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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-May-18 7:28 PM View:  | QUALCOMM Inc. (QCOM) | 05-May-18 | Payment of Exercise | 3,770 | $52.49 | $197,887.00 | (4%) 87.13K to 83.36K | (143%) |
| 07-May-18 7:28 PM View: | QUALCOMM Inc. (QCOM) | 05-May-18 | Option Exercise | 10,902 | -- | -- | 14% 76.23K to 87.13K | |
| 10-Jan-18 4:07 PM View: | QUALCOMM Inc. (QCOM) | 09-Jan-18 | Option Exercise | 43,000 | $58.24 | $2,504,320.00 | 57% 76.0K to 119.0K | |
| 10-Jan-18 4:07 PM View: | QUALCOMM Inc. (QCOM) | 09-Jan-18 | Market Option Sale (Planned) | 43,000 | $65.35 | $2,809,980.00 | (36%) 119.0K to 76.0K | (94%) |
| 07-Nov-17 4:03 PM View: | QUALCOMM Inc. (QCOM) | 06-Nov-17 | Option Exercise | 2,000 | $41.36 | $82,720.00 | 3% 76.0K to 78.0K | |
| 07-Nov-17 4:03 PM View: | QUALCOMM Inc. (QCOM) | 06-Nov-17 | Market Option Sale (Planned) | 2,000 | $64.41 | $128,820.00 | (3%) 78.0K to 76.0K | (95%) |
| 07-Nov-17 4:03 PM View: | QUALCOMM Inc. (QCOM) | 03-Nov-17 | Option Exercise | 18,000 | $41.36 | $744,480.00 | 24% 76.0K to 94.0K | |
| 07-Nov-17 4:03 PM View: | QUALCOMM Inc. (QCOM) | 03-Nov-17 | Market Option Sale (Planned) | 18,000 | $60.00 | $1,080,000.00 | (19%) 94.0K to 76.0K | (109%) |
| 11-Aug-17 3:40 PM View: | QUALCOMM Inc. (QCOM) | 10-Aug-17 | Acquisition (other) | 2,920 | -- | -- | 4% 76.0K to 78.92K | |
| 11-Aug-17 3:40 PM View: | QUALCOMM Inc. (QCOM) | 10-Aug-17 | Disposition (other) | 2,920 | -- | -- | (4%) 78.92K to 76.0K | |
| 11-Aug-17 3:40 PM View: | QUALCOMM Inc. (QCOM) | 27-Jul-17 | Gift | 7,500 | -- | -- | 10% 72.84K to 80.34K | |
| 11-Aug-17 3:40 PM View: | QUALCOMM Inc. (QCOM) | 27-Jul-17 | Gift | 7,500 | -- | -- | (9%) 80.34K to 72.84K | |
| 10-May-17 4:14 PM View: | QUALCOMM Inc. (QCOM) | 08-May-17 | Option Exercise | 10,477 | -- | -- | 16% 65.28K to 75.76K | |
| 04-Jan-17 12:48 PM View: | QUALCOMM Inc. (QCOM) | 03-Jan-17 | Option Exercise | 2,000 | $41.36 | $82,720.00 | 3% 65.08K to 67.08K | |
| 04-Jan-17 12:48 PM View: | QUALCOMM Inc. (QCOM) | 03-Jan-17 | Market Option Sale (Planned) | 2,000 | $65.86 | $131,720.00 | (3%) 67.08K to 65.08K | (89%) |
| 14-Dec-16 2:11 PM View: | QUALCOMM Inc. (QCOM) | 13-Dec-16 | Option Exercise | 2,000 | $58.24 | $116,480.00 | 3% 65.08K to 67.08K | |
| 14-Dec-16 2:11 PM View: | QUALCOMM Inc. (QCOM) | 13-Dec-16 | Market Option Sale (Planned) | 2,000 | $70.00 | $140,000.00 | (3%) 67.08K to 65.08K | (77%) |
