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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Dec-22 9:16 AM View:  | Applied Genetic Technologie... (AGTC) | 30-Nov-22 | Disposition | 8,750 | -- | -- | (16%) 55.88K to 47.13K | |
| 01-Dec-22 9:16 AM View: | Applied Genetic Technologie... (AGTC) | 30-Nov-22 | Disposition (change in control) | 47,133 | -- | -- | (100%) 47.13K to 0 | |
| 01-Jul-22 4:01 PM View: | Applied Genetic Technologie... (AGTC) | 01-Jul-22 | Sale | 8,070 | $0.77 | $6,250.22 | (13%) 63.95K to 55.88K | |
| 17-Aug-21 6:42 PM View: | Applied Genetic Technologie... (AGTC) | 15-Aug-21 | Payment of Exercise | 5,724 | $3.58 | $20,491.90 | (8%) 69.68K to 63.95K | (7%) |
| 21-Jun-21 6:26 PM View: | Applied Genetic Technologie... (AGTC) | 17-Jun-21 | Grant | 35,000 | -- | -- | 101% 34.68K to 69.68K | |
| 18-Aug-20 6:22 PM View: | Applied Genetic Technologie... (AGTC) | 15-Aug-20 | Payment of Exercise | 5,723 | $5.77 | $33,021.70 | (14%) 40.4K to 34.68K | |
| 19-Aug-19 7:51 PM View: | Applied Genetic Technologie... (AGTC) | 15-Aug-19 | Grant | 39,000 | -- | -- | 2786% 1.4K to 40.4K | |
| 27-Sep-16 5:12 PM View: | Applied Genetic Technologie... (AGTC) | 20-Sep-16 | Market Purchase | 400 | $8.69 | $3,476.00 | 40% 1.0K to 1.4K | (65%) |
| 27-Sep-16 5:12 PM View: | Applied Genetic Technologie... (AGTC) | 16-Sep-16 | Market Purchase | 1,000 | $8.97 | $8,970.00 | 100% 0 to 1.0K | (66%) |
| 02-Jan-15 9:03 PM View: | Neostem, Inc. (LSTA) | 31-Dec-14 | Grant | 921 | $3.20 | $2,951.34 | 7% 13.1K to 14.02K | |
| 01-Aug-14 9:08 PM View: | Neostem, Inc. (LSTA) | 01-Aug-14 | Grant | 6,303 | -- | -- | 96% 6.53K to 12.84K | |
| 01-Jul-14 9:02 PM View: | Neostem, Inc. (LSTA) | 30-Jun-14 | Grant | 532 | $5.54 | $2,948.34 | 9% 6.0K to 6.53K | |
| 12-Feb-13 9:04 PM View: | Neostem, Inc. (LSTA) | 11-Feb-13 | Grant | 60,000 | -- | -- | 100% 0 to 60.0K |