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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Mar-21 7:06 PM View:  | Vistagen Therapeutics, Inc. (VTGN) | 19-Mar-21 | Option Exercise | 2,500 | $1.50 | $3,750.00 | 100% 0 to 2.5K | |
| 12-Feb-14 6:21 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Conversion | 1,209,080 | -- | -- | 63% 1.92M to 3.13M | |
| 12-Feb-14 6:21 PM View: | Argos Therapeutics Inc (ARGS) | 12-Feb-14 | Purchase | 40,497 | $8.00 | $323,976.00 | 1% 3.13M to 3.17M |