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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Jun-20 4:12 PM View:  | Aware Inc. (AWRE) | 04-Jun-20 | Acquisition (other) | 4,621,370 | -- | -- | 100% 4.62M to 9.24M | |
| 08-Jun-20 4:12 PM View: | Aware Inc. (AWRE) | 04-Jun-20 | Disposition (other) | 4,621,370 | -- | -- | (50%) 9.24M to 4.62M | |
| 23-Mar-20 5:37 PM View: | Xencor Inc (XNCR) | 20-Mar-20 | Market Sale | 50,770 | $29.89 | $1,517,640.00 | (1%) 5.06M to 5.01M | (50%) |
| 23-Mar-20 5:37 PM View: | Xencor Inc (XNCR) | 19-Mar-20 | Market Sale | 26,800 | $28.23 | $756,594.00 | (< 1%) 5.09M to 5.06M | (58%) |
| 16-Mar-20 5:17 PM View: | Aware Inc. (AWRE) | 16-Mar-20 | Market Purchase | 20,621 | $2.55 | $52,480.40 | < 1% 4.6M to 4.62M | 38% |
| 16-Mar-20 5:17 PM View: | Aware Inc. (AWRE) | 13-Mar-20 | Market Purchase | 9,565 | $2.69 | $25,700.20 | < 1% 4.59M to 4.6M | 31% |
| 16-Mar-20 5:17 PM View: | Aware Inc. (AWRE) | 12-Mar-20 | Market Purchase | 14,000 | $2.65 | $37,058.00 | < 1% 4.58M to 4.59M | 33% |
| 03-Jan-20 5:17 PM View: | Aware Inc. (AWRE) | 02-Jan-20 | Option Exercise | 5,000 | -- | -- | < 1% 4.57M to 4.58M | |
| 20-Nov-19 4:55 PM View: | Aware Inc. (AWRE) | 18-Nov-19 | Market Purchase | 15,500 | $2.95 | $45,715.70 | < 1% 4.56M to 4.57M | 19% |
| 15-Nov-19 6:32 PM View: | Aware Inc. (AWRE) | 15-Nov-19 | Market Purchase | 6,100 | $2.89 | $17,647.30 | < 1% 4.55M to 4.56M | 22% |
| 15-Nov-19 6:32 PM View: | Aware Inc. (AWRE) | 14-Nov-19 | Market Purchase | 309 | $2.86 | $882.66 | < 1% 4.55M to 4.55M | 23% |
| 15-Nov-19 6:32 PM View: | Aware Inc. (AWRE) | 13-Nov-19 | Market Purchase | 216 | $2.87 | $619.77 | < 1% 4.55M to 4.55M | 23% |
| 12-Nov-19 4:53 PM View: | Aware Inc. (AWRE) | 11-Nov-19 | Market Purchase | 5,710 | $2.90 | $16,536.20 | < 1% 4.54M to 4.55M | 21% |
| 12-Nov-19 4:53 PM View: | Aware Inc. (AWRE) | 08-Nov-19 | Market Purchase | 47 | $2.90 | $136.30 | < 1% 4.54M to 4.54M | 21% |
| 12-Nov-19 4:53 PM View: | Aware Inc. (AWRE) | 07-Nov-19 | Market Purchase | 25,740 | $2.90 | $74,646.00 | < 1% 4.52M to 4.54M | 21% |
| 06-Nov-19 5:05 PM View: | Aware Inc. (AWRE) | 06-Nov-19 | Market Purchase | 300 | $2.83 | $849.00 | < 1% 4.52M to 4.52M | 25% |
| 06-Nov-19 5:05 PM View: | Aware Inc. (AWRE) | 05-Nov-19 | Market Purchase | 1,600 | $2.81 | $4,501.92 | < 1% 4.52M to 4.52M | 25% |
| 06-Nov-19 5:05 PM View: | Aware Inc. (AWRE) | 04-Nov-19 | Market Purchase | 100 | $2.75 | $275.00 | < 1% 4.52M to 4.52M | 28% |
| 13-Aug-19 4:04 PM View: | Aware Inc. (AWRE) | 09-Aug-19 | Market Purchase | 1,238,050 | $2.90 | $3,596,540.00 | 38% 3.28M to 4.52M | 21% |
| 02-Jul-19 3:12 PM View: | Aware Inc. (AWRE) | 01-Jul-19 | Option Exercise | 5,000 | -- | -- | < 1% 3.27M to 3.28M | |
| 03-Jan-19 3:24 PM View: | Aware Inc. (AWRE) | 02-Jan-19 | Option Exercise | 5,000 | -- | -- | < 1% 3.27M to 3.27M | |
| 03-Jul-18 4:50 PM View: | Aware Inc. (AWRE) | 02-Jul-18 | Option Exercise | 5,000 | -- | -- | < 1% 3.26M to 3.27M | |
| 03-Jan-18 5:44 PM View: | Aware Inc. (AWRE) | 02-Jan-18 | Option Exercise | 5,000 | -- | -- | < 1% 3.26M to 3.26M | |
| 06-Jul-17 12:40 PM View: | Aware Inc. (AWRE) | 03-Jul-17 | Option Exercise | 5,000 | -- | -- | < 1% 3.25M to 3.26M | |
| 03-Jan-17 4:31 PM View: | Aware Inc. (AWRE) | 03-Jan-17 | Option Exercise | 5,000 | -- | -- | < 1% 3.25M to 3.25M | |
