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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-14 9:41 PM View:  | Kior Inc (KIOR) | 21-Mar-14 | Market Sale | 182,900 | $0.70 | $128,030.00 | (3%) 6.07M to 5.89M | 97% |
| 20-Mar-14 6:54 PM View: | Kior Inc (KIOR) | 20-Mar-14 | Market Sale | 300,000 | $0.66 | $198,000.00 | (5%) 6.37M to 6.07M | 96% |
| 20-Mar-14 6:54 PM View: | Kior Inc (KIOR) | 19-Mar-14 | Market Sale | 300,000 | $0.62 | $186,000.00 | (4%) 6.67M to 6.37M | 96% |
| 20-Mar-14 6:54 PM View: | Kior Inc (KIOR) | 18-Mar-14 | Market Sale | 300,000 | $0.67 | $201,000.00 | (4%) 6.97M to 6.67M | 96% |
| 13-Mar-14 5:30 PM View: | Kior Inc (KIOR) | 13-Mar-14 | Market Sale | 8,482 | $1.22 | $10,348.00 | (< 1%) 6.98M to 6.97M | 94% |
| 13-Mar-14 5:30 PM View: | Kior Inc (KIOR) | 12-Mar-14 | Market Sale | 50,000 | $1.23 | $61,500.00 | (< 1%) 7.03M to 6.98M | 98% |
| 13-Mar-14 5:30 PM View: | Kior Inc (KIOR) | 11-Mar-14 | Market Sale | 17,800 | $1.42 | $25,276.00 | (< 1%) 7.04M to 7.03M | 98% |
| 06-Mar-14 6:38 PM View: | Kior Inc (KIOR) | 05-Mar-14 | Market Sale | 100,000 | $1.55 | $155,000.00 | (1%) 7.14M to 7.04M | 98% |
| 06-Mar-14 6:38 PM View: | Kior Inc (KIOR) | 04-Mar-14 | Market Sale | 100,000 | $1.45 | $145,000.00 | (1%) 7.25M to 7.14M | 98% |
| 27-Feb-14 8:07 PM View: | Kior Inc (KIOR) | 27-Feb-14 | Market Sale | 169,355 | $1.37 | $232,016.00 | (2%) 7.41M to 7.25M | 98% |
| 27-Feb-14 8:07 PM View: | Kior Inc (KIOR) | 25-Feb-14 | Market Sale | 34,219 | $1.25 | $42,773.80 | (< 1%) 7.45M to 7.41M | 98% |
| 24-Feb-14 6:08 PM View: | Kior Inc (KIOR) | 24-Feb-14 | Market Sale | 50,000 | $1.31 | $65,500.00 | (< 1%) 7.5M to 7.45M | 98% |
| 24-Feb-14 6:08 PM View: | Kior Inc (KIOR) | 21-Feb-14 | Market Sale | 100,000 | $1.14 | $114,000.00 | (1%) 7.6M to 7.5M | 98% |
| 24-Feb-14 6:08 PM View: | Kior Inc (KIOR) | 20-Feb-14 | Market Sale | 21,564 | $1.16 | $25,014.20 | (< 1%) 7.62M to 7.6M | 98% |
| 19-Feb-14 7:14 PM View: | Kior Inc (KIOR) | 19-Feb-14 | Market Sale | 23,039 | $1.18 | $27,186.00 | (< 1%) 7.64M to 7.62M | 98% |
| 19-Feb-14 7:14 PM View: | Kior Inc (KIOR) | 18-Feb-14 | Market Sale | 30,560 | $1.16 | $35,449.60 | (< 1%) 7.67M to 7.64M | 98% |
| 19-Feb-14 7:14 PM View: | Kior Inc (KIOR) | 14-Feb-14 | Market Sale | 40,518 | $1.14 | $46,190.50 | (< 1%) 7.71M to 7.67M | 98% |
| 13-Feb-14 6:30 PM View: | Kior Inc (KIOR) | 13-Feb-14 | Market Sale | 50,000 | $1.13 | $56,500.00 | (< 1%) 7.76M to 7.71M | 98% |
| 13-Feb-14 6:30 PM View: | Kior Inc (KIOR) | 12-Feb-14 | Market Sale | 26,300 | $1.16 | $30,508.00 | (< 1%) 7.79M to 7.76M | 94% |
| 13-Feb-14 6:30 PM View: | Kior Inc (KIOR) | 11-Feb-14 | Market Sale | 73,700 | $1.20 | $88,440.00 | (< 1%) 7.86M to 7.79M | 98% |
| 23-Jan-14 8:47 PM View: | Kior Inc (KIOR) | 22-Jan-14 | Market Sale | 54,000 | $1.54 | $83,160.00 | (< 1%) 7.92M to 7.86M | 98% |
| 23-Jan-14 8:47 PM View: | Kior Inc (KIOR) | 21-Jan-14 | Market Sale | 58,300 | $1.48 | $86,284.00 | (< 1%) 7.98M to 7.92M | 98% |
| 17-Jan-14 6:43 PM View: | Kior Inc (KIOR) | 17-Jan-14 | Market Sale | 19,523 | $1.42 | $27,722.70 | (< 1%) 8.0M to 7.98M | 98% |
| 17-Jan-14 6:43 PM View: | Kior Inc (KIOR) | 16-Jan-14 | Market Sale | 33,600 | $1.41 | $47,376.00 | (< 1%) 8.03M to 8.0M | 98% |
| 17-Jan-14 6:43 PM View: | Kior Inc (KIOR) | 15-Jan-14 | Market Sale | 46,877 | $1.38 | $64,690.30 | (< 1%) 8.08M to 8.03M | 98% |