| 13-Dec-16 11:56 AM View: | QUALCOMM Inc. (QCOM) | 12-Dec-16 | Option Exercise | 2,000 | $41.36 | $82,720.00 | 3% 65.08K to 67.08K | |
| 13-Dec-16 11:56 AM View: | QUALCOMM Inc. (QCOM) | 12-Dec-16 | Market Option Sale (Planned) | 2,000 | $68.16 | $136,320.00 | (3%) 67.08K to 65.08K | (82%) |
| 21-Nov-16 6:48 PM View: | QUALCOMM Inc. (QCOM) | 20-Nov-16 | Payment of Exercise | 1,294 | $67.31 | $87,099.10 | (2%) 66.38K to 65.08K | (86%) |
| 21-Nov-16 6:48 PM View: | QUALCOMM Inc. (QCOM) | 20-Nov-16 | Option Exercise Duplicate | 2,479 | -- | -- | 4% 63.9K to 66.38K | |
| 08-Nov-16 1:24 PM View: | QUALCOMM Inc. (QCOM) | 07-Nov-16 | Option Exercise | 2,000 | $58.24 | $116,480.00 | 3% 63.9K to 65.9K | |
| 08-Nov-16 1:24 PM View: | QUALCOMM Inc. (QCOM) | 07-Nov-16 | Market Option Sale (Planned) | 2,000 | $67.72 | $135,440.00 | (3%) 65.9K to 63.9K | (85%) |
| 04-Oct-16 4:55 PM View: | QUALCOMM Inc. (QCOM) | 03-Oct-16 | Option Exercise | 2,000 | $58.24 | $116,480.00 | 3% 63.9K to 65.9K | |
| 04-Oct-16 4:55 PM View: | QUALCOMM Inc. (QCOM) | 03-Oct-16 | Market Option Sale (Planned) | 2,000 | $68.18 | $136,360.00 | (3%) 65.9K to 63.9K | (84%) |
| 30-Sep-16 12:33 PM View: | QUALCOMM Inc. (QCOM) | 29-Sep-16 | Option Exercise | 74,000 | $53.58 | $3,964,760.00 | 116% 63.9K to 137.9K | |
| 30-Sep-16 12:33 PM View: | QUALCOMM Inc. (QCOM) | 29-Sep-16 | Market Option Sale (Planned) | 74,000 | $66.63 | $4,930,500.00 | (54%) 137.9K to 63.9K | (88%) |
| 07-Sep-16 1:44 PM View: | QUALCOMM Inc. (QCOM) | 06-Sep-16 | Option Exercise | 2,000 | $43.24 | $86,480.00 | 3% 63.9K to 65.9K | |
| 07-Sep-16 1:44 PM View: | QUALCOMM Inc. (QCOM) | 06-Sep-16 | Market Option Sale (Planned) | 2,000 | $62.30 | $124,600.00 | (3%) 65.9K to 63.9K | (101%) |
| 24-Aug-16 4:09 PM View: | QUALCOMM Inc. (QCOM) | 23-Aug-16 | Option Exercise | 15,000 | $43.24 | $648,600.00 | 23% 63.9K to 78.9K | |
| 24-Aug-16 4:09 PM View: | QUALCOMM Inc. (QCOM) | 23-Aug-16 | Market Option Sale (Planned) | 15,000 | $63.25 | $948,796.00 | (19%) 78.9K to 63.9K | (100%) |
| 02-Aug-16 3:18 PM View: | QUALCOMM Inc. (QCOM) | 01-Aug-16 | Option Exercise | 2,000 | $43.24 | $86,480.00 | 3% 63.9K to 65.9K | |
| 02-Aug-16 3:18 PM View: | QUALCOMM Inc. (QCOM) | 01-Aug-16 | Market Option Sale (Planned) | 2,000 | $62.37 | $124,740.00 | (3%) 65.9K to 63.9K | (102%) |