| 01-Sep-16 12:21 PM View: | Top Ships Inc. (TOPS) | 31-Aug-16 | Market Sale | 27,500 | $3.87 | $106,288.00 | (27%) 102.85K to 75.35K | 100% |
| 01-Sep-16 12:21 PM View: | Top Ships Inc. (TOPS) | 30-Aug-16 | Market Sale | 8,400 | $3.95 | $33,222.00 | (8%) 111.25K to 102.85K | 100% |
| 29-Aug-16 5:13 PM View: | Top Ships Inc. (TOPS) | 26-Aug-16 | Market Sale | 20,000 | $4.61 | $92,100.00 | (15%) 131.25K to 111.25K | 100% |
| 29-Aug-16 5:13 PM View: | Top Ships Inc. (TOPS) | 25-Aug-16 | Market Sale | 36,381 | $4.78 | $174,083.00 | (22%) 167.63K to 131.25K | 100% |
| 29-Aug-16 5:13 PM View: | Top Ships Inc. (TOPS) | 25-Aug-16 | Exercise (in-the money or at-the-money) | 111,250 | $2.80 | $311,500.00 | 197% 56.38K to 167.63K | |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 24-Aug-16 | Market Sale | 45,000 | $4.15 | $186,750.00 | (44%) 101.38K to 56.38K | 100% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 23-Aug-16 | Market Sale | 9,869 | $3.82 | $37,650.20 | (9%) 111.25K to 101.38K | 100% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 12-Aug-16 | Exercise (in-the money or at-the-money) | 111,250 | $2.80 | $311,500.00 | 100% 0 to 111.25K | 15% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 21-Jul-16 | Market Sale | 64,600 | $3.45 | $222,870.00 | (100%) 64.6K to 0 | 100% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 20-Jul-16 | Market Sale | 14,700 | $2.12 | $31,237.50 | (19%) 79.3K to 64.6K | 100% |
| 05-Jul-16 2:55 PM View: | Aware Inc. (AWRE) | 30-Jun-16 | Option Exercise | 5,000 | -- | -- | < 1% 3.24M to 3.25M | |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 16-Jun-16 | Market Sale | 300 | $2.00 | $600.00 | (< 1%) 79.6K to 79.3K | 100% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 14-Jun-16 | Market Sale | 3,300 | $1.96 | $6,451.50 | (4%) 82.9K to 79.6K | 100% |
| 25-Aug-16 4:34 PM View: | Top Ships Inc. (TOPS) | 13-Jun-16 | Market Sale | 597 | $2.06 | $1,226.84 | (< 1%) 83.5K to 82.9K | 100% |
| 06-Jan-16 12:46 PM View: | Aware Inc. (AWRE) | 04-Jan-16 | Option Exercise | 5,000 | -- | -- | < 1% 3.24M to 3.24M | |
| 02-Jul-15 3:34 PM View: | Aware Inc. (AWRE) | 30-Jun-15 | Option Exercise | 5,000 | -- | -- | < 1% 3.23M to 3.24M | |
| 05-Jan-15 3:03 PM View: | Aware Inc. (AWRE) | 02-Jan-15 | Option Exercise | 5,000 | -- | -- | < 1% 3.23M to 3.23M | |
| 02-Jul-14 4:16 PM View: | Aware Inc. (AWRE) | 30-Jun-14 | Option Exercise | 5,000 | -- | -- | < 1% 3.22M to 3.23M | |
| 09-May-14 1:11 PM View: | Aware Inc. (AWRE) | 08-May-14 | Market Purchase | 100 | $5.46 | $546.00 | < 1% 3.22M to 3.22M | (49%) |
| 09-May-14 1:11 PM View: | Aware Inc. (AWRE) | 07-May-14 | Market Purchase | 1,471 | $5.49 | $8,071.38 | < 1% 3.22M to 3.22M | (49%) |
| 07-May-14 2:05 PM View: | Aware Inc. (AWRE) | 06-May-14 | Market Purchase | 3,500 | $5.48 | $19,180.00 | < 1% 3.22M to 3.22M | (49%) |
| 07-May-14 2:05 PM View: | Aware Inc. (AWRE) | 05-May-14 | Market Purchase | 800 | $5.44 | $4,352.00 | < 1% 3.22M to 3.22M | (49%) |
| 05-May-14 2:59 PM View: | Aware Inc. (AWRE) | 02-May-14 | Market Purchase | 5,678 | $5.48 | $31,121.10 | < 1% 3.21M to 3.22M | (49%) |
| 05-May-14 2:59 PM View: | Aware Inc. (AWRE) | 01-May-14 | Market Purchase | 16,387 | $5.44 | $89,145.30 | < 1% 3.2M to 3.21M | (49%) |
| 01-May-14 3:19 PM View: | Aware Inc. (AWRE) | 30-Apr-14 | Market Purchase | 8,522 | $5.50 | $46,836.90 | < 1% 3.19M to 3.2M | (49%) |