24 8:28 PM View: | Summit Therapeutics Inc. (SMMT) | 27-Mar-24 | Purchase | 54,321 | $3.72 | $201,874.00 | < 1% 25.44M to 25.49M | |
| 27-Mar-24 8:28 PM View: | Summit Therapeutics Inc. (SMMT) | 26-Mar-24 | Private Purchase | 30,000 | $3.75 | $112,500.00 | < 1% 25.38M to 25.41M | |
| 13-Dec-23 5:11 PM View: | Summit Therapeutics Inc. (SMMT) | 12-Dec-23 | Purchase | 5,000 | $2.07 | $10,350.00 | < 1% 25.38M to 25.38M | |
| 13-Dec-23 5:11 PM View: | Summit Therapeutics Inc. (SMMT) | 11-Dec-23 | Exercise (in-the money or at-the-money) | 489,814 | $1.44 | $705,332.00 | 2% 24.57M to 25.06M | |
| 13-Dec-23 5:11 PM View: | Summit Therapeutics Inc. (SMMT) | 11-Dec-23 | Exercise (in-the money or at-the-money) | 315,681 | $1.58 | $498,776.00 | 1% 25.06M to 25.38M | |
| 15-Nov-23 5:37 PM View: | Pulse Biosciences, Inc. (PLSE) | 13-Nov-23 | Option Exercise | 76,075 | $2.14 | $162,801.00 | 11% 676.91K to 752.99K | |
| 13-Jun-23 5:26 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-Jun-23 | Exercise (in-the money or at-the-money) | 86,668 | $2.05 | $177,669.00 | 10% 853.32K to 939.99K | |
| 08-Mar-23 9:31 PM View: | Summit Therapeutics Inc. (SMMT) | 08-Mar-23 | Private Purchase | 15,973,700 | $1.05 | $16,772,400.00 | 146% 10.93M to 26.9M | |
| 08-Mar-23 9:31 PM View: | Summit Therapeutics Inc. (SMMT) | 08-Mar-23 | Purchase | 7,553,300 | $1.05 | $7,930,970.00 | 28% 26.9M to 34.46M | |
| 09-Dec-22 6:22 PM View: | Summit Therapeutics Inc. (SMMT) | 06-Dec-22 | Acquisition (other) | 373,857 | -- | -- | 4% 10.56M to 10.93M | |
| 18-Aug-22 4:36 PM View: | Summit Therapeutics Inc. (SMMT) | 16-Aug-22 | Private Purchase | 184,430 | $0.97 | $178,897.00 | 4% 4.75M to 4.93M | |
| 18-Aug-22 4:36 PM View: | Summit Therapeutics Inc. (SMMT) | 16-Aug-22 | Purchase | 5,624,700 | $0.97 | $5,455,960.00 | 114% 4.93M to 10.56M | |
| 10-Jun-22 6:59 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-Jun-22 | Exercise (in-the money or at-the-money) | 86,668 | -- | -- | 17% 503.57K to 590.24K | |
| 14-May-21 4:37 PM View: | Summit Therapeutics Inc. (SMMT) | 12-May-21 | Market Purchase | 389,077 | $5.24 | $2,038,760.00 | 9% 4.36M to 4.75M | 4% |
| 21-Jan-21 4:32 PM View: | Pulse Biosciences, Inc. (PLSE) | 19-Jan-21 | Exercise (in-the money or at-the-money) | 307 | $7.01 | $2,152.07 | < 1% 503.27K to 503.57K | |
| 21-Jan-21 4:32 PM View: | Pulse Biosciences, Inc. (PLSE) | 08-Jan-21 | Exercise (in-the money or at-the-money) | 3,000 | $7.01 | $21,030.00 | < 1% 500.27K to 503.27K | |
| 25-Jun-20 5:12 PM View: | Pulse Biosciences, Inc. (PLSE) | 23-Jun-20 | Market Purchase | 1,193 | $10.70 | $12,767.10 | < 1% 499.07K to 500.27K | 98% |
| 19-Jun-20 4:22 PM View: | Pulse Biosciences, Inc. (PLSE) | 17-Jun-20 | Private Purchase | 7,950 | $7.01 | $55,729.50 | 2% 491.12K to 499.07K | |
| 17-Jun-20 4:09 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Jun-20 | Exercise (in-the money or at-the-money) | 20,000 | $7.01 | $140,200.00 | 4% 469.07K to 489.07K | |
| 17-Jun-20 4:09 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Jun-20 | Exercise (in-the money or at-the-money) | 2,050 | $7.01 | $14,370.50 | < 1% 489.07K to 491.12K | |
| 15-Dec-17 4:19 PM View: | Pulse Biosciences, Inc. (PLSE) | 13-Dec-17 | Market Purchase | 1,100 | $23.98 | $26,378.00 | < 1% 426.97K to 428.07K | (12%) |
| 13-Dec-17 8:30 PM View: | Pulse Biosciences, Inc. (PLSE) | 12-Dec-17 | Market Purchase | 1,000 | $23.98 | $23,979.00 | < 1% 425.97K to 426.97K | (12%) |
| 13-Dec-17 8:30 PM View: | Pulse Biosciences, Inc. (PLSE) | 11-Dec-17 | Market Purchase | 3,000 | $22.76 | $68,289.00 | < 1% 422.97K to 425.97K | (7%) |
| 18-Sep-17 9:07 PM View: | Pulse Biosciences, Inc. (PLSE) | 18-Sep-17 | Market Purchase | 7,775 | $15.02 | $116,791.00 | 2% 415.2K to 422.97K | 41% |