| 28-Jul-16 2:29 PM View: | QUALCOMM Inc. (QCOM) | 27-Jul-16 | Option Exercise | 15,000 | $43.24 | $648,600.00 | 24% 63.63K to 78.63K | |
| 28-Jul-16 2:29 PM View: | QUALCOMM Inc. (QCOM) | 27-Jul-16 | Market Option Sale (Planned) | 15,000 | $62.25 | $933,752.00 | (19%) 78.63K to 63.63K | (103%) |
| 28-Jul-16 2:29 PM View: | QUALCOMM Inc. (QCOM) | 26-Jul-16 | Option Exercise | 15,000 | $43.43 | $651,380.00 | 24% 63.63K to 78.63K | |
| 28-Jul-16 2:29 PM View: | QUALCOMM Inc. (QCOM) | 26-Jul-16 | Market Option Sale (Planned) | 15,000 | $61.25 | $918,750.00 | (19%) 78.63K to 63.63K | (106%) |
| 22-Jul-16 12:21 PM View: | QUALCOMM Inc. (QCOM) | 21-Jul-16 | Option Exercise | 33,000 | $44.63 | $1,472,790.00 | 52% 63.63K to 96.63K | |
| 22-Jul-16 12:21 PM View: | QUALCOMM Inc. (QCOM) | 21-Jul-16 | Market Option Sale (Planned) | 33,000 | $59.85 | $1,975,030.00 | (34%) 96.63K to 63.63K | (111%) |
| 26-May-16 1:25 PM View: | QUALCOMM Inc. (QCOM) | 24-May-16 | Option Exercise | 10,000 | $41.36 | $413,600.00 | 16% 63.63K to 73.63K | |
| 26-May-16 1:25 PM View: | QUALCOMM Inc. (QCOM) | 24-May-16 | Market Option Sale (Planned) | 10,000 | $55.25 | $552,500.00 | (14%) 73.63K to 63.63K | (131%) |
| 09-May-16 2:36 PM View: | QUALCOMM Inc. (QCOM) | 05-May-16 | Payment of Exercise | 3,799 | $51.13 | $194,243.00 | (6%) 67.43K to 63.63K | (149%) |
| 09-May-16 2:36 PM View: | QUALCOMM Inc. (QCOM) | 05-May-16 | Option Exercise Duplicate | 10,114 | -- | -- | 18% 57.31K to 67.43K | |
| 14-Apr-16 3:12 PM View: | QUALCOMM Inc. (QCOM) | 13-Apr-16 | Option Exercise | 32,700 | $51.48 | $1,683,400.00 | 57% 57.31K to 90.01K | 148% |
| 14-Apr-16 3:12 PM View: | QUALCOMM Inc. (QCOM) | 13-Apr-16 | Market Option Sale (Planned) | 32,700 | $51.59 | $1,686,990.00 | (36%) 90.01K to 57.31K | (147%) |
| 24-Nov-15 3:00 PM View: | QUALCOMM Inc. (QCOM) | 20-Nov-15 | Payment of Exercise | 4,673 | $49.62 | $231,874.00 | (4%) 108.58K to 103.91K | (162%) |
| 24-Nov-15 3:00 PM View: | QUALCOMM Inc. (QCOM) | 20-Nov-15 | Option Exercise | 8,956 | -- | -- | 9% 99.63K to 108.58K | |
| 24-Nov-15 3:00 PM View: | QUALCOMM Inc. (QCOM) | 10-Aug-15 | Gift | 7,500 | -- | -- | 8% 97.24K to 104.74K | |
| 24-Nov-15 3:00 PM View: | QUALCOMM Inc. (QCOM) | 10-Aug-15 | Gift | 7,500 | -- | -- | (7%) 104.74K to 97.24K | |
| 02-Jun-15 12:48 PM View: | QUALCOMM Inc. (QCOM) | 01-Jun-15 | Option Exercise | 2,000 | $41.36 | $82,720.00 | 4% 52.65K to 54.65K |