| 10-Jan-14 7:53 PM View: | Kior Inc (KIOR) | 08-Jan-14 | Market Sale | 20,154 | $1.76 | $35,471.00 | (< 1%) 8.1M to 8.08M | 99% |
| 07-Jan-14 8:03 PM View: | Kior Inc (KIOR) | 07-Jan-14 | Market Sale | 18,476 | $1.75 | $32,333.00 | (< 1%) 8.12M to 8.1M | 99% |
| 07-Jan-14 8:03 PM View: | Kior Inc (KIOR) | 06-Jan-14 | Market Sale | 52,271 | $1.74 | $90,951.50 | (< 1%) 8.17M to 8.12M | 99% |
| 07-Jan-14 8:03 PM View: | Kior Inc (KIOR) | 03-Jan-14 | Market Sale | 96,300 | $1.66 | $159,858.00 | (1%) 8.26M to 8.17M | 99% |
| 03-Jan-14 4:46 PM View: | Kior Inc (KIOR) | 02-Jan-14 | Market Sale | 5,700 | $1.62 | $9,234.00 | (< 1%) 8.27M to 8.26M | 99% |
| 03-Jan-14 4:46 PM View: | Kior Inc (KIOR) | 31-Dec-13 | Disposition (other) | 1,000,000 | -- | -- | (11%) 9.3M to 8.3M | |
| 03-Jan-14 4:46 PM View: | Kior Inc (KIOR) | 31-Dec-13 | Market Sale | 33,500 | $1.72 | $57,620.00 | (< 1%) 8.3M to 8.27M | 99% |
| 31-Dec-13 6:30 PM View: | Kior Inc (KIOR) | 27-Dec-13 | Market Sale | 45,000 | $1.74 | $78,300.00 | (< 1%) 9.31M to 9.26M | 99% |
| 27-Dec-13 9:42 PM View: | Kior Inc (KIOR) | 26-Dec-13 | Market Sale Duplicate | 28,293 | $1.55 | $43,854.10 | (< 1%) 9.34M to 9.31M | 98% |
| 27-Dec-13 9:42 PM View: | Kior Inc (KIOR) | 24-Dec-13 | Market Sale Duplicate | 53,656 | $1.53 | $82,093.70 | (< 1%) 9.39M to 9.34M | 98% |
| 24-Dec-13 4:03 PM View: | Kior Inc (KIOR) | 23-Dec-13 | Market Sale Duplicate | 100,000 | $1.59 | $159,000.00 | (1%) 9.49M to 9.39M | 99% |
| 24-Dec-13 4:03 PM View: | Kior Inc (KIOR) | 20-Dec-13 | Market Sale | 250,000 | $1.59 | $397,500.00 | (3%) 9.74M to 9.49M | 99% |
| 29-Nov-13 6:31 PM View: | Kior Inc (KIOR) | 29-Nov-13 | Disposition (other) | 1,000,000 | -- | -- | (9%) 10.74M to 9.74M | |
| 04-Nov-13 6:31 PM View: | Kior Inc (KIOR) | 31-Oct-13 | Disposition (other) | 1,000,000 | -- | -- | (9%) 11.7M to 10.7M | |
| 30-Sep-13 7:35 PM View: | Kior Inc (KIOR) | 30-Sep-13 | Disposition (other) | 1,000,000 | -- | -- | (8%) 12.66M to 11.66M | |
| 30-Aug-13 5:01 PM View: | Kior Inc (KIOR) | 30-Aug-13 | Disposition (other) | 1,000,000 | -- | -- | (7%) 13.62M to 12.62M | |
| 31-Jul-13 4:55 PM View: | Kior Inc (KIOR) | 31-Jul-13 | Disposition (other) | 1,000,000 | -- | -- | (7%) 14.58M to 13.58M | |
| 28-Jun-13 5:14 PM View: | Kior Inc (KIOR) | 28-Jun-13 | Disposition (other) | 1,000,000 | -- | -- | (6%) 15.54M to 14.54M | |
| 31-May-13 7:12 PM View: | Kior Inc (KIOR) | 31-May-13 | Disposition (other) | 1,000,000 | -- | -- | (6%) 16.54M to 15.54M | |
| 29-Mar-13 4:38 PM View: | Kior Inc (KIOR) | 28-Mar-13 | Disposition (other) | 500,000 | -- | -- | (3%) 17.03M to 16.53M | |
| 09-Nov-12 5:29 PM View: | Kior Inc (KIOR) | 09-Nov-12 | Disposition (other) | 500,000 | -- | -- | (3%) 17.53M to 17.03M | |
| 02-Sep-11 6:26 PM View: | Kior Inc (KIOR) | 31-Aug-11 | Market Purchase | 31,192 | $13.60 | $424,211.00 | < 1% 17.5M to 17.53M | (100%) |
| 31-Aug-11 5:43 PM View: | Kior Inc (KIOR) | 30-Aug-11 | Market Purchase | 13,928 | $13.33 | $185,660.00 | < 1% 17.48M to 17.5M | (100%) |
| 31-Aug-11 5:43 PM View: | Kior Inc (KIOR) | 29-Aug-11 | Market Purchase | 25,001 | $13.07 | $326,763.00 | < 1% 17.46M to 17.48M | (100%) |
| 26-Aug-11 7:50 PM View: | Kior Inc (KIOR) | 26-Aug-11 | Market Purchase | 23,004 | $12.71 | $292,381.00 | < 1% 17.44M to 17.46M | (100%) |