| 18-Sep-17 9:07 PM View: | Pulse Biosciences, Inc. (PLSE) | 14-Sep-17 | Market Purchase | 22,000 | $12.77 | $280,879.00 | 6% 393.2K to 415.2K | 66% |
| 04-Aug-17 5:46 PM View: | Pulse Biosciences, Inc. (PLSE) | 03-Aug-17 | Market Purchase | 15,500 | $23.63 | $366,317.00 | 4% 372.7K to 388.2K | (11%) |
| 04-Aug-17 5:46 PM View: | Pulse Biosciences, Inc. (PLSE) | 03-Aug-17 | Market Purchase | 5,000 | $23.00 | $115,015.00 | 1% 388.2K to 393.2K | (8%) |
| 04-Aug-17 5:46 PM View: | Pulse Biosciences, Inc. (PLSE) | 02-Aug-17 | Market Purchase | 8,290 | $25.15 | $208,469.00 | 2% 364.41K to 372.7K | (16%) |
| 11-May-17 8:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 11-May-17 | Market Purchase | 15,000 | $20.84 | $312,540.00 | 4% 349.41K to 364.41K | 1% |
| 11-May-17 8:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 10-May-17 | Market Purchase | 5,000 | $21.71 | $108,545.00 | 1% 344.41K to 349.41K | (3%) |
| 11-May-17 8:03 PM View: | Pulse Biosciences, Inc. (PLSE) | 09-May-17 | Market Purchase | 33,760 | $20.16 | $680,500.00 | 11% 310.65K to 344.41K | 5% |
| 20-Mar-17 9:48 PM View: | Pulse Biosciences, Inc. (PLSE) | 20-Mar-17 | Market Purchase | 5,000 | $22.47 | $112,360.00 | 2% 301.37K to 306.37K | (6%) |
| 20-Mar-17 9:48 PM View: | Pulse Biosciences, Inc. (PLSE) | 20-Mar-17 | Market Purchase | 4,280 | $22.97 | $98,305.10 | 1% 306.37K to 310.65K | (8%) |
| 28-Mar-18 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 20-Mar-17 | Market Purchase | 3,000 | $22.37 | $67,120.00 | 8% 38.0K to 41.0K | (6%) |
| 20-Mar-17 9:48 PM View: | Pulse Biosciences, Inc. (PLSE) | 17-Mar-17 | Market Purchase | 8,960 | $24.00 | $215,004.00 | 3% 292.41K to 301.37K | (12%) |
| 28-Mar-18 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 17-Mar-17 | Market Purchase | 2,000 | $23.93 | $47,860.00 | 6% 36.0K to 38.0K | (12%) |
| 22-Feb-17 2:48 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Feb-17 | Purchase | 13,000 | $11.97 | $155,649.00 | 5% 279.41K to 292.41K | |
| 28-Mar-18 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 15-Feb-17 | Purchase | 6,200 | $12.15 | $75,342.40 | 21% 29.8K to 36.0K | |
| 28-Mar-18 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 14-Feb-17 | Purchase | 9,500 | $12.12 | $115,131.00 | 47% 20.3K to 29.8K | |
| 28-Mar-18 10:00 PM View: | Pulse Biosciences, Inc. (PLSE) | 13-Feb-17 | Purchase | 3,000 | $11.16 | $33,466.00 | 17% 17.3K to 20.3K | |
| 28-May-15 6:33 PM View: | Pharmacyclics Inc. (PCYC) | 26-May-15 | Disposition | 15,000 | $261.25 | $3,918,750.00 | (3%) 443.28K to 428.28K | |
| 28-May-15 6:33 PM View: | Pharmacyclics Inc. (PCYC) | 26-May-15 | Disposition (change in control) | 351,293 | $261.25 | $91,775,296.00 | (82%) 428.28K to 76.99K | |
| 28-May-15 6:33 PM View: | Pharmacyclics Inc. (PCYC) | 26-May-15 | Disposition (change in control) | 76,988 | $261.25 | $20,113,100.00 | (100%) 76.99K to 0 | |
| 13-Mar-15 5:54 PM View: | Pharmacyclics Inc. (PCYC) | 12-Mar-15 | Option Exercise | 92,500 | $0.75 | $69,375.00 | 23% 398.74K to 491.24K | |
| 13-Mar-15 5:54 PM View: | Pharmacyclics Inc. (PCYC) | 12-Mar-15 | Option Exercise | 48,219 | $2.30 | $110,904.00 | (10%) 491.24K to 443.02K | |
| 13-Mar-15 5:54 PM View: | Pharmacyclics Inc. (PCYC) | 11-Mar-15 | Option Exercise | 30,000 | $7.19 | $215,700.00 | 10% 302.3K to 332.3K | |
| 13-Mar-15 5:54 PM View: | Pharmacyclics Inc. (PCYC) | 11-Mar-15 | Market Option Sale | 30,000 | $254.12 | $7,623,440.00 | (9%) 332.3K to 302.3K | (3%) |
| 21-Jan-15 5:12 PM View: | Pharmacyclics Inc. (PCYC) | 16-Jan-15 | Grant | 15,000 | -- | -- | 5% 287.3K to 302.3K | |
| 12-Nov-14 6:07 PM View: | Pharmacyclics Inc. (PCYC) | 12-Nov-14 | Option Exercise | 5,931 | $7.19 | $42,643.90 | 2% 287.3K to 293.23K |