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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Jun-21 8:41 PM View:  | C3.Ai, Inc. (AI) | 08-Jun-21 | Option Exercise | 55,119 | $1.43 | $78,867.40 | 74% 74.97K to 130.09K | |
| 08-Jun-21 8:41 PM View: | C3.Ai, Inc. (AI) | 08-Jun-21 | Market Option Sale | 55,119 | $61.44 | $3,386,230.00 | (42%) 130.09K to 74.97K | |
| 08-Jun-21 8:41 PM View: | C3.Ai, Inc. (AI) | 04-Jun-21 | Acquisition (other) | 470 | -- | -- | < 1% 74.5K to 74.97K | |
| 10-Mar-21 9:16 PM View: | C3.Ai, Inc. (AI) | 08-Mar-21 | Acquisition (other) | 117 | -- | -- | < 1% 74.39K to 74.5K | |
| 10-Mar-21 9:16 PM View: | C3.Ai, Inc. (AI) | 08-Mar-21 | Option Exercise | 75,161 | $0.60 | $45,096.60 | 101% 74.5K to 149.66K | |
| 10-Mar-21 9:16 PM View: | C3.Ai, Inc. (AI) | 08-Mar-21 | Market Option Sale | 75,161 | $87.02 | $6,540,420.00 | (50%) 149.66K to 74.5K | |
| 11-Dec-20 4:15 PM View: | C3.Ai, Inc. (AI) | 11-Dec-20 | Conversion | 21,687 | -- | -- | 41% 52.7K to 74.39K | |
| 26-May-20 9:44 PM View: | Dropbox, Inc. (DBX) | 21-May-20 | Grant | 11,297 | -- | -- | 20% 56.41K to 67.7K | |
| 14-Aug-19 10:00 PM View: | Dropbox, Inc. (DBX) | 12-Aug-19 | Sale (Planned) | 23,943 | $18.38 | $440,008.00 | (30%) 80.35K to 56.41K | |
| 28-May-19 6:16 PM View: | Dropbox, Inc. (DBX) | 23-May-19 | Grant | 13,298 | -- | -- | 20% 67.05K to 80.35K | |
| 28-Aug-18 5:01 PM View: | Dropbox, Inc. (DBX) | 24-Aug-18 | Sale (Planned) | 25,000 | $27.23 | $680,713.00 | (27%) 92.05K to 67.05K | |
| 17-May-18 5:42 PM View: | Dropbox, Inc. (DBX) | 15-May-18 | Conversion | 53,333 | -- | -- | 138% 38.72K to 92.05K | |
| 01-May-18 6:58 PM View: | Dropbox, Inc. (DBX) | 27-Apr-18 | Conversion | 24,433 | -- | -- | 171% 14.29K to 38.72K | |
| 22-Jun-12 6:48 PM View: | Kior Inc (KIOR) | 20-Jun-12 | Grant | 20,298 | -- | -- | 9% 223.5K to 243.8K | |
| 03-Apr-12 9:00 PM View: | Kior Inc (KIOR) | 30-Mar-12 | Market Sale | 6,500 | $13.22 | $85,930.00 | (3%) 230.0K to 223.5K | 100% |
| 24-Aug-11 10:05 AM View: | Kior Inc (KIOR) | 09-Aug-11 | Grant | 230,000 | -- | -- | 100% 0 to 230.0K |